14th Jan 2015 11:32
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | Artemis Investment Management LLP |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aviva Plc |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: | 13 January 2015 |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES - Friends Life Group Limited
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| ORD GBP0.25 | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 8,355,956 | 0.28 | ||
(2) Derivatives (other than options): | ||||
(3) Options and agreements to purchase/sell: | ||||
TOTAL: | 8,355,956 | 0.28 | ||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
ORD GBP0.25 | Sale | 848 | 4.838 GBP |
ORD GBP0.25 | Sale | 3,457 | 4.839 GBP |
ORD GBP0.25 | Sale | 2,488 | 4.84 GBP |
ORD GBP0.25 | Sale | 1,457 | 4.840799 GBP |
ORD GBP0.25 | Sale | 814 | 4.841 GBP |
ORD GBP0.25 | Sale | 2,241 | 4.841749 GBP |
ORD GBP0.25 | Sale | 2,868 | 4.841821 GBP |
ORD GBP0.25 | Sale | 1,466 | 4.842642 GBP |
ORD GBP0.25 | Sale | 7,592 | 4.843 GBP |
ORD GBP0.25 | Sale | 1,496 | 4.843288 GBP |
ORD GBP0.25 | Sale | 2,486 | 4.844 GBP |
ORD GBP0.25 | Sale | 2,527 | 4.845 GBP |
ORD GBP0.25 | Sale | 1,292 | 4.845971 GBP |
ORD GBP0.25 | Sale | 1,834 | 4.846 GBP |
ORD GBP0.25 | Sale | 3,777 | 4.847 GBP |
ORD GBP0.25 | Sale | 2,670 | 4.848 GBP |
ORD GBP0.25 | Sale | 2,656 | 4.848302 GBP |
ORD GBP0.25 | Sale | 917 | 4.849 GBP |
ORD GBP0.25 | Sale | 3,019 | 4.849102 GBP |
ORD GBP0.25 | Sale | 4,454 | 4.849131 GBP |
ORD GBP0.25 | Sale | 2,274 | 4.849607 GBP |
ORD GBP0.25 | Sale | 2,165 | 4.849975 GBP |
ORD GBP0.25 | Sale | 6,003 | 4.85 GBP |
ORD GBP0.25 | Sale | 1,201 | 4.850014 GBP |
ORD GBP0.25 | Sale | 1,208 | 4.85017 GBP |
ORD GBP0.25 | Sale | 2,457 | 4.850378 GBP |
ORD GBP0.25 | Sale | 2,211 | 4.850395 GBP |
ORD GBP0.25 | Sale | 1,163 | 4.850493 GBP |
ORD GBP0.25 | Sale | 1,193 | 4.850716 GBP |
ORD GBP0.25 | Sale | 1,169 | 4.850783 GBP |
ORD GBP0.25 | Sale | 1,594 | 4.850897 GBP |
ORD GBP0.25 | Sale | 13,606 | 4.851 GBP |
ORD GBP0.25 | Sale | 1,149 | 4.851195 GBP |
ORD GBP0.25 | Sale | 2,174 | 4.851232 GBP |
ORD GBP0.25 | Sale | 1,180 | 4.851353 GBP |
ORD GBP0.25 | Sale | 1,116 | 4.851517 GBP |
ORD GBP0.25 | Sale | 24,418 | 4.852 GBP |
ORD GBP0.25 | Sale | 2,159 | 4.852111 GBP |
ORD GBP0.25 | Sale | 1,069 | 4.852319 GBP |
ORD GBP0.25 | Sale | 1,130 | 4.852351 GBP |
ORD GBP0.25 | Sale | 931 | 4.852471 GBP |
ORD GBP0.25 | Sale | 2,168 | 4.8528 GBP |
