7th Jul 2022 11:13
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 06 July 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 32,891,761 | 3.16% | 1,166,570 | 0.11% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
701,015 | 0.07% | 31,553,130 | 3.03% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 33,592,776 | 3.23% | 32,719,700 | 3.14% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 398 | 5.1270 GBP | |||
10p ordinary | Purchase | 612 | 5.1290 GBP | |||
10p ordinary | Purchase | 908 | 5.1160 GBP | |||
10p ordinary | Purchase | 929 | 5.1179 GBP | |||
10p ordinary | Purchase | 1,065 | 5.1253 GBP | |||
10p ordinary | Purchase | 1,670 | 5.1460 GBP | |||
10p ordinary | Purchase | 3,250 | 5.1197 GBP | |||
10p ordinary | Purchase | 3,450 | 5.1231 GBP | |||
10p ordinary | Purchase | 7,581 | 5.1339 GBP | |||
10p ordinary | Purchase | 11,826 | 5.1239 GBP | |||
10p ordinary | Purchase | 13,507 | 5.1200 GBP | |||
10p ordinary | Purchase | 14,984 | 5.1318 GBP | |||
10p ordinary | Purchase | 41,124 | 5.1201 GBP | |||
10p ordinary | Purchase | 101,330 | 5.1311 GBP | |||
10p ordinary | Purchase | 114,577 | 5.1202 GBP | |||
10p ordinary | Sale | 46 | 5.1650 GBP | |||
10p ordinary | Sale | 106 | 5.1200 GBP | |||
10p ordinary | Sale | 112 | 5.1540 GBP | |||
10p ordinary | Sale | 150 | 5.1110 GBP | |||
10p ordinary | Sale | 189 | 5.1500 GBP | |||
10p ordinary | Sale | 387 | 5.1250 GBP | |||
10p ordinary | Sale | 460 | 5.1040 GBP | |||
10p ordinary | Sale | 463 | 5.1739 GBP | |||
10p ordinary | Sale | 612 | 5.1290 GBP | |||
10p ordinary | Sale | 908 | 5.1160 GBP | |||
10p ordinary | Sale | 971 | 5.1900 GBP | |||
10p ordinary | Sale | 1,019 | 5.1620 GBP | |||
10p ordinary | Sale | 1,413 | 5.1224 GBP | |||
10p ordinary | Sale | 1,670 | 5.1460 GBP | |||
10p ordinary | Sale | 2,876 | 5.1503 GBP | |||
10p ordinary | Sale | 2,909 | 5.1192 GBP | |||
10p ordinary | Sale | 3,185 | 5.1181 GBP | |||
10p ordinary | Sale | 3,404 | 5.1091 GBP | |||
10p ordinary | Sale | 3,980 | 5.1387 GBP | |||
10p ordinary | Sale | 7,748 | 5.1526 GBP | |||
10p ordinary | Sale | 8,000 | 5.1138 GBP | |||
10p ordinary | Sale | 8,234 | 5.1515 GBP | |||
10p ordinary | Sale | 8,918 | 5.1856 GBP | |||
10p ordinary | Sale | 10,949 | 5.1208 GBP | |||
10p ordinary | Sale | 14,984 | 5.1318 GBP | |||
10p ordinary | Sale | 17,723 | 5.1223 GBP | |||
10p ordinary | Sale | 22,354 | 5.1535 GBP | |||
10p ordinary | Sale | 24,718 | 5.1279 GBP | |||
10p ordinary | Sale | 32,136 | 5.1202 GBP | |||
10p ordinary | Sale | 145,813 | 5.1209 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 106 | 5.1200 GBP | |||
10p ordinary | SWAP | Long | 463 | 5.1740 GBP | |||
10p ordinary | SWAP | Long | 485 | 5.1320 GBP | |||
10p ordinary | SWAP | Long | 523 | 5.1300 GBP | |||
10p ordinary | SWAP | Long | 527 | 5.1173 GBP | |||
10p ordinary | SWAP | Long | 1,886 | 5.1218 GBP | |||
10p ordinary | SWAP | Long | 1,926 | 5.1222 GBP | |||
10p ordinary | SWAP | Long | 1,980 | 5.1197 GBP | |||
10p ordinary | SWAP | Long | 4,705 | 5.1191 GBP | |||
10p ordinary | SWAP | Long | 5,203 | 5.1240 GBP | |||
10p ordinary | SWAP | Long | 8,000 | 5.1138 GBP | |||
10p ordinary | SWAP | Long | 9,734 | 5.1219 GBP | |||
10p ordinary | CFD | Long | 14,984 | 5.1318 GBP | |||
10p ordinary | SWAP | Long | 17,358 | 5.1210 GBP | |||
10p ordinary | SWAP | Long | 44,334 | 5.1213 GBP | |||
10p ordinary | SWAP | Short | 398 | 5.1270 GBP | |||
10p ordinary | SWAP | Short | 929 | 5.1179 GBP | |||
10p ordinary | SWAP | Short | 7,581 | 5.1339 GBP | |||
10p ordinary | CFD | Short | 14,527 | 5.1200 GBP | |||
10p ordinary | SWAP | Short | 15,105 | 5.1234 GBP | |||
10p ordinary | SWAP | Short | 23,406 | 5.1248 GBP | |||
10p ordinary | SWAP | Short | 34,049 | 5.1454 GBP | |||
10p ordinary | SWAP | Short | 51,627 | 5.1242 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 7 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays