27th Apr 2022 10:57
FORM 8.3 | ||||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||||||
MORE | ||||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 26 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 42,816,684 | 4.11% | 972,715 | 0.09% |
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(2) | Cash-settled derivatives: |
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21,859,418 | 2.10% | 59,384,756 | 5.71% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 64,676,102 | 6.21% | 60,357,471 | 5.80% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 2 | 5.5960 GBP | |||
10p ordinary | Purchase | 127 | 5.5729 GBP | |||
10p ordinary | Purchase | 303 | 5.5980 GBP | |||
10p ordinary | Purchase | 365 | 5.5940 GBP | |||
10p ordinary | Purchase | 385 | 5.5740 GBP | |||
10p ordinary | Purchase | 531 | 5.6000 GBP | |||
10p ordinary | Purchase | 565 | 5.5599 GBP | |||
10p ordinary | Purchase | 589 | 5.5840 GBP | |||
10p ordinary | Purchase | 765 | 5.5906 GBP | |||
10p ordinary | Purchase | 1,067 | 5.5860 GBP | |||
10p ordinary | Purchase | 1,386 | 5.5871 GBP | |||
10p ordinary | Purchase | 2,055 | 5.5783 GBP | |||
10p ordinary | Purchase | 6,326 | 5.5757 GBP | |||
10p ordinary | Purchase | 6,575 | 5.5369 GBP | |||
10p ordinary | Purchase | 7,419 | 5.5843 GBP | |||
10p ordinary | Purchase | 10,675 | 5.6081 GBP | |||
10p ordinary | Purchase | 39,293 | 5.5990 GBP | |||
10p ordinary | Purchase | 57,784 | 5.6100 GBP | |||
10p ordinary | Purchase | 139,764 | 5.5462 GBP | |||
10p ordinary | Sale | 82 | 5.6040 GBP | |||
10p ordinary | Sale | 126 | 5.5880 GBP | |||
10p ordinary | Sale | 365 | 5.5940 GBP | |||
10p ordinary | Sale | 385 | 5.5740 GBP | |||
10p ordinary | Sale | 467 | 5.5980 GBP | |||
10p ordinary | Sale | 531 | 5.6000 GBP | |||
10p ordinary | Sale | 589 | 5.5840 GBP | |||
10p ordinary | Sale | 766 | 5.5849 GBP | |||
10p ordinary | Sale | 1,067 | 5.5860 GBP | |||
10p ordinary | Sale | 1,290 | 5.5789 GBP | |||
10p ordinary | Sale | 2,263 | 5.5889 GBP | |||
10p ordinary | Sale | 4,576 | 5.6068 GBP | |||
10p ordinary | Sale | 5,087 | 5.5659 GBP | |||
10p ordinary | Sale | 5,132 | 5.5794 GBP | |||
10p ordinary | Sale | 6,759 | 5.5819 GBP | |||
10p ordinary | Sale | 13,001 | 5.6102 GBP | |||
10p ordinary | Sale | 118,334 | 5.6021 GBP | |||
10p ordinary | Sale | 467,935 | 5.6100 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 345 | 5.6095 GBP | |||
10p ordinary | SWAP | Long | 2,709 | 5.5862 GBP | |||
10p ordinary | SWAP | Long | 5,087 | 5.5659 GBP | |||
10p ordinary | SWAP | Long | 12,682 | 5.5921 GBP | |||
10p ordinary | SWAP | Long | 16,711 | 5.6076 GBP | |||
10p ordinary | SWAP | Long | 27,366 | 5.5879 GBP | |||
10p ordinary | SWAP | Long | 82,597 | 5.6035 GBP | |||
10p ordinary | SWAP | Long | 467,935 | 5.6100 GBP | |||
10p ordinary | SWAP | Short | 79 | 5.5840 GBP | |||
10p ordinary | SWAP | Short | 486 | 5.5560 GBP | |||
10p ordinary | SWAP | Short | 540 | 5.5962 GBP | |||
10p ordinary | SWAP | Short | 1,515 | 5.5719 GBP | |||
10p ordinary | SWAP | Short | 2,104 | 5.5817 GBP | |||
10p ordinary | SWAP | Short | 2,548 | 5.6021 GBP | |||
10p ordinary | SWAP | Short | 3,835 | 5.5857 GBP | |||
10p ordinary | SWAP | Short | 4,222 | 5.5727 GBP | |||
10p ordinary | SWAP | Short | 4,970 | 5.5839 GBP | |||
10p ordinary | SWAP | Short | 13,636 | 5.5955 GBP | |||
10p ordinary | SWAP | Short | 16,025 | 5.5908 GBP | |||
10p ordinary | SWAP | Short | 65,911 | 5.6100 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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