16th Aug 2022 12:07
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 15 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 14,542,550 | 1.39% | 1,244,552 | 0.12% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 789,505 | 0.08% | 12,967,903 | 1.24% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 15,332,055 | 1.47% | 14,212,455 | 1.36% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 223 | 6.7740 GBP | ||||
10p ordinary | Purchase | 519 | 6.8400 GBP | ||||
10p ordinary | Purchase | 615 | 6.8360 GBP | ||||
10p ordinary | Purchase | 629 | 6.8215 GBP | ||||
10p ordinary | Purchase | 737 | 6.8180 GBP | ||||
10p ordinary | Purchase | 847 | 6.7741 GBP | ||||
10p ordinary | Purchase | 907 | 6.8300 GBP | ||||
10p ordinary | Purchase | 996 | 6.8232 GBP | ||||
10p ordinary | Purchase | 1,039 | 6.8340 GBP | ||||
10p ordinary | Purchase | 2,367 | 6.8200 GBP | ||||
10p ordinary | Purchase | 3,727 | 6.8380 GBP | ||||
10p ordinary | Purchase | 5,854 | 6.8277 GBP | ||||
10p ordinary | Purchase | 9,073 | 6.8347 GBP | ||||
10p ordinary | Purchase | 9,725 | 6.8385 GBP | ||||
10p ordinary | Purchase | 26,980 | 6.8160 GBP | ||||
10p ordinary | Purchase | 27,669 | 6.8600 GBP | ||||
10p ordinary | Purchase | 41,387 | 196.5226 CZK | ||||
10p ordinary | Sale | 154 | 6.8377 GBP | ||||
10p ordinary | Sale | 445 | 6.8401 GBP | ||||
10p ordinary | Sale | 651 | 6.8380 GBP | ||||
10p ordinary | Sale | 737 | 6.8180 GBP | ||||
10p ordinary | Sale | 1,134 | 6.8409 GBP | ||||
10p ordinary | Sale | 1,272 | 6.8340 GBP | ||||
10p ordinary | Sale | 1,330 | 6.8400 GBP | ||||
10p ordinary | Sale | 2,748 | 6.8172 GBP | ||||
10p ordinary | Sale | 3,113 | 6.8175 GBP | ||||
10p ordinary | Sale | 6,863 | 6.8206 GBP | ||||
10p ordinary | Sale | 7,238 | 6.8560 GBP | ||||
10p ordinary | Sale | 10,306 | 6.8499 GBP | ||||
10p ordinary | Sale | 11,836 | 6.8182 GBP | ||||
10p ordinary | Sale | 11,912 | 6.8293 GBP | ||||
10p ordinary | Sale | 16,000 | 6.8163 GBP | ||||
10p ordinary | Sale | 25,181 | 6.8233 GBP | ||||
10p ordinary | Sale | 27,041 | 6.8160 GBP | ||||
10p ordinary | Sale | 29,569 | 6.8600 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 154 | 6.8377 GBP | |||
10p ordinary | SWAP | Long | 157 | 6.8280 GBP | |||
10p ordinary | SWAP | Long | 737 | 6.8180 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 6.8148 GBP | |||
10p ordinary | SWAP | Long | 2,357 | 6.8443 GBP | |||
10p ordinary | SWAP | Long | 5,474 | 6.8596 GBP | |||
10p ordinary | SWAP | Long | 5,840 | 6.8407 GBP | |||
10p ordinary | SWAP | Long | 15,000 | 6.8164 GBP | |||
10p ordinary | SWAP | Long | 15,620 | 6.8600 GBP | |||
10p ordinary | CFD | Long | 41,387 | 6.8163 GBP | |||
10p ordinary | CFD | Long | 61,000 | 197.7000 CZK | |||
10p ordinary | SWAP | Short | 60 | 6.8000 GBP | |||
10p ordinary | SWAP | Short | 996 | 6.8232 GBP | |||
10p ordinary | SWAP | Short | 2,209 | 6.8365 GBP | |||
10p ordinary | SWAP | Short | 3,892 | 6.8388 GBP | |||
10p ordinary | SWAP | Short | 6,657 | 6.8307 GBP | |||
10p ordinary | SWAP | Short | 20,859 | 6.8600 GBP | |||
10p ordinary | CFD | Short | 41,387 | 196.6601 CZK | |||
10p ordinary | CFD | Short | 61,000 | 6.8594 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays