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Form 8.3 AVIVA PLC

28th Mar 2025 15:04

RNS Number : 7566C
Barclays PLC
28 March 2025
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

AVIVA PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

27 Mar 2025

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

DIRECT LINE INSURANCE GROUP PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

32 17/19p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

16,741,473

0.63%

15,272,295

0.57%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

14,305,867

0.53%

11,418,210

0.43%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

225,361

0.01%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

31,047,340

1.16%

26,915,866

1.01%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

32 17/19p ordinary

Purchase

322,344

5.5609 GBP

32 17/19p ordinary

Purchase

258,699

5.5900 GBP

32 17/19p ordinary

Purchase

192,026

5.5889 GBP

32 17/19p ordinary

Purchase

147,202

5.5725 GBP

32 17/19p ordinary

Purchase

135,207

5.5598 GBP

32 17/19p ordinary

Purchase

128,983

5.5635 GBP

32 17/19p ordinary

Purchase

97,769

5.5569 GBP

32 17/19p ordinary

Purchase

64,353

5.5540 GBP

32 17/19p ordinary

Purchase

42,240

5.5841 GBP

32 17/19p ordinary

Purchase

30,751

5.5465 GBP

32 17/19p ordinary

Purchase

26,967

5.5611 GBP

32 17/19p ordinary

Purchase

22,991

5.5679 GBP

32 17/19p ordinary

Purchase

22,861

5.5613 GBP

32 17/19p ordinary

Purchase

20,039

5.5432 GBP

32 17/19p ordinary

Purchase

19,279

5.5516 GBP

32 17/19p ordinary

Purchase

18,963

5.5538 GBP

32 17/19p ordinary

Purchase

18,400

5.5599 GBP

32 17/19p ordinary

Purchase

13,099

5.5559 GBP

32 17/19p ordinary

Purchase

12,061

5.5555 GBP

32 17/19p ordinary

Purchase

8,675

5.5307 GBP

32 17/19p ordinary

Purchase

8,646

5.5501 GBP

32 17/19p ordinary

Purchase

7,193

5.5560 GBP

32 17/19p ordinary

Purchase

6,012

5.5543 GBP

32 17/19p ordinary

Purchase

4,751

5.5614 GBP

32 17/19p ordinary

Purchase

4,592

5.5858 GBP

32 17/19p ordinary

Purchase

3,513

5.5694 GBP

32 17/19p ordinary

Purchase

3,300

5.5475 GBP

32 17/19p ordinary

Purchase

3,164

5.5887 GBP

32 17/19p ordinary

Purchase

2,831

5.5692 GBP

32 17/19p ordinary

Purchase

2,225

5.5346 GBP

32 17/19p ordinary

Purchase

2,222

5.5444 GBP

32 17/19p ordinary

Purchase

2,182

5.5530 GBP

32 17/19p ordinary

Purchase

2,102

5.5502 GBP

32 17/19p ordinary

Purchase

1,978

5.5700 GBP

32 17/19p ordinary

Purchase

1,482

5.5394 GBP

32 17/19p ordinary

Purchase

1,473

5.5980 GBP

32 17/19p ordinary

Purchase

1,463

5.5960 GBP

32 17/19p ordinary

Purchase

1,265

5.5685 GBP

32 17/19p ordinary

Purchase

1,209

5.5658 GBP

ADR

Purchase

1,200

14.6100 USD

32 17/19p ordinary

Purchase

1,126

5.5435 GBP

32 17/19p ordinary

Purchase

1,089

5.5606 GBP

32 17/19p ordinary

Purchase

1,021

5.5380 GBP

32 17/19p ordinary

Purchase

1,007

5.5288 GBP

32 17/19p ordinary

Purchase

958

5.5920 GBP

32 17/19p ordinary

Purchase

941

5.5351 GBP

32 17/19p ordinary

Purchase

896

5.5460 GBP

32 17/19p ordinary

Purchase

725

5.5600 GBP

32 17/19p ordinary

Purchase

639

5.5943 GBP

32 17/19p ordinary

Purchase

580

