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Form 8.3 AVIVA PLC

2nd Apr 2025 15:04

RNS Number : 3998D
Barclays PLC
02 April 2025
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

AVIVA PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

01 Apr 2025

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

DIRECT LINE INSURANCE GROUP PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

32 17/19p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

15,856,316

0.59%

15,792,016

0.59%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

14,114,868

0.53%

10,514,780

0.39%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

225,367

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

29,971,184

1.12%

26,532,163

0.99%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

32 17/19p ordinary

Purchase

205,924

5.5708 GBP

32 17/19p ordinary

Purchase

198,791

5.5860 GBP

32 17/19p ordinary

Purchase

154,723

5.5429 GBP

32 17/19p ordinary

Purchase

135,099

5.5893 GBP

32 17/19p ordinary

Purchase

133,600

5.5481 GBP

32 17/19p ordinary

Purchase

78,342

5.5492 GBP

32 17/19p ordinary

Purchase

71,251

5.5703 GBP

32 17/19p ordinary

Purchase

45,776

5.5535 GBP

32 17/19p ordinary

Purchase

36,863

5.5744 GBP

32 17/19p ordinary

Purchase

25,252

5.5783 GBP

32 17/19p ordinary

Purchase

24,083

5.5626 GBP

32 17/19p ordinary

Purchase

22,334

5.5660 GBP

32 17/19p ordinary

Purchase

22,271

5.5274 GBP

32 17/19p ordinary

Purchase

19,577

5.5498 GBP

32 17/19p ordinary

Purchase

19,243

5.5416 GBP

32 17/19p ordinary

Purchase

18,900

5.5537 GBP

32 17/19p ordinary

Purchase

18,506

5.5605 GBP

32 17/19p ordinary

Purchase

18,272

5.5627 GBP

32 17/19p ordinary

Purchase

18,199

5.5500 GBP

32 17/19p ordinary

Purchase

17,549

5.5615 GBP

32 17/19p ordinary

Purchase

17,304

5.5868 GBP

32 17/19p ordinary

Purchase

16,828

5.5681 GBP

32 17/19p ordinary

Purchase

14,882

5.5683 GBP

32 17/19p ordinary

Purchase

14,390

5.5363 GBP

32 17/19p ordinary

Purchase

12,558

5.5592 GBP

32 17/19p ordinary

Purchase

12,190

5.5770 GBP

32 17/19p ordinary

Purchase

10,751

5.5549 GBP

32 17/19p ordinary

Purchase

10,005

5.5694 GBP

32 17/19p ordinary

Purchase

9,500

5.5448 GBP

32 17/19p ordinary

Purchase

9,456

5.5593 GBP

32 17/19p ordinary

Purchase

7,886

5.5685 GBP

32 17/19p ordinary

Purchase

7,171

5.5469 GBP

32 17/19p ordinary

Purchase

6,111

5.5576 GBP

32 17/19p ordinary

Purchase

5,658

5.5625 GBP

32 17/19p ordinary

Purchase

4,840

5.5454 GBP

32 17/19p ordinary

Purchase

4,445

5.5657 GBP

32 17/19p ordinary

Purchase

4,128

5.5348 GBP

32 17/19p ordinary

Purchase

3,369

5.5419 GBP

32 17/19p ordinary

Purchase

3,332

5.5383 GBP

32 17/19p ordinary

Purchase

3,234

5.5480 GBP

32 17/19p ordinary

Purchase

3,010

5.5731 GBP

32 17/19p ordinary

Purchase

2,923

5.5486 GBP

32 17/19p ordinary

Purchase

2,611

5.5644 GBP

32 17/19p ordinary

Purchase

2,214

5.5729 GBP

32 17/19p ordinary

Purchase

2,040

5.5706 GBP

32 17/19p ordinary

Purchase

1,967

5.5634 GBP

32 17/19p ordinary

Purchase

1,795

5.5720 GBP

32 17/19p ordinary

Purchase

1,564

5.5570 GBP

32 17/19p ordinary

Purchase

1,394

5.5608 GBP

32 17/19p ordinary

Purchase

1,218

5.5760 GBP

32 17/19p ordinary

Purchase

1,129

5.5959 GBP

32 17/19p ordinary

Purchase

861

5.5200 GBP

32 17/19p ordinary

Purchase

837

5.5700 GBP

32 17/19p ordinary

Purchase

764

5.5420 GBP

32 17/19p ordinary

Purchase

758

5.5650 GBP

32 17/19p ordinary

Purchase

658

