7th Feb 2025 15:51
FORM 8.3 - Amendment to 2aReplaces form Released at 27/01/2025 17:29 RNS Number : 8520U | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | AVIVA PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 23 Jan 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: DIRECT LINE INSURANCE GROUP PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 32 17/19p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 20,646,952 | 0.77% | 21,099,438 | 0.79% | |||
(2) Cash-settled derivatives: | 2,960,619 | 0.11% | 15,035,689 | 0.56% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 466,687 | 0.02% | |||
TOTAL: | 23,607,571 | 0.88% | 36,601,814 | 1.37% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
32 17/19p ordinary | Purchase | 362,480 | 5.1200 GBP | ||||
32 17/19p ordinary | Purchase | 231,966 | 5.1177 GBP | ||||
32 17/19p ordinary | Purchase | 182,393 | 5.1102 GBP | ||||
32 17/19p ordinary | Purchase | 111,788 | 5.1193 GBP | ||||
32 17/19p ordinary | Purchase | 89,041 | 5.1133 GBP | ||||
32 17/19p ordinary | Purchase | 60,360 | 5.1147 GBP | ||||
32 17/19p ordinary | Purchase | 56,135 | 5.1125 GBP | ||||
32 17/19p ordinary | Purchase | 50,950 | 5.1155 GBP | ||||
32 17/19p ordinary | Purchase | 41,700 | 5.1070 GBP | ||||
32 17/19p ordinary | Purchase | 39,659 | 5.1342 GBP | ||||
32 17/19p ordinary | Purchase | 24,372 | 5.1135 GBP | ||||
32 17/19p ordinary | Purchase | 23,802 | 5.1240 GBP | ||||
32 17/19p ordinary | Purchase | 15,068 | 5.1086 GBP | ||||
32 17/19p ordinary | Purchase | 11,664 | 5.1213 GBP | ||||
32 17/19p ordinary | Purchase | 11,436 | 5.1101 GBP | ||||
32 17/19p ordinary | Purchase | 10,461 | 5.1185 GBP | ||||
32 17/19p ordinary | Purchase | 9,886 | 5.1180 GBP | ||||
32 17/19p ordinary | Purchase | 9,820 | 5.1174 GBP | ||||
32 17/19p ordinary | Purchase | 7,970 | 5.1210 GBP | ||||
32 17/19p ordinary | Purchase | 7,532 | 5.1179 GBP | ||||
32 17/19p ordinary | Purchase | 6,999 | 5.1220 GBP | ||||
32 17/19p ordinary | Purchase | 6,417 | 5.1260 GBP | ||||
32 17/19p ordinary | Purchase | 5,669 | 5.1020 GBP | ||||
32 17/19p ordinary | Purchase | 5,255 | 5.1178 GBP | ||||
32 17/19p ordinary | Purchase | 5,100 | 5.1123 GBP | ||||
32 17/19p ordinary | Purchase | 4,780 | 5.1000 GBP | ||||
32 17/19p ordinary | Purchase | 4,472 | 5.1160 GBP | ||||
32 17/19p ordinary | Purchase | 4,430 | 5.1007 GBP | ||||
32 17/19p ordinary | Purchase | 4,377 | 5.1060 GBP | ||||
32 17/19p ordinary | Purchase | 4,090 | 5.1188 GBP | ||||
32 17/19p ordinary | Purchase | 3,996 | 5.1120 GBP | ||||
32 17/19p ordinary | Purchase | 3,947 | 5.1100 GBP | ||||
32 17/19p ordinary | Purchase | 3,782 | 5.0960 GBP | ||||
32 17/19p ordinary | Purchase | 3,766 | 5.1189 GBP | ||||
32 17/19p ordinary | Purchase | 3,612 | 5.1040 GBP | ||||
32 17/19p ordinary | Purchase | 3,182 | 5.1083 GBP | ||||
32 17/19p ordinary | Purchase | 3,036 | 5.1170 GBP | ||||
32 17/19p ordinary | Purchase | 2,925 | 5.1080 GBP | ||||
ADR | Purchase | 2,894 | 12.8039 USD | ||||
32 17/19p ordinary | Purchase | 2,520 | 5.1140 GBP | ||||
32 17/19p ordinary | Purchase | 2,476 | 5.1117 GBP | ||||
32 17/19p ordinary | Purchase | 1,892 | 5.0980 GBP | ||||
32 17/19p ordinary | Purchase | 1,872 | 5.1300 GBP | ||||
32 17/19p ordinary | Purchase | 1,773 | 5.1152 GBP | ||||
ADR | Purchase | 1,200 | 12.7300 USD | ||||
32 17/19p ordinary | Purchase | 845 | 5.0983 GBP | ||||
32 17/19p ordinary | Purchase | 12 | 5.1150 GBP | ||||
32 17/19p ordinary | Sale | 269,780 | 5.1149 GBP | ||||
32 17/19p ordinary | Sale | 199,850 | 5.1200 GBP | ||||
32 17/19p ordinary | Sale | 108,488 | 5.1176 GBP | ||||
32 17/19p ordinary | Sale | 95,403 | 5.1197 GBP | ||||
32 17/19p ordinary | Sale | 86,436 | 5.1174 GBP | ||||
32 17/19p ordinary | Sale | 82,944 | 5.1118 GBP | ||||
32 17/19p ordinary | Sale | 78,059 | 5.1187 GBP | ||||
32 17/19p ordinary | Sale | 62,338 | 5.1127 GBP | ||||
32 17/19p ordinary | Sale | 55,385 | 5.1117 GBP | ||||
