22nd Apr 2022 17:14
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||||||||||||
(b) | Owner or controller of interest and short | |||||||||||||||||||||
positions disclosed, if different from 1(a): | ||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | ||||||||||||||||||||
relevant securities this form relates: | ||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||||||||||||
offeror/offeree: | ||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 21 April 2022 | ||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||||||||||||||||||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | |||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||||||||||||
to which the disclosure relates following the dealing (if any) | ||||||||||||||||||||||
Class of relevant security: | 10p ordinary | |||||||||||||||||||||
Interests | Short Positions | |||||||||||||||||||||
Number | (%) | Number | (%) | |||||||||||||||||||
(1) | Relevant securities owned | |||||||||||||||||||||
and/or controlled: | 43,483,903 | 4.18% | 976,078 | 0.09% | ||||||||||||||||||
(2) | Cash-settled derivatives: | |||||||||||||||||||||
915,809 | 0.09% | 39,434,459 | 3.79% | |||||||||||||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||||||||||
TOTAL: | 44,399,712 | 4.27% | 40,410,537 | 3.88% | ||||||||||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 413 | 5.4960 GBP | |||
10p ordinary | Purchase | 435 | 5.4800 GBP | |||
10p ordinary | Purchase | 462 | 5.4880 GBP | |||
10p ordinary | Purchase | 602 | 5.4940 GBP | |||
10p ordinary | Purchase | 692 | 5.4833 GBP | |||
10p ordinary | Purchase | 978 | 5.4859 GBP | |||
10p ordinary | Purchase | 1,191 | 5.4840 GBP | |||
10p ordinary | Purchase | 1,406 | 5.4864 GBP | |||
10p ordinary | Purchase | 1,682 | 5.4857 GBP | |||
10p ordinary | Purchase | 2,682 | 5.4843 GBP | |||
10p ordinary | Purchase | 4,732 | 5.4854 GBP | |||
10p ordinary | Purchase | 4,927 | 5.4814 GBP | |||
10p ordinary | Purchase | 5,546 | 5.4793 GBP | |||
10p ordinary | Purchase | 106,777 | 5.4812 GBP | |||
10p ordinary | Sale | 172 | 5.4780 GBP | |||
10p ordinary | Sale | 323 | 5.4816 GBP | |||
10p ordinary | Sale | 361 | 5.4840 GBP | |||
10p ordinary | Sale | 413 | 5.4960 GBP | |||
10p ordinary | Sale | 462 | 5.4880 GBP | |||
10p ordinary | Sale | 602 | 5.4940 GBP | |||
10p ordinary | Sale | 959 | 5.4820 GBP | |||
10p ordinary | Sale | 3,789 | 5.4800 GBP | |||
10p ordinary | Sale | 13,624 | 5.4791 GBP | |||
10p ordinary | Sale | 37,522 | 5.4809 GBP | |||
10p ordinary | Sale | 37,878 | 5.4802 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 65 | 5.5000 GBP | |||
10p ordinary | CFD | Long | 881 | 5.4795 GBP | |||
10p ordinary | SWAP | Long | 1,713 | 5.4800 GBP | |||
10p ordinary | SWAP | Long | 1,838 | 5.4909 GBP | |||
10p ordinary | SWAP | Long | 13,624 | 5.4791 GBP | |||
10p ordinary | SWAP | Long | 35,358 | 5.4809 GBP | |||
10p ordinary | SWAP | Short | 337 | 5.4800 GBP | |||
10p ordinary | SWAP | Short | 467 | 5.4860 GBP | |||
10p ordinary | SWAP | Short | 496 | 5.4840 GBP | |||
10p ordinary | SWAP | Short | 877 | 5.4850 GBP | |||
10p ordinary | SWAP | Short | 2,360 | 5.4808 GBP | |||
10p ordinary | SWAP | Short | 3,650 | 5.4789 GBP | |||
10p ordinary | SWAP | Short | 3,734 | 5.4875 GBP | |||
10p ordinary | SWAP | Short | 8,804 | 5.4844 GBP | |||
10p ordinary | SWAP | Short | 8,870 | 5.4859 GBP | |||
10p ordinary | SWAP | Short | 13,558 | 5.4831 GBP | |||
10p ordinary | SWAP | Short | 22,902 | 5.4792 GBP | |||
10p ordinary | SWAP | Short | 27,535 | 5.4825 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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