ORD GBP0.25 | Sale | 8,530 | 4.853 GBP |
ORD GBP0.25 | Sale | 3,392 | 4.854 GBP |
ORD GBP0.25 | Sale | 879 | 4.854085 GBP |
ORD GBP0.25 | Sale | 4,185 | 4.854143 GBP |
ORD GBP0.25 | Sale | 5,174 | 4.855 GBP |
ORD GBP0.25 | Sale | 1,790 | 4.855259 GBP |
ORD GBP0.25 | Sale | 3,513 | 4.856 GBP |
ORD GBP0.25 | Sale | 816 | 4.857 GBP |
ORD GBP0.25 | Sale | 5,888 | 4.858339 GBP |
ORD GBP0.25 | Sale | 878 | 4.86 GBP |
ORD GBP0.25 | Sale | 1,703 | 4.862 GBP |
ORD GBP0.25 | Sale | 9,788 | 4.866566 GBP |
ORD GBP0.25 | Sale | 860 | 4.872 GBP |
ORD GBP0.25 | Sale | 1,646 | 4.878 GBP |
ORD GBP0.25 | Sale | 861 | 4.88 GBP |
ORD GBP0.25 | Sale | 8,945 | 4.884181 GBP |
ORD GBP0.25 | Sale | 1,695 | 4.887 GBP |
ORD GBP0.25 | Sale | 153 | 4.888 GBP |
ORD GBP0.25 | Sale | 1,796 | 4.889 GBP |
ORD GBP0.25 | Sale | 887 | 4.891 GBP |
ORD GBP0.25 | Sale | 400 | 4.896 GBP |
ORD GBP0.25 | Sale | 7,273 | 4.896071 GBP |
ORD GBP0.25 | Sale | 6,058 | 4.897 GBP |
ORD GBP0.25 | Sale | 5,482 | 4.898 GBP |
ORD GBP0.25 | Sale | 2,536 | 4.899 GBP |
ORD GBP0.25 | Sale | 9,011 | 4.9 GBP |
ORD GBP0.25 | Sale | 4,546 | 4.901 GBP |
ORD GBP0.25 | Sale | 6,728 | 4.90181 GBP |
ORD GBP0.25 | Sale | 5,176 | 4.902 GBP |
ORD GBP0.25 | Sale | 12,135 | 4.902732 GBP |
ORD GBP0.25 | Sale | 840 | 4.903 GBP |
ORD GBP0.25 | Sale | 5,207 | 4.903349 GBP |
ORD GBP0.25 | Sale | 5,125 | 4.904 GBP |
ORD GBP0.25 | Sale | 3,908 | 4.904276 GBP |
ORD GBP0.25 | Sale | 6,277 | 4.904783 GBP |
ORD GBP0.25 | Sale | 5,972 | 4.905 GBP |
ORD GBP0.25 | Sale | 3,306 | 4.905569 GBP |
ORD GBP0.25 | Sale | 7,803 | 4.906 GBP |
ORD GBP0.25 | Sale | 4,561 | 4.907 GBP |
ORD GBP0.25 | Sale | 2,278 | 4.907107 GBP |
ORD GBP0.25 | Sale | 3,757 | 4.907188 GBP |
ORD GBP0.25 | Sale | 65,207 | 4.908 GBP |
ORD GBP0.25 | Sale | 3,212 | 4.909 GBP |
ORD GBP0.25 | Sale | 2,719 | 4.909629 GBP |
ORD GBP0.25 | Sale | 11,203 | 4.91 GBP |
ORD GBP0.25 | Sale | 3,798 | 4.910502 GBP |
ORD GBP0.25 | Sale | 6,721 | 4.911 GBP |
ORD GBP0.25 | Sale | 4,753 | 4.911338 GBP |
ORD GBP0.25 | Sale | 2,078 | 4.912 GBP |
ORD GBP0.25 | Sale | 1,653 | 4.913 GBP |
ORD GBP0.25 | Sale | 2,565 | 4.914 GBP |
ORD GBP0.25 | Sale | 236 | 4.915 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None.
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None.
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 14 January 2015 |
| Contact name: | Richard Smithson |
| Telephone number: | 0207 399 6063 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Aviva