20th Jun 2022 13:42
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 17 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 36,933,977 | 3.55% | 1,704,954 | 0.16% | |||
(2) | Cash-settled derivatives: | ||||||
670,008 | 0.06% | 35,245,085 | 3.38% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 37,603,985 | 3.61% | 36,950,039 | 3.55% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 200 | 4.6970 GBP | ||||
10p ordinary | Purchase | 306 | 4.8570 GBP | ||||
10p ordinary | Purchase | 515 | 4.7313 GBP | ||||
10p ordinary | Purchase | 608 | 4.7555 GBP | ||||
10p ordinary | Purchase | 1,031 | 139.2129 CZK | ||||
10p ordinary | Purchase | 1,209 | 4.7559 GBP | ||||
10p ordinary | Purchase | 2,052 | 4.7584 GBP | ||||
10p ordinary | Purchase | 5,075 | 4.8678 GBP | ||||
10p ordinary | Purchase | 16,259 | 140.5492 CZK | ||||
10p ordinary | Purchase | 25,724 | 4.9137 GBP | ||||
10p ordinary | Purchase | 30,498 | 4.7840 GBP | ||||
10p ordinary | Purchase | 38,636 | 4.9070 GBP | ||||
10p ordinary | Purchase | 48,882 | 4.7832 GBP | ||||
10p ordinary | Purchase | 65,937 | 4.9135 GBP | ||||
10p ordinary | Purchase | 123,630 | 4.9140 GBP | ||||
10p ordinary | Sale | 447 | 4.8740 GBP | ||||
10p ordinary | Sale | 480 | 4.9110 GBP | ||||
10p ordinary | Sale | 692 | 4.8923 GBP | ||||
10p ordinary | Sale | 808 | 4.8570 GBP | ||||
10p ordinary | Sale | 910 | 4.8655 GBP | ||||
10p ordinary | Sale | 995 | 4.8128 GBP | ||||
10p ordinary | Sale | 1,031 | 139.2129 CZK | ||||
10p ordinary | Sale | 2,208 | 4.8918 GBP | ||||
10p ordinary | Sale | 2,257 | 4.8075 GBP | ||||
10p ordinary | Sale | 5,402 | 140.1518 CZK | ||||
10p ordinary | Sale | 5,626 | 4.8345 GBP | ||||
10p ordinary | Sale | 9,373 | 4.8348 GBP | ||||
10p ordinary | Sale | 10,993 | 4.8941 GBP | ||||
10p ordinary | Sale | 17,326 | 4.8574 GBP | ||||
10p ordinary | Sale | 34,572 | 4.9133 GBP | ||||
10p ordinary | Sale | 91,514 | 4.6980 GBP | ||||
10p ordinary | Sale | 114,327 | 4.9140 GBP | ||||
10p ordinary | Sale | 132,796 | 4.9127 GBP | ||||
10p ordinary | Sale | 155,743 | 4.7840 GBP | ||||
10p ordinary | Sale | 320,996 | 4.7650 GBP | ||||
10p ordinary | Sale | 821,454 | 4.9030 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 480 | 4.9110 GBP | |||
10p ordinary | SWAP | Long | 3,525 | 4.9013 GBP | |||
10p ordinary | SWAP | Long | 3,592 | 4.9015 GBP | |||
10p ordinary | CFD | Long | 5,402 | 140.0537 CZK | |||
10p ordinary | SWAP | Long | 5,898 | 4.9140 GBP | |||
10p ordinary | SWAP | Long | 9,373 | 4.8348 GBP | |||
10p ordinary | CFD | Long | 14,850 | 4.7927 GBP | |||
10p ordinary | SWAP | Long | 34,572 | 4.9133 GBP | |||
10p ordinary | CFD | Long | 38,000 | 4.8675 GBP | |||
10p ordinary | CFD | Long | 103,907 | 4.9140 GBP | |||
10p ordinary | SWAP | Long | 168,783 | 4.9057 GBP | |||
10p ordinary | SWAP | Long | 194,873 | 4.8984 GBP | |||
10p ordinary | SWAP | Long | 359,347 | 4.9012 GBP | |||
10p ordinary | CFD | Short | 239 | 4.9140 GBP | |||
10p ordinary | SWAP | Short | 306 | 4.8570 GBP | |||
10p ordinary | SWAP | Short | 768 | 4.7210 GBP | |||
10p ordinary | CFD | Short | 1,031 | 139.2129 CZK | |||
10p ordinary | SWAP | Short | 1,209 | 4.7560 GBP | |||
10p ordinary | CFD | Short | 2,128 | 4.9139 GBP | |||
10p ordinary | CFD | Short | 5,024 | 4.7270 GBP | |||
10p ordinary | SWAP | Short | 5,075 | 4.8678 GBP | |||
10p ordinary | SWAP | Short | 14,478 | 4.7840 GBP | |||
10p ordinary | CFD | Short | 15,228 | 140.7381 CZK | |||
10p ordinary | SWAP | Short | 31,987 | 4.7898 GBP | |||
10p ordinary | CFD | Short | 38,000 | 140.9251 CZK | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays