1st Jul 2025 17:13
Amendment - This form replaces RNS number 6790G published at 15:17 on 29/04/2025 changes made to section and 3a and Supplemental Form | |||||||
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVIVA PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an |
| |||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 28-Apr-25 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | DIRECT LINE INSURANCE GROUP PLC | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| |||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 32 17/19p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 10,947,049 | 0.41% | 17,143,754 | 0.64% | |||
(2) Cash-settled derivatives: | 16,430,640 | 0.61% | 9,524,269 | 0.36% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 225,369 | 0.01% | |||
| 27,377,689 | 1.02% | 26,893,392 | 1.00% | |||
TOTAL: | |||||||
| |||||||
*Please note that this position adjustment of Stock-settled derivatives will affect positions for trade dates between 28th of Apr 2025 till 12th of May 2025. | |||||||
(b) | Rights to subscribe for new securities (including directors and | ||||||
| |||||||
other executive options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
32 17/19p ordinary | Purchase | 625,375 | 5.4860 GBP | ||||
32 17/19p ordinary | Purchase | 211,319 | 5.4660 GBP | ||||
32 17/19p ordinary | Purchase | 145,541 | 5.4640 GBP | ||||
32 17/19p ordinary | Purchase | 139,271 | 5.4751 GBP | ||||
32 17/19p ordinary | Purchase | 122,623 | 5.4838 GBP | ||||
32 17/19p ordinary | Purchase | 72,133 | 5.4765 GBP | ||||
32 17/19p ordinary | Purchase | 47,085 | 5.4857 GBP | ||||
32 17/19p ordinary | Purchase | 43,501 | 5.4760 GBP | ||||
32 17/19p ordinary | Purchase | 42,013 | 5.4674 GBP | ||||
32 17/19p ordinary | Purchase | 27,937 | 5.4888 GBP | ||||
32 17/19p ordinary | Purchase | 19,701 | 5.4680 GBP | ||||
32 17/19p ordinary | Purchase | 15,857 | 5.4597 GBP | ||||
32 17/19p ordinary | Purchase | 13,931 | 5.4600 GBP | ||||
32 17/19p ordinary | Purchase | 13,919 | 5.4913 GBP | ||||
32 17/19p ordinary | Purchase | 13,657 | 5.4735 GBP | ||||
32 17/19p ordinary | Purchase | 13,118 | 5.4937 GBP | ||||
32 17/19p ordinary | Purchase | 11,131 | 5.4910 GBP | ||||
32 17/19p ordinary | Purchase | 9,694 | 5.4947 GBP | ||||
32 17/19p ordinary | Purchase | 8,432 | 5.4845 GBP | ||||
32 17/19p ordinary | Purchase | 6,855 | 5.4698 GBP | ||||
32 17/19p ordinary | Purchase | 6,730 | 5.4944 GBP | ||||
32 17/19p ordinary | Purchase | 5,203 | 5.4946 GBP | ||||
32 17/19p ordinary | Purchase | 5,148 | 5.4580 GBP | ||||
32 17/19p ordinary | Purchase | 4,963 | 5.4739 GBP | ||||
32 17/19p ordinary | Purchase | 4,751 | 5.4795 GBP | ||||
32 17/19p ordinary | Purchase | 4,198 | 5.4935 GBP | ||||
32 17/19p ordinary | Purchase | 4,169 | 5.4682 GBP | ||||
32 17/19p ordinary | Purchase | 4,115 | 5.4725 GBP | ||||
32 17/19p ordinary | Purchase | 3,669 | 5.4726 GBP | ||||
32 17/19p ordinary | Purchase | 3,329 | 5.4812 GBP | ||||
32 17/19p ordinary | Purchase | 2,978 | 5.4671 GBP | ||||
32 17/19p ordinary | Purchase | 2,873 | 5.4650 GBP | ||||
32 17/19p ordinary | Purchase | 2,812 | 5.4771 GBP | ||||
32 17/19p ordinary | Purchase | 2,476 | 5.4890 GBP | ||||
32 17/19p ordinary | Purchase | 2,425 | 5.4961 GBP | ||||
32 17/19p ordinary | Purchase | 2,238 | 5.4918 GBP | ||||
32 17/19p ordinary | Purchase | 2,098 | 5.4520 GBP | ||||
32 17/19p ordinary | Purchase | 1,644 | 5.4880 GBP | ||||
32 17/19p ordinary | Purchase | 1,574 | 5.4889 GBP | ||||
32 17/19p ordinary | Purchase | 1,435 | 5.4560 GBP | ||||
32 17/19p ordinary | Purchase | 1,422 | 5.4727 GBP | ||||
32 17/19p ordinary | Purchase | 1,375 | 5.4716 GBP | ||||
32 17/19p ordinary | Purchase | 1,365 | 5.4740 GBP | ||||
32 17/19p ordinary | Purchase | 1,239 | 5.4673 GBP | ||||
32 17/19p ordinary | Purchase | 1,229 | 5.4900 GBP | ||||
32 17/19p ordinary | Purchase | 1,110 | 5.4659 GBP | ||||
32 17/19p ordinary | Purchase | 1,046 | 5.4500 GBP | ||||
32 17/19p ordinary | Purchase | 950 | 5.4820 GBP | ||||
32 17/19p ordinary | Purchase | 920 | 5.4974 GBP | ||||
32 17/19p ordinary | Purchase | 765 | 5.4618 GBP | ||||
32 17/19p ordinary | Purchase | 739 | 5.4738 GBP | ||||
32 17/19p ordinary | Purchase | 675 | 5.4540 GBP | ||||
32 17/19p ordinary | Purchase | 662 | 5.4710 GBP | ||||
32 17/19p ordinary | Purchase | 645 | 5.4980 GBP | ||||
32 17/19p ordinary | Purchase | 638 | 5.4786 GBP | ||||
32 17/19p ordinary | Purchase | 590 | 5.4920 GBP | ||||
32 17/19p ordinary | Purchase | 569 | 5.4564 GBP | ||||
ADR | Purchase | 550 | 14.6300 USD | ||||
32 17/19p ordinary | Purchase | 307 | 5.4970 GBP | ||||
32 17/19p ordinary | Purchase | 272 | 5.4684 GBP | ||||
32 17/19p ordinary | Purchase | 205 | 5.4620 GBP | ||||
32 17/19p ordinary | Purchase | 151 | 5.4642 GBP | ||||
32 17/19p ordinary | Purchase | 148 | 5.4960 GBP | ||||
ADR | Purchase | 92 | 14.8630 USD | ||||
32 17/19p ordinary | Purchase | 2 | 5.4930 GBP | ||||
32 17/19p ordinary | Sale | 621,882 | 5.4844 GBP | ||||
32 17/19p ordinary | Sale | 482,214 | 5.4869 GBP | ||||
32 17/19p ordinary | Sale | 156,444 | 5.4795 GBP | ||||
32 17/19p ordinary | Sale | 143,350 | 5.4603 GBP | ||||
32 17/19p ordinary | Sale | 128,110 | 5.4858 GBP | ||||
32 17/19p ordinary | Sale | 112,774 | 5.4860 GBP | ||||
32 17/19p ordinary | Sale | 81,849 | 5.4814 GBP | ||||
32 17/19p ordinary | Sale | 74,008 | 5.4802 GBP | ||||
32 17/19p ordinary | Sale | 71,871 | 5.4918 GBP | ||||
32 17/19p ordinary | Sale | 67,338 | 5.4767 GBP | ||||
32 17/19p ordinary | Sale | 61,466 | 5.4851 GBP | ||||
32 17/19p ordinary | Sale | 59,800 | 5.4592 GBP | ||||
32 17/19p ordinary | Sale | 59,020 | 5.4782 GBP | ||||
32 17/19p ordinary | Sale | 52,036 | 5.4883 GBP | ||||
32 17/19p ordinary | Sale | 49,261 | 5.4823 GBP | ||||
32 17/19p ordinary | Sale | 48,760 | 5.4847 GBP | ||||
32 17/19p ordinary | Sale | 31,361 | 5.4870 GBP | ||||
32 17/19p ordinary | Sale | 30,251 | 5.4790 GBP | ||||
32 17/19p ordinary | Sale | 22,094 | 5.4705 GBP | ||||
32 17/19p ordinary | Sale | 22,088 | 5.4940 GBP | ||||
32 17/19p ordinary | Sale | 20,454 | 5.4859 GBP | ||||
32 17/19p ordinary | Sale | 18,593 | 5.4801 GBP | ||||
32 17/19p ordinary | Sale | 18,259 | 5.4726 GBP | ||||
32 17/19p ordinary | Sale | 16,300 | 5.4866 GBP | ||||
32 17/19p ordinary | Sale | 13,800 | 5.4927 GBP | ||||
32 17/19p ordinary | Sale | 12,206 | 5.4780 GBP | ||||
32 17/19p ordinary | Sale | 10,341 | 5.4848 GBP | ||||
32 17/19p ordinary | Sale | 8,543 | 5.4675 GBP | ||||
32 17/19p ordinary | Sale | 7,987 | 5.4617 GBP | ||||
32 17/19p ordinary | Sale | 7,860 | 5.4615 GBP | ||||
32 17/19p ordinary | Sale | 7,473 | 5.4649 GBP | ||||
32 17/19p ordinary | Sale | 6,251 | 5.4922 GBP | ||||
32 17/19p ordinary | Sale | 5,009 | 5.4800 GBP | ||||
32 17/19p ordinary | Sale | 4,577 | 5.4639 GBP | ||||
32 17/19p ordinary | Sale | 4,428 | 5.4646 GBP | ||||
32 17/19p ordinary | Sale | 3,208 | 5.4580 GBP | ||||
32 17/19p ordinary | Sale | 2,768 | 5.4620 GBP | ||||
32 17/19p ordinary | Sale | 2,687 | 5.4691 GBP | ||||
32 17/19p ordinary | Sale | 2,580 | 5.4692 GBP | ||||
32 17/19p ordinary | Sale | 2,578 | 5.4807 GBP | ||||
32 17/19p ordinary | Sale | 2,482 | 5.4600 GBP | ||||
32 17/19p ordinary | Sale | 2,265 | 5.4956 GBP | ||||
32 17/19p ordinary | Sale | 2,226 | 5.4608 GBP | ||||
32 17/19p ordinary | Sale | 2,172 | 5.4970 GBP | ||||
32 17/19p ordinary | Sale | 2,001 | 5.4724 GBP | ||||
32 17/19p ordinary | Sale | 1,812 | 5.4602 GBP | ||||
32 17/19p ordinary | Sale | 1,800 | 5.4919 GBP | ||||
32 17/19p ordinary | Sale | 1,493 | 5.4849 GBP | ||||
32 17/19p ordinary | Sale | 1,435 | 5.4560 GBP | ||||
32 17/19p ordinary | Sale | 1,374 | 5.4604 GBP | ||||
32 17/19p ordinary | Sale | 1,368 | 5.4960 GBP | ||||
32 17/19p ordinary | Sale | 1,315 | 5.4740 GBP | ||||
32 17/19p ordinary | Sale | 1,229 | 5.4900 GBP | ||||
32 17/19p ordinary | Sale | 1,224 | 5.4622 GBP | ||||
32 17/19p ordinary | Sale | 1,133 | 5.4569 GBP | ||||
32 17/19p ordinary | Sale | 914 | 5.4920 GBP | ||||
32 17/19p ordinary | Sale | 742 | 5.4573 GBP | ||||
32 17/19p ordinary | Sale | 697 | 5.4680 GBP | ||||
32 17/19p ordinary | Sale | 697 | 5.4681 GBP | ||||
32 17/19p ordinary | Sale | 675 | 5.4540 GBP | ||||
32 17/19p ordinary | Sale | 590 | 5.4700 GBP | ||||
ADR | Sale | 550 | 14.6300 USD | ||||
32 17/19p ordinary | Sale | 444 | 5.4873 GBP | ||||
32 17/19p ordinary | Sale | 208 | 5.4660 GBP | ||||
32 17/19p ordinary | Sale | 204 | 5.4910 GBP | ||||
32 17/19p ordinary | Sale | 192 | 5.4880 GBP | ||||
ADR | Sale | 92 | 14.8630 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
relevant | reference | unit | |||||
security | securities | ||||||
32 17/19p ordinary | SWAP | Decreasing Short | 742 | 5.4573 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 59,800 | 5.4592 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 143,350 | 5.4602 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 4,577 | 5.4639 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 4,428 | 5.4646 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 530 | 5.4687 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 2,580 | 5.4692 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 590 | 5.4700 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 19,992 | 5.4713 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 17,172 | 5.4720 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 7,489 | 5.4725 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 67,338 | 5.4767 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 32,725 | 5.4786 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 46,511 | 5.4794 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 156,444 | 5.4795 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 49,261 | 5.4823 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 48,760 | 5.4847 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 1,493 | 5.4849 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 61,466 | 5.4851 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 26,717 | 5.4852 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 66,779 | 5.4857 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 128,110 | 5.4858 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 20,454 | 5.4859 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 454,387 | 5.4860 GBP | |||
32 17/19p ordinary | SWAP | Opening Long | 16,300 | 5.4866 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 31,361 | 5.4870 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 9,987 | 5.4883 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 30,665 | 5.4896 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 381 | 5.4918 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 30,324 | 5.4925 GBP | |||
32 17/19p ordinary | SWAP | Increasing Long | 10,882 | 5.4956 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 1,046 | 5.4500 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 2,098 | 5.4520 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 393 | 5.4540 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 1,940 | 5.4580 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 381 | 5.4620 GBP | |||
32 17/19p ordinary | SWAP | Opening Short | 147,866 | 5.4640 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1,110 | 5.4659 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 211,319 | 5.4660 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 42,013 | 5.4674 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 4,169 | 5.4682 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 272 | 5.4684 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 6,855 | 5.4698 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 3,669 | 5.4726 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 13,057 | 5.4729 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1,299 | 5.4734 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 43,151 | 5.4760 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 2,812 | 5.4771 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 11,807 | 5.4857 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 186,519 | 5.4860 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 1,400 | 5.4707 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 20,100 | 5.4860 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 9,749 | 5.4611 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 27,015 | 5.4618 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 2,344 | 5.4626 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 22,094 | 5.4705 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 88,338 | 5.4720 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 33,901 | 5.4859 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 112,168 | 5.4860 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 53 | 5.4879 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 11,892 | 5.4885 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 35,182 | 5.4940 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 19,004 | 5.4679 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 139,271 | 5.4751 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 3,818 | 5.4826 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 92 | 5.4964 GBP | |||
(c) | Stock-settled derivative transactions | ||||||
| |||||||
(including options) | |||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for | ||||||
| |||||||
new securities) | |||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
| |||||||
derivatives | |||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 01-Jul-25 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| |||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | AVIVA PLC | ||||||
relevant securities this from relates: | |||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price | date | ||
relevant | selling, | securities | per unit | ||||
security | varying etc | to which | |||||
option | |||||||
relates | |||||||
32 17/19p ordinary | Call Options | Written | -120,791 | 5.3305 | European | 06-Jun-26 | |
32 17/19p ordinary | Call Options | Written | -104,578 | 5.3176 | European | 05-Jun-26 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
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