9th Dec 2024 15:19
FORM 8.3 - Amendment to 2a and 3aReplaces form Released at 06/12/2024 14:43 RNS Number : 2036P | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | AVIVA PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 05 Dec 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: DIRECT LINE INSURANCE GROUP PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 32 17/19p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 24,868,823 | 0.92% | 23,175,164 | 0.87% | |||
(2) Cash-settled derivatives: | 1,458,830 | 0.05% | 22,554,075 | 0.84% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 1,099,485 | 0.04% | |||
TOTAL: | 26,327,653 | 0.97% | 46,828,724 | 1.75% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
32 17/19p ordinary | Purchase | 894,101 | 4.8580 GBP | ||||
32 17/19p ordinary | Purchase | 452,369 | 4.8908 GBP | ||||
32 17/19p ordinary | Purchase | 449,854 | 4.8940 GBP | ||||
32 17/19p ordinary | Purchase | 298,144 | 4.8578 GBP | ||||
32 17/19p ordinary | Purchase | 114,572 | 4.8563 GBP | ||||
32 17/19p ordinary | Purchase | 100,956 | 4.8605 GBP | ||||
32 17/19p ordinary | Purchase | 94,594 | 4.8612 GBP | ||||
32 17/19p ordinary | Purchase | 83,027 | 4.8553 GBP | ||||
32 17/19p ordinary | Purchase | 75,820 | 4.8539 GBP | ||||
32 17/19p ordinary | Purchase | 41,430 | 4.8579 GBP | ||||
32 17/19p ordinary | Purchase | 36,280 | 4.8311 GBP | ||||
32 17/19p ordinary | Purchase | 24,303 | 4.8371 GBP | ||||
32 17/19p ordinary | Purchase | 24,064 | 4.8674 GBP | ||||
32 17/19p ordinary | Purchase | 23,983 | 4.8390 GBP | ||||
32 17/19p ordinary | Purchase | 16,943 | 4.8620 GBP | ||||
32 17/19p ordinary | Purchase | 14,285 | 4.8701 GBP | ||||
32 17/19p ordinary | Purchase | 12,103 | 4.8610 GBP | ||||
32 17/19p ordinary | Purchase | 8,991 | 4.8180 GBP | ||||
32 17/19p ordinary | Purchase | 8,627 | 4.8926 GBP | ||||
32 17/19p ordinary | Purchase | 5,523 | 4.8361 GBP | ||||
32 17/19p ordinary | Purchase | 4,710 | 4.8464 GBP | ||||
32 17/19p ordinary | Purchase | 3,909 | 4.8450 GBP | ||||
32 17/19p ordinary | Purchase | 3,807 | 4.8654 GBP | ||||
32 17/19p ordinary | Purchase | 3,795 | 4.8680 GBP | ||||
32 17/19p ordinary | Purchase | 3,623 | 4.8205 GBP | ||||
ADR | Purchase | 3,200 | 12.5475 USD | ||||
32 17/19p ordinary | Purchase | 3,162 | 4.8451 GBP | ||||
32 17/19p ordinary | Purchase | 3,071 | 4.8750 GBP | ||||
32 17/19p ordinary | Purchase | 3,069 | 4.8930 GBP | ||||
32 17/19p ordinary | Purchase | 3,060 | 4.8277 GBP | ||||
32 17/19p ordinary | Purchase | 3,019 | 4.8310 GBP | ||||
32 17/19p ordinary | Purchase | 2,967 | 4.8685 GBP | ||||
32 17/19p ordinary | Purchase | 2,732 | 4.8417 GBP | ||||
32 17/19p ordinary | Purchase | 2,242 | 4.8569 GBP | ||||
32 17/19p ordinary | Purchase | 1,895 | 4.8679 GBP | ||||
32 17/19p ordinary | Purchase | 1,790 | 4.8562 GBP | ||||
32 17/19p ordinary | Purchase | 870 | 5.3176 GBP | ||||
32 17/19p ordinary | Purchase | 1,728 | 4.8320 GBP | ||||
ADR | Purchase | 1,702 | 12.5976 USD | ||||
32 17/19p ordinary | Purchase | 1,494 | 4.8458 GBP | ||||
32 17/19p ordinary | Purchase | 1,193 | 4.8380 GBP | ||||
32 17/19p ordinary | Purchase | 807 | 4.8530 GBP | ||||
32 17/19p ordinary | Purchase | 790 | 4.8300 GBP | ||||
32 17/19p ordinary | Purchase | 777 | 4.8660 GBP | ||||
32 17/19p ordinary | Purchase | 756 | 4.8290 GBP | ||||
32 17/19p ordinary | Purchase | 644 | 4.8830 GBP | ||||
32 17/19p ordinary | Purchase | 621 | 4.8760 GBP | ||||
32 17/19p ordinary | Purchase | 576 | 4.8840 GBP | ||||
32 17/19p ordinary | Purchase | 415 | 4.8240 GBP | ||||
32 17/19p ordinary | Purchase | 307 | 4.8945 GBP | ||||
32 17/19p ordinary | Purchase | 252 | 4.8280 GBP | ||||
32 17/19p ordinary | Purchase | 226 | 4.8770 GBP | ||||
32 17/19p ordinary | Purchase | 47 | 4.8520 GBP | ||||
32 17/19p ordinary | Purchase | 2 | 4.8410 GBP | ||||
32 17/19p ordinary | Purchase | 1 | 4.8370 GBP | ||||
32 17/19p ordinary | Purchase | 1 | 4.8646 GBP | ||||
32 17/19p ordinary | Sale | 1,339,991 | 4.8180 GBP | ||||
32 17/19p ordinary | Sale | 277,146 | 4.8820 GBP | ||||
32 17/19p ordinary | Sale | 196,373 | 4.8940 GBP | ||||
32 17/19p ordinary | Sale | 185,735 | 4.8679 GBP | ||||
32 17/19p ordinary | Sale | 157,980 | 4.8732 GBP | ||||
32 17/19p ordinary | Sale | 126,065 | 4.8947 GBP | ||||
32 17/19p ordinary | Sale | 125,000 | 4.8505 GBP | ||||
32 17/19p ordinary | Sale | 122,612 | 4.8544 GBP | ||||
32 17/19p ordinary | Sale | 114,448 | 4.8939 GBP | ||||
32 17/19p ordinary | Sale | 83,665 | 4.8736 GBP | ||||
32 17/19p ordinary | Sale | 65,755 | 4.8310 GBP | ||||
32 17/19p ordinary | Sale | 58,877 | 4.8943 GBP | ||||
32 17/19p ordinary | Sale | 51,264 | 4.8515 GBP | ||||
32 17/19p ordinary | Sale | 46,974 | 4.8470 GBP | ||||
32 17/19p ordinary | Sale | 44,037 | 4.8834 GBP | ||||
32 17/19p ordinary | Sale | 41,585 | 4.8497 GBP | ||||
32 17/19p ordinary | Sale | 29,626 | 4.8372 GBP | ||||
32 17/19p ordinary | Sale | 27,874 | 4.8618 GBP | ||||
32 17/19p ordinary | Sale | 27,113 | 4.8506 GBP | ||||
32 17/19p ordinary | Sale | 23,361 | 4.8559 GBP | ||||
32 17/19p ordinary | Sale | 19,397 | 4.8684 GBP | ||||
32 17/19p ordinary | Sale | 18,663 | 4.8633 GBP | ||||
32 17/19p ordinary | Sale | 18,205 | 4.8613 GBP | ||||
32 17/19p ordinary | Sale | 12,841 | 4.8438 GBP | ||||
32 17/19p ordinary | Sale | 11,451 | 4.8554 GBP | ||||
32 17/19p ordinary | Sale | 10,645 | 4.8473 GBP | ||||
32 17/19p ordinary | Sale | 8,665 | 4.8768 GBP | ||||
32 17/19p ordinary | Sale | 8,197 | 4.8575 GBP | ||||
32 17/19p ordinary | Sale | 6,738 | 4.8428 GBP | ||||
32 17/19p ordinary | Sale | 3,909 | 4.8450 GBP | ||||
32 17/19p ordinary | Sale | 3,895 | 4.8680 GBP | ||||
32 17/19p ordinary | Sale | 3,865 | 4.8630 GBP | ||||
32 17/19p ordinary | Sale | 3,686 | 4.8585 GBP | ||||
32 17/19p ordinary | Sale | 3,305 | 4.8713 GBP | ||||
32 17/19p ordinary | Sale | 3,071 | 4.8750 GBP | ||||
32 17/19p ordinary | Sale | 2,924 | 4.8379 GBP | ||||
32 17/19p ordinary | Sale | 2,870 | 4.8592 GBP | ||||
ADR | Sale | 2,400 | 12.5500 USD | ||||
32 17/19p ordinary | Sale | 2,310 | 4.8841 GBP | ||||
32 17/19p ordinary | Sale | 2,275 | 4.8616 GBP | ||||
32 17/19p ordinary | Sale | 1,863 | 4.8595 GBP | ||||
ADR | Sale | 1,702 | 12.5976 USD | ||||
32 17/19p ordinary | Sale | 1,407 | 4.8530 GBP | ||||
32 17/19p ordinary | Sale | 1,203 | 4.8233 GBP | ||||
32 17/19p ordinary | Sale | 1,193 | 4.8380 GBP | ||||
32 17/19p ordinary | Sale | 970 | 4.8647 GBP | ||||
32 17/19p ordinary | Sale | 842 | 4.8503 GBP | ||||
ADR | Sale | 800 | 12.5400 USD | ||||
32 17/19p ordinary | Sale | 790 | 4.8300 GBP | ||||
32 17/19p ordinary | Sale | 777 | 4.8660 GBP | ||||
32 17/19p ordinary | Sale | 777 | 4.8743 GBP | ||||
32 17/19p ordinary | Sale | 756 | 4.8290 GBP | ||||
32 17/19p ordinary | Sale | 732 | 4.8502 GBP | ||||
32 17/19p ordinary | Sale | 683 | 4.8550 GBP | ||||
32 17/19p ordinary | Sale | 668 | 4.8794 GBP | ||||
32 17/19p ordinary | Sale | 645 | 4.8390 GBP | ||||
32 17/19p ordinary | Sale | 621 | 4.8764 GBP | ||||
32 17/19p ordinary | Sale | 600 | 4.8368 GBP | ||||
32 17/19p ordinary | Sale | 325 | 4.8568 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
32 17/19p ordinary | SWAP | Decreasing Short | 37,599 | 4.8497 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 732 | 4.8502 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 3,930 | 4.8535 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 683 | 4.8550 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 970 | 4.8647 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 18,965 | 4.8663 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 10,894 | 4.8668 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 144 | 4.8673 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 8,359 | 4.8705 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 1,911 | 4.8716 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 60,186 | 4.8749 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 8,665 | 4.8768 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 70,904 | 4.8878 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 59,758 | 4.8935 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 114,448 | 4.8939 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 38,783 | 4.8940 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1,127 | 4.8011 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 415 | 4.8240 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 3,060 | 4.8277 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 252 | 4.8280 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 13,681 | 4.8301 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 3,162 | 4.8451 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 38,704 | 4.8470 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 9,495 | 4.8515 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 75,013 | 4.8539 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 5,802 | 4.8548 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 83,027 | 4.8554 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 114,572 | 4.8563 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 298,144 | 4.8578 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 49,154 | 4.8584 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 51,425 | 4.8604 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1 | 4.8647 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 15,880 | 4.8844 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 90 | 4.8912 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 242 | 4.8919 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 317,107 | 4.8940 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 4,749 | 4.8942 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 60,128 | 4.8943 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 307 | 4.8944 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 5,485 | 4.8543 GBP | |||
32 17/19p ordinary | CFD | Decreasing Short | 200 | 4.8335 GBP | |||
32 17/19p ordinary | CFD | Decreasing Short | 2,065 | 4.8391 GBP | |||
32 17/19p ordinary | CFD | Decreasing Short | 3,865 | 4.8630 GBP | |||
32 17/19p ordinary | CFD | Decreasing Short | 902 | 4.8707 GBP | |||
32 17/19p ordinary | CFD | Decreasing Short | 730 | 4.8754 GBP | |||
32 17/19p ordinary | CFD | Increasing Short | 8,991 | 4.8180 GBP | |||
32 17/19p ordinary | CFD | Increasing Short | 1,589 | 4.8581 GBP | |||
32 17/19p ordinary | CFD | Increasing Short | 1,541 | 4.8585 GBP | |||
32 17/19p ordinary | CFD | Increasing Short | 14,285 | 4.8701 GBP | |||
32 17/19p ordinary | CFD | Increasing Short | 28,625 | 4.8763 GBP | |||
32 17/19p ordinary | CFD | Increasing Short | 3,013 | 4.8939 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 09 Dec 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | AVIVA PLC | ||||||
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2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
32 17/19p ordinary | Call Options | Written | -322,246 | 4.2985 | European | 11 Mar 2025 | |
32 17/19p ordinary | Call Options | Written | -310,550 | 4.5547 | European | 23 Dec 2024 | |
32 17/19p ordinary | Call Options | Written | -241,321 | 4.4050 | European | 06 May 2025 | |
32 17/19p ordinary | Call Options | Written | -120,790 | 5.3305 | European | 06 Jun 2025 | |
32 17/19p ordinary | Call Options | Written | -104,578 | 5.3176 | European | 05 Jun 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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