5.5400 GBP

32 17/19p ordinary

Purchase

569

5.5580 GBP

32 17/19p ordinary

Purchase

543

5.5426 GBP

32 17/19p ordinary

Purchase

494

5.5360 GBP

32 17/19p ordinary

Purchase

477

5.5520 GBP

32 17/19p ordinary

Purchase

473

5.5500 GBP

32 17/19p ordinary

Purchase

342

5.5280 GBP

32 17/19p ordinary

Purchase

260

5.5640 GBP

32 17/19p ordinary

Purchase

238

5.5340 GBP

32 17/19p ordinary

Purchase

186

5.5780 GBP

32 17/19p ordinary

Purchase

100

5.5641 GBP

32 17/19p ordinary

Purchase

76

5.5860 GBP

32 17/19p ordinary

Purchase

54

5.5320 GBP

32 17/19p ordinary

Purchase

54

5.5490 GBP

32 17/19p ordinary

Purchase

39

5.5660 GBP

32 17/19p ordinary

Purchase

25

5.5940 GBP

32 17/19p ordinary

Purchase

15

5.5140 GBP

32 17/19p ordinary

Sale

452,897

5.5874 GBP

32 17/19p ordinary

Sale

235,537

5.5900 GBP

32 17/19p ordinary

Sale

197,989

5.5876 GBP

32 17/19p ordinary

Sale

47,388

5.5723 GBP

32 17/19p ordinary

Sale

31,015

5.5844 GBP

32 17/19p ordinary

Sale

17,915

5.5899 GBP

32 17/19p ordinary

Sale

17,821

5.5783 GBP

32 17/19p ordinary

Sale

17,485

5.5896 GBP

32 17/19p ordinary

Sale

17,252

5.5911 GBP

32 17/19p ordinary

Sale

16,916

5.5666 GBP

32 17/19p ordinary

Sale

16,316

5.5867 GBP

32 17/19p ordinary

Sale

12,573

5.5936 GBP

32 17/19p ordinary

Sale

12,359

5.5240 GBP

32 17/19p ordinary

Sale

12,181

5.5545 GBP

32 17/19p ordinary

Sale

11,073

5.5765 GBP

32 17/19p ordinary

Sale

9,814

5.5709 GBP

32 17/19p ordinary

Sale

9,400

5.5831 GBP

32 17/19p ordinary

Sale

7,376

5.5745 GBP

32 17/19p ordinary

Sale

5,447

5.5546 GBP

32 17/19p ordinary

Sale

4,859

5.5522 GBP

32 17/19p ordinary

Sale

4,265

5.5490 GBP

32 17/19p ordinary

Sale

3,545

5.5586 GBP

32 17/19p ordinary

Sale

2,480

5.5773 GBP

32 17/19p ordinary

Sale

2,388

5.5571 GBP

32 17/19p ordinary

Sale

2,182

5.5530 GBP

32 17/19p ordinary

Sale

1,611

5.5657 GBP

32 17/19p ordinary

Sale

1,473

5.5980 GBP

ADR

Sale

1,200

14.6100 USD

32 17/19p ordinary

Sale

1,196

5.5488 GBP

32 17/19p ordinary

Sale

1,150

5.5960 GBP

32 17/19p ordinary

Sale

1,068

5.5495 GBP

32 17/19p ordinary

Sale

1,021

5.5380 GBP

32 17/19p ordinary

Sale

958

5.5920 GBP

32 17/19p ordinary

Sale

908

5.5700 GBP

32 17/19p ordinary

Sale

896

5.5460 GBP

32 17/19p ordinary

Sale

725

5.5600 GBP

32 17/19p ordinary

Sale

569

5.5580 GBP

32 17/19p ordinary

Sale

537

5.5560 GBP

32 17/19p ordinary

Sale

494

5.5360 GBP

32 17/19p ordinary

Sale

487

5.5540 GBP

32 17/19p ordinary

Sale

477

5.5520 GBP

32 17/19p ordinary

Sale

342

5.5280 GBP

32 17/19p ordinary

Sale

277

5.5500 GBP

32 17/19p ordinary

Sale

260

5.5640 GBP

32 17/19p ordinary

Sale

238

5.5340 GBP

32 17/19p ordinary

Sale

218

5.5482 GBP

32 17/19p ordinary

Sale

110

5.5780 GBP

32 17/19p ordinary

Sale

76

5.5860 GBP

32 17/19p ordinary

Sale

57

5.5933 GBP

32 17/19p ordinary

Sale

54

5.5320 GBP

32 17/19p ordinary

Sale

25

5.5940 GBP

32 17/19p ordinary

Sale

15

5.5140 GBP

32 17/19p ordinary

Sale

14

5.5970 GBP

32 17/19p ordinary

Sale

11

5.5419 GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

32 17/19p ordinary

SWAP

Decreasing Short

7,300

5.5529 GBP

32 17/19p ordinary

SWAP

Decreasing Short

256

5.5599 GBP

32 17/19p ordinary

SWAP

Decreasing Short

174

5.5640 GBP

32 17/19p ordinary

SWAP

Decreasing Short

14,517

5.5709 GBP

32 17/19p ordinary

SWAP

Decreasing Short

1,881

5.5766 GBP

32 17/19p ordinary

SWAP

Decreasing Short

70

5.5775 GBP

32 17/19p ordinary

SWAP

Decreasing Short

9,400

5.5831 GBP

32 17/19p ordinary

SWAP

Decreasing Short

885

5.5833 GBP

32 17/19p ordinary

SWAP

Decreasing Short

31,015

5.5844 GBP

32 17/19p ordinary

SWAP

Decreasing Short

293

5.5850 GBP

32 17/19p ordinary

SWAP

Decreasing Short

16,316

5.5867 GBP

32 17/19p ordinary

SWAP

Decreasing Short

18,923

5.5888 GBP

32 17/19p ordinary

SWAP

Decreasing Short

17,485

5.5896 GBP

32 17/19p ordinary

SWAP

Decreasing Short

17,915

5.5899 GBP

32 17/19p ordinary

SWAP

Decreasing Short

213,376

5.5900 GBP

32 17/19p ordinary

SWAP

Decreasing Short

12,573

5.5936 GBP

32 17/19p ordinary

SWAP

Increasing Short

16,275

5.5416 GBP

32 17/19p ordinary

SWAP

Increasing Short

20,039

5.5432 GBP

32 17/19p ordinary

SWAP

Increasing Short

622

5.5500 GBP

32 17/19p ordinary

SWAP

Increasing Short

63,866

5.5540 GBP

32 17/19p ordinary

SWAP

Increasing Short

45,307

5.5564 GBP

32 17/19p ordinary

SWAP

Increasing Short

60,918

5.5565 GBP

32 17/19p ordinary

SWAP

Increasing Short

135,207

5.5598 GBP

32 17/19p ordinary

SWAP

Increasing Short

322,344

5.5609 GBP

32 17/19p ordinary

SWAP

Increasing Short

4,751

5.5614 GBP

32 17/19p ordinary

SWAP

Increasing Short

100

5.5640 GBP

32 17/19p ordinary

SWAP

Increasing Short

1,668

5.5660 GBP

32 17/19p ordinary

SWAP

Increasing Short

105,029

5.5670 GBP

32 17/19p ordinary

SWAP

Increasing Short

89,670

5.5674 GBP

32 17/19p ordinary

SWAP

Increasing Short

23,095

5.5679 GBP

32 17/19p ordinary

SWAP

Increasing Short

100

5.5704 GBP

32 17/19p ordinary

SWAP

Increasing Short

17,271

5.5781 GBP

32 17/19p ordinary

SWAP

Increasing Short

37,033

5.5787 GBP

32 17/19p ordinary

SWAP

Increasing Short

17,707

5.5900 GBP

32 17/19p ordinary

SWAP

Increasing Short

5,520

5.5902 GBP

32 17/19p ordinary

SWAP

Increasing Long

2,907

5.5584 GBP

32 17/19p ordinary

CFD

Increasing Long

213

5.5522 GBP

32 17/19p ordinary

CFD

Increasing Long

1,412

5.5560 GBP

32 17/19p ordinary

CFD

Increasing Long

2,387

5.5629 GBP

32 17/19p ordinary

CFD

Increasing Long

736

5.5656 GBP

32 17/19p ordinary

CFD

Increasing Long

48,496

5.5746 GBP

32 17/19p ordinary

CFD

Increasing Long

14

5.5971 GBP

32 17/19p ordinary

CFD

Decreasing Long

75,450

5.5492 GBP

32 17/19p ordinary

CFD

Decreasing Long

4,444

5.5638 GBP

32 17/19p ordinary

CFD

Decreasing Long

1,200

5.5663 GBP

32 17/19p ordinary

CFD

Decreasing Long

736

5.5903 GBP

32 17/19p ordinary

CFD

Decreasing Long

28,754

5.5904 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Mar 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

AVIVA PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-120,786

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,575

5.3176

European

05 Jun 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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