3rd Sep 2021 11:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVAST PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 02 September 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES : NORTONLIFELOCK INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 16,164,358 | 1.56% | 6,229,696 | 0.60% | |
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(2) | Cash-settled derivatives: |
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107,147 | 0.01% | 12,614,476 | 1.22% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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(4) |
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| TOTAL: | 16,271,505 | 1.57% | 18,844,172 | 1.82% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 10p ordinary | Purchase | 1 | 5.9400 GBP |
| 10p ordinary | Purchase | 55 | 5.9300 GBP |
| 10p ordinary | Purchase | 184 | 5.9474 GBP |
| 10p ordinary | Purchase | 217 | 5.9181 GBP |
| 10p ordinary | Purchase | 461 | 5.9360 GBP |
| 10p ordinary | Purchase | 543 | 5.9480 GBP |
| 10p ordinary | Purchase | 628 | 5.9394 GBP |
| 10p ordinary | Purchase | 760 | 5.9520 GBP |
| 10p ordinary | Purchase | 849 | 5.9269 GBP |
| 10p ordinary | Purchase | 1,175 | 5.9500 GBP |
| 10p ordinary | Purchase | 1,816 | 5.9562 GBP |
| 10p ordinary | Purchase | 1,894 | 5.9420 GBP |
| 10p ordinary | Purchase | 2,477 | 5.9200 GBP |
| 10p ordinary | Purchase | 3,567 | 5.9213 GBP |
| 10p ordinary | Purchase | 4,178 | 5.9447 GBP |
| 10p ordinary | Purchase | 4,689 | 5.9233 GBP |
| 10p ordinary | Purchase | 4,768 | 5.9491 GBP |
| 10p ordinary | Purchase | 5,332 | 175.1687 CZK |
| 10p ordinary | Purchase | 7,645 | 5.9257 GBP |
| 10p ordinary | Purchase | 10,171 | 5.9280 GBP |
| 10p ordinary | Purchase | 19,634 | 5.9256 GBP |
| 10p ordinary | Purchase | 22,919 | 5.9311 GBP |
| 10p ordinary | Purchase | 27,810 | 5.9100 GBP |
| 10p ordinary | Purchase | 34,426 | 5.9092 GBP |
| 10p ordinary | Purchase | 45,122 | 5.9234 GBP |
| 10p ordinary | Purchase | 54,976 | 5.9297 GBP |
| 10p ordinary | Purchase | 58,851 | 5.9410 GBP |
| 10p ordinary | Purchase | 60,000 | 5.9296 GBP |
| 10p ordinary | Purchase | 81,652 | 5.9108 GBP |
| 10p ordinary | Purchase | 324,428 | 5.9306 GBP |
| 10p ordinary | Sale | 30 | 5.9180 GBP |
| 10p ordinary | Sale | 60 | 5.9140 GBP |
| 10p ordinary | Sale | 79 | 5.9481 GBP |
| 10p ordinary | Sale | 136 | 5.9472 GBP |
| 10p ordinary | Sale | 172 | 5.9370 GBP |
| 10p ordinary | Sale | 185 | 5.9499 GBP |
| 10p ordinary | Sale | 266 | 5.9190 GBP |
| 10p ordinary | Sale | 543 | 5.9480 GBP |
| 10p ordinary | Sale | 568 | 5.9474 GBP |
| 10p ordinary | Sale | 677 | 5.9420 GBP |
| 10p ordinary | Sale | 800 | 5.9501 GBP |
| 10p ordinary | Sale | 859 | 5.9234 GBP |
| 10p ordinary | Sale | 861 | 5.9483 GBP |
| 10p ordinary | Sale | 980 | 5.9429 GBP |
| 10p ordinary | Sale | 1,029 | 5.9389 GBP |
| 10p ordinary | Sale | 2,046 | 5.9359 GBP |
| 10p ordinary | Sale | 2,270 | 5.9477 GBP |
| 10p ordinary | Sale | 2,477 | 5.9200 GBP |
| 10p ordinary | Sale | 2,507 | 5.9329 GBP |
| 10p ordinary | Sale | 2,791 | 5.9350 GBP |
| 10p ordinary | Sale | 3,068 | 5.9307 GBP |
| 10p ordinary | Sale | 3,879 | 5.9494 GBP |
| 10p ordinary | Sale | 4,004 | 5.9318 GBP |
| 10p ordinary | Sale | 6,150 | 5.9380 GBP |
| 10p ordinary | Sale | 7,321 | 5.9352 GBP |
| 10p ordinary | Sale | 9,203 | 5.9460 GBP |
| 10p ordinary | Sale | 9,684 | 5.9465 GBP |
| 10p ordinary | Sale | 10,141 | 5.9411 GBP |
| 10p ordinary | Sale | 10,542 | 5.9340 GBP |
| 10p ordinary | Sale | 18,750 | 5.9300 GBP |
| 10p ordinary | Sale | 18,768 | 5.9282 GBP |
| 10p ordinary | Sale | 37,866 | 5.9157 GBP |
| 10p ordinary | Sale | 38,412 | 5.9500 GBP |
| 10p ordinary | Sale | 60,295 | 5.9332 GBP |
| 10p ordinary | Sale | 61,921 | 5.9280 GBP |
| 10p ordinary | Sale | 160,513 | 5.9317 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 10p ordinary | SWAP | Long | 79 | 5.9480 GBP |
| 10p ordinary | SWAP | Long | 90 | 5.9147 GBP |
| 10p ordinary | SWAP | Long | 859 | 5.9234 GBP |
| 10p ordinary | SWAP | Long | 861 | 5.9483 GBP |
| 10p ordinary | SWAP | Long | 2,477 | 5.9200 GBP |
| 10p ordinary | SWAP | Long | 2,791 | 5.9350 GBP |
| 10p ordinary | CFD | Long | 5,332 | 5.9464 GBP |
| 10p ordinary | SWAP | Long | 9,203 | 5.9460 GBP |
| 10p ordinary | SWAP | Long | 9,684 | 5.9465 GBP |
| 10p ordinary | SWAP | Long | 16,044 | 5.9280 GBP |
| 10p ordinary | SWAP | Long | 19,952 | 5.9340 GBP |
| 10p ordinary | CFD | Long | 37,275 | 5.9280 GBP |
| 10p ordinary | CFD | Long | 72,000 | 175.2500 CZK |
| 10p ordinary | SWAP | Long | 87,966 | 5.9341 GBP |
| 10p ordinary | SWAP | Short | 1 | 5.9367 GBP |
| 10p ordinary | SWAP | Short | 184 | 5.9474 GBP |
| 10p ordinary | SWAP | Short | 217 | 5.9181 GBP |
| 10p ordinary | SWAP | Short | 628 | 5.9394 GBP |
| 10p ordinary | SWAP | Short | 760 | 5.9520 GBP |
| 10p ordinary | SWAP | Short | 849 | 5.9269 GBP |
| 10p ordinary | SWAP | Short | 1,175 | 5.9500 GBP |
| 10p ordinary | SWAP | Short | 1,220 | 5.9446 GBP |
| 10p ordinary | SWAP | Short | 1,816 | 5.9562 GBP |
| 10p ordinary | CFD | Short | 3,145 | 5.9263 GBP |
| 10p ordinary | CFD | Short | 5,332 | 175.2913 CZK |
| 10p ordinary | CFD | Short | 6,997 | 5.9280 GBP |
| 10p ordinary | SWAP | Short | 9,954 | 5.9280 GBP |
| 10p ordinary | SWAP | Short | 15,989 | 5.9330 GBP |
| 10p ordinary | SWAP | Short | 52,491 | 5.9258 GBP |
| 10p ordinary | CFD | Short | 72,000 | 5.9367 GBP |
| 10p ordinary | SWAP | Short | 116,959 | 5.9294 GBP |
| 10p ordinary | SWAP | Short | 169,047 | 5.9304 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 3 Sept 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210903005150/en/
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