28th Mar 2022 11:38
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 25 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 50,322,260 | 4.84% | 13,600,067 | 1.31% | |||
(2) | Cash-settled derivatives: | ||||||
25,475,727 | 2.45% | 65,655,735 | 6.31% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 75,797,987 | 7.29% | 79,255,802 | 7.62% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 126 | 5.7060 GBP | ||||
10p ordinary | Purchase | 161 | 5.7244 GBP | ||||
10p ordinary | Purchase | 205 | 5.7194 GBP | ||||
10p ordinary | Purchase | 356 | 5.7030 GBP | ||||
10p ordinary | Purchase | 500 | 5.7260 GBP | ||||
10p ordinary | Purchase | 1,206 | 171.9134 CZK | ||||
10p ordinary | Purchase | 1,500 | 5.7200 GBP | ||||
10p ordinary | Purchase | 1,601 | 5.7150 GBP | ||||
10p ordinary | Purchase | 2,634 | 5.7253 GBP | ||||
10p ordinary | Purchase | 3,633 | 5.7190 GBP | ||||
10p ordinary | Purchase | 3,645 | 5.7203 GBP | ||||
10p ordinary | Purchase | 4,555 | 5.7182 GBP | ||||
10p ordinary | Purchase | 8,609 | 5.7187 GBP | ||||
10p ordinary | Purchase | 21,987 | 5.7220 GBP | ||||
10p ordinary | Sale | 4 | 5.7440 GBP | ||||
10p ordinary | Sale | 5 | 5.7160 GBP | ||||
10p ordinary | Sale | 179 | 5.7460 GBP | ||||
10p ordinary | Sale | 190 | 5.7040 GBP | ||||
10p ordinary | Sale | 439 | 5.7203 GBP | ||||
10p ordinary | Sale | 1,240 | 5.7202 GBP | ||||
10p ordinary | Sale | 1,967 | 5.7186 GBP | ||||
10p ordinary | Sale | 2,000 | 5.7215 GBP | ||||
10p ordinary | Sale | 2,150 | 171.7807 CZK | ||||
10p ordinary | Sale | 2,948 | 5.7213 GBP | ||||
10p ordinary | Sale | 3,450 | 5.7205 GBP | ||||
10p ordinary | Sale | 3,491 | 5.7220 GBP | ||||
10p ordinary | Sale | 6,038 | 5.7201 GBP | ||||
10p ordinary | Sale | 6,632 | 5.7199 GBP | ||||
10p ordinary | Sale | 7,476 | 5.7196 GBP | ||||
10p ordinary | Sale | 11,690 | 5.7233 GBP | ||||
10p ordinary | Sale | 13,876 | 5.7216 GBP | ||||
10p ordinary | Sale | 18,496 | 5.7222 GBP | ||||
10p ordinary | Sale | 51,304 | 5.7200 GBP | ||||
10p ordinary | Sale | 51,638 | 5.7207 GBP | ||||
10p ordinary | Sale | 55,524 | 5.7232 GBP | ||||
10p ordinary | Sale | 120,662 | 5.7210 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 190 | 5.7040 GBP | |||
10p ordinary | CFD | Long | 1,385 | 5.7406 GBP | |||
10p ordinary | SWAP | Long | 1,472 | 5.7220 GBP | |||
10p ordinary | CFD | Long | 2,150 | 171.6604 CZK | |||
10p ordinary | SWAP | Long | 15,135 | 5.7227 GBP | |||
10p ordinary | SWAP | Long | 20,783 | 5.7217 GBP | |||
10p ordinary | SWAP | Long | 30,791 | 5.7224 GBP | |||
10p ordinary | SWAP | Short | 161 | 5.7243 GBP | |||
10p ordinary | SWAP | Short | 205 | 5.7194 GBP | |||
10p ordinary | SWAP | Short | 735 | 5.7220 GBP | |||
10p ordinary | SWAP | Short | 839 | 5.7344 GBP | |||
10p ordinary | CFD | Short | 1,206 | 172.0338 CZK | |||
10p ordinary | SWAP | Short | 1,623 | 5.7187 GBP | |||
10p ordinary | SWAP | Short | 1,795 | 5.7211 GBP | |||
10p ordinary | CFD | Short | 2,142 | 5.7049 GBP | |||
10p ordinary | SWAP | Short | 4,911 | 5.7234 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays