18th Feb 2025 16:06
FORM 8.3 - Amendment to 3aReplaces form Released at 17/02/2025 15:22 RNS Number : 4047X | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
| |||||
(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | AVIVA PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
| |||||
(e) | Date position held/dealing undertaken: | 14 Feb 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: DIRECT LINE INSURANCE GROUP PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 32 17/19p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 30,951,185 | 1.15% | 27,471,693 | 1.03% | |||
(2) Cash-settled derivatives: | 10,106,753 | 0.38% | 23,687,837 | 0.88% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 20,000 | 0.00% | 486,684 | 0.02% | |||
TOTAL: | 41,077,938 | 1.53% | 51,646,214 | 1.93% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
32 17/19p ordinary | Purchase | 337,701 | 5.1044 GBP | ||||
32 17/19p ordinary | Purchase | 207,567 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 116,266 | 5.1002 GBP | ||||
32 17/19p ordinary | Purchase | 109,545 | 5.0957 GBP | ||||
32 17/19p ordinary | Purchase | 86,043 | 5.1229 GBP | ||||
32 17/19p ordinary | Purchase | 66,698 | 5.1267 GBP | ||||
32 17/19p ordinary | Purchase | 59,122 | 5.1244 GBP | ||||
32 17/19p ordinary | Purchase | 57,293 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 56,662 | 5.0956 GBP | ||||
32 17/19p ordinary | Purchase | 46,740 | 5.1017 GBP | ||||
32 17/19p ordinary | Purchase | 44,445 | 5.1234 GBP | ||||
32 17/19p ordinary | Purchase | 40,349 | 5.1116 GBP | ||||
32 17/19p ordinary | Purchase | 36,688 | 5.0948 GBP | ||||
32 17/19p ordinary | Purchase | 34,347 | 5.1238 GBP | ||||
32 17/19p ordinary | Purchase | 28,991 | 5.1372 GBP | ||||
32 17/19p ordinary | Purchase | 27,492 | 5.1126 GBP | ||||
32 17/19p ordinary | Purchase | 22,539 | 5.1395 GBP | ||||
32 17/19p ordinary | Purchase | 21,302 | 5.1357 GBP | ||||
32 17/19p ordinary | Purchase | 20,793 | 5.1257 GBP | ||||
32 17/19p ordinary | Purchase | 19,380 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 18,817 | 5.1210 GBP | ||||
32 17/19p ordinary | Purchase | 18,100 | 5.0928 GBP | ||||
32 17/19p ordinary | Purchase | 17,563 | 5.0935 GBP | ||||
32 17/19p ordinary | Purchase | 14,948 | 5.1169 GBP | ||||
32 17/19p ordinary | Purchase | 14,372 | 5.1022 GBP | ||||
32 17/19p ordinary | Purchase | 14,182 | 5.1360 GBP | ||||
32 17/19p ordinary | Purchase | 13,772 | 5.1189 GBP | ||||
32 17/19p ordinary | Purchase | 13,539 | 5.1145 GBP | ||||
32 17/19p ordinary | Purchase | 13,061 | 5.1330 GBP | ||||
32 17/19p ordinary | Purchase | 12,578 | 5.1117 GBP | ||||
32 17/19p ordinary | Purchase | 12,244 | 5.1045 GBP | ||||
32 17/19p ordinary | Purchase | 10,324 | 5.0942 GBP | ||||
32 17/19p ordinary | Purchase | 7,595 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 7,538 | 5.0920 GBP | ||||
32 17/19p ordinary | Purchase | 7,113 | 5.0934 GBP | ||||
32 17/19p ordinary | Purchase | 6,752 | 5.1480 GBP | ||||
32 17/19p ordinary | Purchase | 6,346 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 6,233 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 5,640 | 5.0921 GBP | ||||
32 17/19p ordinary | Purchase | 5,395 | 5.1207 GBP | ||||
32 17/19p ordinary | Purchase | 3,621 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 3,343 | 5.0816 GBP | ||||
32 17/19p ordinary | Purchase | 2,686 | 5.1306 GBP | ||||
32 17/19p ordinary | Purchase | 2,575 | 5.1105 GBP | ||||
32 17/19p ordinary | Purchase | 2,536 | 5.0900 GBP | ||||
32 17/19p ordinary | Purchase | 2,171 | 5.1300 GBP | ||||
32 17/19p ordinary | Purchase | 1,775 | 5.1251 GBP | ||||
32 17/19p ordinary | Purchase | 1,541 | 5.1280 GBP | ||||
32 17/19p ordinary | Purchase | 1,524 | 5.1380 GBP | ||||
32 17/19p ordinary | Purchase | 1,376 | 5.1400 GBP | ||||
32 17/19p ordinary | Purchase | 1,245 | 5.1340 GBP | ||||
32 17/19p ordinary | Purchase | 1,203 | 5.1167 GBP | ||||
32 17/19p ordinary | Purchase | 1,013 | 5.0860 GBP | ||||
32 17/19p ordinary | Purchase | 1,000 | 5.3305 GBP | ||||
32 17/19p ordinary | Purchase | 985 | 5.1440 GBP | ||||
32 17/19p ordinary | Purchase | 966 | 5.0842 GBP | ||||
32 17/19p ordinary | Purchase | 828 | 5.1140 GBP | ||||
32 17/19p ordinary | Purchase | 800 | 5.1320 GBP | ||||
32 17/19p ordinary | Purchase | 672 | 5.1160 GBP | ||||
32 17/19p ordinary | Purchase | 618 | 5.1474 GBP | ||||
32 17/19p ordinary | Purchase | 545 | 5.0960 GBP | ||||
32 17/19p ordinary | Purchase | 540 | 5.1100 GBP | ||||
32 17/19p ordinary | Purchase | 539 | 5.1310 GBP | ||||
32 17/19p ordinary | Purchase | 534 | 5.1350 GBP | ||||
32 17/19p ordinary | Purchase | 526 | 5.0660 GBP | ||||
32 17/19p ordinary | Purchase | 505 | 5.0910 GBP | ||||
32 17/19p ordinary | Purchase | 490 | 5.1200 GBP | ||||
32 17/19p ordinary | Purchase | 391 | 5.1220 GBP | ||||
32 17/19p ordinary | Purchase | 359 | 5.0940 GBP | ||||
32 17/19p ordinary | Purchase | 318 | 5.1259 GBP | ||||
32 17/19p ordinary | Purchase | 298 | 5.1339 GBP | ||||
32 17/19p ordinary | Purchase | 189 | 5.1420 GBP | ||||
32 17/19p ordinary | Purchase | 72 | 5.1180 GBP | ||||
32 17/19p ordinary | Purchase | 26 | 5.0800 GBP | ||||
32 17/19p ordinary | Sale | 383,559 | 5.1045 GBP | ||||
32 17/19p ordinary | Sale | 254,674 | 5.1194 GBP | ||||
32 17/19p ordinary | Sale | 221,474 | 5.1168 GBP | ||||
32 17/19p ordinary | Sale | 200,758 | 5.0973 GBP | ||||
32 17/19p ordinary | Sale | 164,360 | 5.1007 GBP | ||||
32 17/19p ordinary | Sale | 143,350 | 5.1179 GBP | ||||
32 17/19p ordinary | Sale | 122,118 | 5.1220 GBP | ||||
32 17/19p ordinary | Sale | 72,021 | 5.1083 GBP | ||||
32 17/19p ordinary | Sale | 56,453 | 5.0920 GBP | ||||
32 17/19p ordinary | Sale | 54,787 | 5.0940 GBP | ||||
32 17/19p ordinary | Sale | 53,354 | 5.1455 GBP | ||||
32 17/19p ordinary | Sale | 44,281 | 5.1106 GBP | ||||
32 17/19p ordinary | Sale | 41,687 | 5.0940 GBP | ||||
32 17/19p ordinary | Sale | 41,327 | 5.1158 GBP | ||||
32 17/19p ordinary | Sale | 38,291 | 5.1286 GBP | ||||
32 17/19p ordinary | Sale | 35,449 | 5.1023 GBP | ||||
32 17/19p ordinary | Sale | 33,725 | 5.1271 GBP | ||||
32 17/19p ordinary | Sale | 32,728 | 5.1038 GBP | ||||
32 17/19p ordinary | Sale | 30,472 | 5.1284 GBP | ||||
32 17/19p ordinary | Sale | 28,300 | 5.1230 GBP | ||||
32 17/19p ordinary | Sale | 24,450 | 5.1147 GBP | ||||
32 17/19p ordinary | Sale | 23,401 | 5.1084 GBP | ||||
32 17/19p ordinary | Sale | 19,480 | 5.1325 GBP | ||||
32 17/19p ordinary | Sale | 12,079 | 5.1011 GBP | ||||
32 17/19p ordinary | Sale | 9,897 | 5.1484 GBP | ||||
32 17/19p ordinary | Sale | 9,767 | 5.1125 GBP | ||||
32 17/19p ordinary | Sale | 8,642 | 5.1113 GBP | ||||
32 17/19p ordinary | Sale | 8,116 | 5.1167 GBP | ||||
32 17/19p ordinary | Sale | 7,456 | 5.1124 GBP | ||||
32 17/19p ordinary | Sale | 6,966 | 5.1195 GBP | ||||
32 17/19p ordinary | Sale | 6,752 | 5.1486 GBP | ||||
32 17/19p ordinary | Sale | 6,548 | 5.1469 GBP | ||||
32 17/19p ordinary | Sale | 6,346 | 5.0940 GBP | ||||
32 17/19p ordinary | Sale | 5,981 | 5.1109 GBP | ||||
32 17/19p ordinary | Sale | 5,537 | 5.0849 GBP | ||||
32 17/19p ordinary | Sale | 4,885 | 5.1015 GBP | ||||
32 17/19p ordinary | Sale | 4,453 | 5.1227 GBP | ||||
32 17/19p ordinary | Sale | 4,294 | 5.0919 GBP | ||||
32 17/19p ordinary | Sale | 3,954 | 5.1096 GBP | ||||
32 17/19p ordinary | Sale | 3,621 | 5.0940 GBP | ||||
32 17/19p ordinary | Sale | 3,590 | 5.0929 GBP | ||||
32 17/19p ordinary | Sale | 2,780 | 5.0987 GBP | ||||
32 17/19p ordinary | Sale | 2,615 | 5.1453 GBP | ||||
32 17/19p ordinary | Sale | 2,575 | 5.1110 GBP | ||||
32 17/19p ordinary | Sale | 2,448 | 5.1310 GBP | ||||
32 17/19p ordinary | Sale | 2,318 | 5.1360 GBP | ||||
32 17/19p ordinary | Sale | 2,176 | 5.0944 GBP | ||||
32 17/19p ordinary | Sale | 2,131 | 5.1280 GBP | ||||
32 17/19p ordinary | Sale | 2,037 | 5.0900 GBP | ||||
32 17/19p ordinary | Sale | 1,791 | 5.0842 GBP | ||||
32 17/19p ordinary | Sale | 1,524 | 5.1380 GBP | ||||
32 17/19p ordinary | Sale | 1,376 | 5.1400 GBP | ||||
32 17/19p ordinary | Sale | 1,245 | 5.1340 GBP | ||||
32 17/19p ordinary | Sale | 1,080 | 5.1287 GBP | ||||
32 17/19p ordinary | Sale | 1,013 | 5.0860 GBP | ||||
32 17/19p ordinary | Sale | 985 | 5.1440 GBP | ||||
32 17/19p ordinary | Sale | 981 | 5.1145 GBP | ||||
32 17/19p ordinary | Sale | 899 | 5.0960 GBP | ||||
32 17/19p ordinary | Sale | 828 | 5.1140 GBP | ||||
32 17/19p ordinary | Sale | 672 | 5.1160 GBP | ||||
32 17/19p ordinary | Sale | 626 | 5.1035 GBP | ||||
32 17/19p ordinary | Sale | 614 | 5.0930 GBP | ||||
32 17/19p ordinary | Sale | 603 | 5.1300 GBP | ||||
32 17/19p ordinary | Sale | 540 | 5.1100 GBP | ||||
32 17/19p ordinary | Sale | 534 | 5.1350 GBP | ||||
32 17/19p ordinary | Sale | 526 | 5.0660 GBP | ||||
32 17/19p ordinary | Sale | 516 | 5.1351 GBP | ||||
32 17/19p ordinary | Sale | 505 | 5.0915 GBP | ||||
32 17/19p ordinary | Sale | 500 | 5.1330 GBP | ||||
32 17/19p ordinary | Sale | 490 | 5.1200 GBP | ||||
32 17/19p ordinary | Sale | 480 | 5.1317 GBP | ||||
32 17/19p ordinary | Sale | 189 | 5.1420 GBP | ||||
32 17/19p ordinary | Sale | 164 | 5.1095 GBP | ||||
32 17/19p ordinary | Sale | 72 | 5.1180 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
32 17/19p ordinary | SWAP | Decreasing Short | 7,328 | 5.0847 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 3,590 | 5.0929 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 725 | 5.0933 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 143,832 | 5.0937 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 20,091 | 5.0940 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 3,097 | 5.0950 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 35,449 | 5.1023 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 40,934 | 5.1060 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 164 | 5.1095 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 80,966 | 5.1106 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 4,073 | 5.1130 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 6,381 | 5.1151 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 9,481 | 5.1155 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 28,717 | 5.1158 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 59,278 | 5.1175 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 143,350 | 5.1179 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 254,674 | 5.1194 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 6,966 | 5.1195 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 120,727 | 5.1220 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 28,300 | 5.1230 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 54,826 | 5.1256 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 38,291 | 5.1286 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 6,548 | 5.1469 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 2,914 | 5.0920 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 5,640 | 5.0921 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 12,530 | 5.0935 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 203,232 | 5.0940 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 10,324 | 5.0942 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 36,688 | 5.0948 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 8,492 | 5.0949 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 166,207 | 5.0956 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 18,300 | 5.0961 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 934 | 5.0978 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 373 | 5.0979 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 43,162 | 5.1084 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1,200 | 5.1103 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 2,652 | 5.1106 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 3,713 | 5.1116 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 11,623 | 5.1120 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1,203 | 5.1167 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 13,772 | 5.1189 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 566 | 5.1200 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 983 | 5.1220 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 318 | 5.1259 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 110,612 | 5.1275 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 3,484 | 5.1300 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 298 | 5.1340 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 1,321 | 5.1222 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 47,532 | 5.1008 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 17,798 | 5.1130 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 44,267 | 5.1160 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 814 | 5.1475 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 814 | 5.0824 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 13,105 | 5.0873 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 9,950 | 5.0943 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 70,487 | 5.1135 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
| |||||
Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 18 Feb 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | AVIVA PLC | ||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
32 17/19p ordinary | Put Options | Purchased | -10,000 | 462.2400 | American | 19 Dec 2025 | |
32 17/19p ordinary | Call Options | Purchased | 10,000 | 564.9600 | American | 19 Dec 2025 | |
32 17/19p ordinary | Call Options | Written | -241,310 | 4.4050 | European | 06 May 2025 | |
32 17/19p ordinary | Call Options | Written | -120,793 | 5.3305 | European | 06 Jun 2025 | |
32 17/19p ordinary | Call Options | Written | -104,581 | 5.3176 | European | 05 Jun 2025 | |
32 17/19p ordinary | Call Options | Written | -10,000 | 564.9600 | American | 19 Dec 2025 | |
32 17/19p ordinary | Put Options | Written | 10,000 | 462.2400 | American | 19 Dec 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
| |||||||
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