5.5780 GBP

32 17/19p ordinary

Purchase

627

5.5919 GBP

32 17/19p ordinary

Purchase

620

5.5421 GBP

32 17/19p ordinary

Purchase

559

5.5580 GBP

32 17/19p ordinary

Purchase

546

5.5920 GBP

32 17/19p ordinary

Purchase

467

5.5520 GBP

32 17/19p ordinary

Purchase

382

5.5370 GBP

32 17/19p ordinary

Purchase

242

5.5340 GBP

32 17/19p ordinary

Purchase

218

5.5560 GBP

32 17/19p ordinary

Purchase

164

5.5620 GBP

32 17/19p ordinary

Purchase

163

5.5794 GBP

32 17/19p ordinary

Purchase

156

5.5483 GBP

32 17/19p ordinary

Purchase

56

5.5755 GBP

32 17/19p ordinary

Purchase

33

5.5540 GBP

32 17/19p ordinary

Purchase

17

5.5640 GBP

32 17/19p ordinary

Purchase

15

5.5400 GBP

ADR

Purchase

4

14.5600 USD

32 17/19p ordinary

Purchase

1

5.6100 GBP

32 17/19p ordinary

Sale

643,469

5.5860 GBP

32 17/19p ordinary

Sale

393,044

5.5856 GBP

32 17/19p ordinary

Sale

175,433

5.5749 GBP

32 17/19p ordinary

Sale

158,414

5.5400 GBP

32 17/19p ordinary

Sale

107,119

5.5846 GBP

32 17/19p ordinary

Sale

89,377

5.5709 GBP

32 17/19p ordinary

Sale

83,503

5.5785 GBP

32 17/19p ordinary

Sale

72,145

5.5691 GBP

32 17/19p ordinary

Sale

59,572

5.5787 GBP

32 17/19p ordinary

Sale

58,222

5.5421 GBP

32 17/19p ordinary

Sale

37,183

5.5848 GBP

32 17/19p ordinary

Sale

29,076

5.5451 GBP

32 17/19p ordinary

Sale

27,515

5.5528 GBP

32 17/19p ordinary

Sale

23,244

5.5896 GBP

32 17/19p ordinary

Sale

22,334

5.5660 GBP

32 17/19p ordinary

Sale

17,838

5.5888 GBP

32 17/19p ordinary

Sale

17,288

5.5883 GBP

32 17/19p ordinary

Sale

14,489

5.5827 GBP

32 17/19p ordinary

Sale

14,122

5.5478 GBP

32 17/19p ordinary

Sale

11,195

5.5853 GBP

32 17/19p ordinary

Sale

8,914

5.5623 GBP

32 17/19p ordinary

Sale

6,785

5.5265 GBP

32 17/19p ordinary

Sale

6,700

5.5622 GBP

32 17/19p ordinary

Sale

5,400

5.5335 GBP

32 17/19p ordinary

Sale

4,799

5.5680 GBP

32 17/19p ordinary

Sale

4,154

5.5252 GBP

32 17/19p ordinary

Sale

3,541

5.5752 GBP

32 17/19p ordinary

Sale

3,059

5.5491 GBP

32 17/19p ordinary

Sale

2,077

5.5552 GBP

32 17/19p ordinary

Sale

1,629

5.5377 GBP

32 17/19p ordinary

Sale

1,595

5.5640 GBP

32 17/19p ordinary

Sale

1,462

5.5763 GBP

32 17/19p ordinary

Sale

1,218

5.5760 GBP

32 17/19p ordinary

Sale

1,199

5.5539 GBP

32 17/19p ordinary

Sale

1,161

5.5720 GBP

32 17/19p ordinary

Sale

1,016

5.5650 GBP

32 17/19p ordinary

Sale

861

5.5200 GBP

32 17/19p ordinary

Sale

837

5.5700 GBP

32 17/19p ordinary

Sale

816

5.5654 GBP

32 17/19p ordinary

Sale

750

5.5945 GBP

32 17/19p ordinary

Sale

666

5.5643 GBP

32 17/19p ordinary

Sale

658

5.5780 GBP

32 17/19p ordinary

Sale

559

5.5580 GBP

32 17/19p ordinary

Sale

541

5.5838 GBP

32 17/19p ordinary

Sale

467

5.5520 GBP

32 17/19p ordinary

Sale

426

5.5653 GBP

32 17/19p ordinary

Sale

308

5.5671 GBP

32 17/19p ordinary

Sale

242

5.5340 GBP

32 17/19p ordinary

Sale

218

5.5560 GBP

32 17/19p ordinary

Sale

155

5.5488 GBP

32 17/19p ordinary

Sale

136

5.5556 GBP

32 17/19p ordinary

Sale

33

5.5540 GBP

32 17/19p ordinary

Sale

19

5.5689 GBP

ADR

Sale

4

14.5600 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

32 17/19p ordinary

SWAP

Increasing Long

58,222

5.5421 GBP

32 17/19p ordinary

SWAP

Increasing Long

8,308

5.5452 GBP

32 17/19p ordinary

SWAP

Increasing Long

43,198

5.5460 GBP

32 17/19p ordinary

SWAP

Decreasing Short

4,753

5.5680 GBP

32 17/19p ordinary

SWAP

Decreasing Short

200

5.5699 GBP

32 17/19p ordinary