32 17/19p ordinary | Sale | 46,030 | 5.1314 GBP | ||||
32 17/19p ordinary | Sale | 43,044 | 5.1158 GBP | ||||
32 17/19p ordinary | Sale | 24,566 | 5.1203 GBP | ||||
32 17/19p ordinary | Sale | 24,052 | 5.1146 GBP | ||||
32 17/19p ordinary | Sale | 23,804 | 5.1171 GBP | ||||
32 17/19p ordinary | Sale | 23,608 | 5.1240 GBP | ||||
32 17/19p ordinary | Sale | 13,797 | 5.1179 GBP | ||||
32 17/19p ordinary | Sale | 13,704 | 5.1266 GBP | ||||
32 17/19p ordinary | Sale | 12,721 | 5.1072 GBP | ||||
32 17/19p ordinary | Sale | 11,265 | 5.1199 GBP | ||||
32 17/19p ordinary | Sale | 9,886 | 5.1180 GBP | ||||
32 17/19p ordinary | Sale | 9,722 | 5.1100 GBP | ||||
32 17/19p ordinary | Sale | 9,594 | 5.1191 GBP | ||||
32 17/19p ordinary | Sale | 9,273 | 5.1119 GBP | ||||
32 17/19p ordinary | Sale | 8,063 | 5.1172 GBP | ||||
32 17/19p ordinary | Sale | 8,007 | 5.1156 GBP | ||||
32 17/19p ordinary | Sale | 7,485 | 5.1220 GBP | ||||
32 17/19p ordinary | Sale | 7,393 | 5.1134 GBP | ||||
32 17/19p ordinary | Sale | 7,329 | 5.1136 GBP | ||||
32 17/19p ordinary | Sale | 6,811 | 5.1090 GBP | ||||
32 17/19p ordinary | Sale | 5,900 | 5.1267 GBP | ||||
32 17/19p ordinary | Sale | 5,777 | 5.1074 GBP | ||||
32 17/19p ordinary | Sale | 5,767 | 5.1093 GBP | ||||
32 17/19p ordinary | Sale | 5,669 | 5.1020 GBP | ||||
32 17/19p ordinary | Sale | 4,947 | 5.1260 GBP | ||||
32 17/19p ordinary | Sale | 4,656 | 5.1060 GBP | ||||
32 17/19p ordinary | Sale | 4,472 | 5.1160 GBP | ||||
32 17/19p ordinary | Sale | 3,996 | 5.1120 GBP | ||||
32 17/19p ordinary | Sale | 3,783 | 5.1189 GBP | ||||
32 17/19p ordinary | Sale | 3,782 | 5.0960 GBP | ||||
32 17/19p ordinary | Sale | 3,780 | 5.1000 GBP | ||||
32 17/19p ordinary | Sale | 3,497 | 5.1129 GBP | ||||
32 17/19p ordinary | Sale | 3,168 | 5.1040 GBP | ||||
32 17/19p ordinary | Sale | 2,992 | 5.1147 GBP | ||||
32 17/19p ordinary | Sale | 2,956 | 5.1143 GBP | ||||
ADR | Sale | 2,894 | 12.8039 USD | ||||
32 17/19p ordinary | Sale | 2,812 | 5.1107 GBP | ||||
32 17/19p ordinary | Sale | 2,611 | 5.1051 GBP | ||||
32 17/19p ordinary | Sale | 2,554 | 5.1115 GBP | ||||
32 17/19p ordinary | Sale | 2,385 | 5.1080 GBP | ||||
32 17/19p ordinary | Sale | 2,009 | 5.1140 GBP | ||||
32 17/19p ordinary | Sale | 1,892 | 5.0980 GBP | ||||
32 17/19p ordinary | Sale | 1,872 | 5.1300 GBP | ||||
32 17/19p ordinary | Sale | 1,773 | 5.1152 GBP | ||||
32 17/19p ordinary | Sale | 1,708 | 5.1150 GBP | ||||
32 17/19p ordinary | Sale | 1,643 | 5.1144 GBP | ||||
32 17/19p ordinary | Sale | 1,544 | 5.0963 GBP | ||||
32 17/19p ordinary | Sale | 1,250 | 5.1148 GBP | ||||
ADR | Sale | 1,200 | 12.7300 USD | ||||
32 17/19p ordinary | Sale | 777 | 5.1166 GBP | ||||
32 17/19p ordinary | Sale | 747 | 5.1159 GBP | ||||
32 17/19p ordinary | Sale | 497 | 5.0930 GBP | ||||
32 17/19p ordinary | Sale | 442 | 5.1320 GBP | ||||
32 17/19p ordinary | Sale | 24 | 5.1050 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
32 17/19p ordinary | SWAP | Decreasing Short | 9,453 | 5.0979 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 12,721 | 5.1072 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 372 | 5.1080 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 3,736 | 5.1101 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 43,317 | 5.1117 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 64,662 | 5.1119 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 46,689 | 5.1123 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 62,338 | 5.1127 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 7,393 | 5.1134 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 7,329 | 5.1136 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 2,150 | 5.1143 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 1,643 | 5.1144 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 137 | 5.1147 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 1,250 | 5.1148 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 269,780 | 5.1149 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 1,708 | 5.1150 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 43,044 | 5.1158 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 747 | 5.1159 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 777 | 5.1166 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 2,325 | 5.1169 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 35,743 | 5.1171 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 8,063 | 5.1172 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 93,453 | 5.1174 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 68,222 | 5.1181 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 78,059 | 5.1187 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 3,783 | 5.1189 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 9,395 | 5.1191 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 199 | 5.1192 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 74,368 | 5.1197 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 11,265 | 5.1199 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 76,571 | 5.1200 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 1,446 | 5.1208 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 27,501 | 5.1222 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 5,900 | 5.1267 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 24,794 | 5.1053 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 41,700 | 5.1070 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 74,154 | 5.1097 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 83,445 | 5.1121 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 40,233 | 5.1122 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 56,135 | 5.1125 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 18,735 | 5.1131 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 50,950 | 5.1155 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 160 | 5.1168 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 80 | 5.1170 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 9,153 | 5.1177 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 93,068 | 5.1197 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 13,097 | 5.1198 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 330,300 | 5.1200 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 8,950 | 5.1203 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 85,749 | 5.1208 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 7,970 | 5.1210 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 4,002 | 5.1210 USD | |||
32 17/19p ordinary | SWAP | Increasing Short | 489 | 5.1260 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 12,980 | 5.1130 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 294 | 5.1156 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 6,306 | 5.1160 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 1,689 | 5.1196 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 1,200 | 5.1003 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 103,568 | 5.1140 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 19,269 | 5.1161 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 8,321 | 5.1166 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 1,689 | 5.1183 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 07 Feb 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | AVIVA PLC | ||||||
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2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
32 17/19p ordinary | Call Options | Written | -241,315 | 4.4050 | European | 06 May 2025 | |
32 17/19p ordinary | Call Options | Written | -120,789 | 5.3305 | European | 06 Jun 2025 | |
32 17/19p ordinary | Call Options | Written | -104,583 | 5.3176 | European | 05 Jun 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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