SWAP

Decreasing Short

89,377

5.5709 GBP

32 17/19p ordinary

SWAP

Decreasing Short

31

5.5712 GBP

32 17/19p ordinary

SWAP

Decreasing Short

79

5.5746 GBP

32 17/19p ordinary

SWAP

Decreasing Short

25,690

5.5748 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,464

5.5752 GBP

32 17/19p ordinary

SWAP

Decreasing Short

34,627

5.5764 GBP

32 17/19p ordinary

SWAP

Decreasing Short

82,845

5.5785 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,537

5.5792 GBP

32 17/19p ordinary

SWAP

Decreasing Short

14,812

5.5818 GBP

32 17/19p ordinary

SWAP

Decreasing Short

32,471

5.5829 GBP

32 17/19p ordinary

SWAP

Decreasing Short

37,183

5.5848 GBP

32 17/19p ordinary

SWAP

Decreasing Short

9,062

5.5856 GBP

32 17/19p ordinary

SWAP

Decreasing Short

87,777

5.5857 GBP

32 17/19p ordinary

SWAP

Decreasing Short

186,435

5.5860 GBP

32 17/19p ordinary

SWAP

Decreasing Short

170,185

5.5864 GBP

32 17/19p ordinary

SWAP

Decreasing Short

13,919

5.5880 GBP

32 17/19p ordinary

SWAP

Decreasing Short

17,838

5.5888 GBP

32 17/19p ordinary

SWAP

Decreasing Short

23,244

5.5896 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,832

5.5987 GBP

32 17/19p ordinary

SWAP

Increasing Short

10,203

5.5192 GBP

32 17/19p ordinary

SWAP

Increasing Short

13,093

5.5318 GBP

32 17/19p ordinary

SWAP

Increasing Short

391

5.5420 GBP

32 17/19p ordinary

SWAP

Increasing Short

154,723

5.5429 GBP

32 17/19p ordinary

SWAP

Increasing Short

9,500

5.5448 GBP

32 17/19p ordinary

SWAP

Increasing Short

4,840

5.5454 GBP

32 17/19p ordinary

SWAP

Increasing Short

133,600

5.5481 GBP

32 17/19p ordinary

SWAP

Increasing Short

156

5.5483 GBP

32 17/19p ordinary

SWAP

Increasing Short

78,342

5.5492 GBP

32 17/19p ordinary

SWAP

Increasing Short

19,577

5.5498 GBP

32 17/19p ordinary

SWAP

Increasing Short

124,018

5.5609 GBP

32 17/19p ordinary

SWAP

Increasing Short

24,083

5.5626 GBP

32 17/19p ordinary

SWAP

Increasing Short

35,182

5.5636 GBP

32 17/19p ordinary

SWAP

Increasing Short

4,011

5.5642 GBP

32 17/19p ordinary

SWAP

Increasing Short

7,597

5.5771 GBP

32 17/19p ordinary

SWAP

Increasing Short

3,373

5.5806 GBP

32 17/19p ordinary

SWAP

Increasing Short

16,536

5.5827 GBP

32 17/19p ordinary

SWAP

Increasing Short

17,304

5.5868 GBP

32 17/19p ordinary

SWAP

Increasing Short

135,099

5.5893 GBP

32 17/19p ordinary

SWAP

Increasing Short

169

5.6060 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,265

5.6100 GBP

32 17/19p ordinary

SWAP

Increasing Long

3,967

5.5465 GBP

32 17/19p ordinary

SWAP

Decreasing Long

200

5.6020 GBP

32 17/19p ordinary

CFD

Increasing Long

226

5.5667 GBP

32 17/19p ordinary

CFD

Increasing Long

7,148

5.5701 GBP

32 17/19p ordinary

CFD

Increasing Long

2,049

5.6090 GBP

32 17/19p ordinary

CFD

Increasing Long

9,421

5.6096 GBP

32 17/19p ordinary

CFD

Decreasing Long

45,364

5.5362 GBP

32 17/19p ordinary

CFD

Decreasing Long

18,199

5.5500 GBP

32 17/19p ordinary

CFD

Decreasing Long

7,967

5.5596 GBP

32 17/19p ordinary

CFD

Decreasing Long

9,421

5.5863 GBP

32 17/19p ordinary

SWAP

Decreasing Long

56

5.5756 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

02 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

AVIVA PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-120,787

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,580

5.3176

European

05 Jun 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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