11th Mar 2022 12:54
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION |
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(a) | Full name of discloser: |
| Barclays PLC. |
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(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of |
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| offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 10 March 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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| Interests | Short Positions | |||||||||||||
| Number | (%) | Number | (%) | |||||||||||
(1) | Relevant securities owned |
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| and/or controlled: | 46,500,446 | 4.47% | 8,533,998 | 0.82% | ||||||||||
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(2) | Cash-settled derivatives: |
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| 17,442 | 0.00% | 39,547,359 | 3.80% | |||||||||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||
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| TOTAL: |
| 46,517,888 | 4.47% | 48,081,357 | 4.62% | |||||||||
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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security |
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| securities |
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10p ordinary | Purchase | 94 | 190.4000 CZK | ||||
10p ordinary | Purchase | 102 | 6.3700 GBP | ||||
10p ordinary | Purchase | 311 | 6.3765 GBP | ||||
10p ordinary | Purchase | 987 | 6.3580 GBP | ||||
10p ordinary | Purchase | 1,007 | 6.3900 GBP | ||||
10p ordinary | Purchase | 1,036 | 6.3560 GBP | ||||
10p ordinary | Purchase | 1,100 | 6.3763 GBP | ||||
10p ordinary | Purchase | 1,284 | 192.3269 CZK | ||||
10p ordinary | Purchase | 1,342 | 6.3520 GBP | ||||
10p ordinary | Purchase | 1,923 | 6.3597 GBP | ||||
10p ordinary | Purchase | 3,889 | 6.3524 GBP | ||||
10p ordinary | Purchase | 8,946 | 6.3870 GBP | ||||
10p ordinary | Purchase | 18,344 | 6.4040 GBP | ||||
10p ordinary | Purchase | 26,246 | 6.3796 GBP | ||||
10p ordinary | Purchase | 28,840 | 6.3764 GBP | ||||
10p ordinary | Purchase | 38,995 | 191.7412 CZK | ||||
10p ordinary | Purchase | 48,411 | 6.3999 GBP | ||||
10p ordinary | Sale | 94 | 190.4000 CZK | ||||
10p ordinary | Sale | 750 | 6.3740 GBP | ||||
10p ordinary | Sale | 987 | 6.3580 GBP | ||||
10p ordinary | Sale | 1,036 | 6.3560 GBP | ||||
10p ordinary | Sale | 1,098 | 6.3540 GBP | ||||
10p ordinary | Sale | 1,284 | 192.3269 CZK | ||||
10p ordinary | Sale | 1,587 | 192.3328 CZK | ||||
10p ordinary | Sale | 2,014 | 6.3900 GBP | ||||
10p ordinary | Sale | 3,039 | 6.3520 GBP | ||||
10p ordinary | Sale | 3,276 | 6.3492 GBP | ||||
10p ordinary | Sale | 9,214 | 6.3658 GBP | ||||
10p ordinary | Sale | 14,088 | 6.3814 GBP | ||||
10p ordinary | Sale | 20,397 | 6.3551 GBP | ||||
10p ordinary | Sale | 24,287 | 6.3781 GBP | ||||
10p ordinary | Sale | 71,882 | 6.4040 GBP | ||||
10p ordinary | Sale | 95,691 | 6.3807 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of |
| Product |
| Nature of dealing |
| Number of | Price per |
relevant |
| description |
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| reference | unit |
security |
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| securities |
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10p ordinary | SWAP | Long | 35 | 6.4040 GBP | |||
10p ordinary | CFD | Long | 303 | 192.2232 CZK | |||
10p ordinary | SWAP | Long | 955 | 6.3540 GBP | |||
10p ordinary | CFD | Long | 1,284 | 192.3269 CZK | |||
10p ordinary | SWAP | Long | 7,104 | 6.3775 GBP | |||
10p ordinary | SWAP | Long | 13,428 | 6.4033 GBP | |||
10p ordinary | SWAP | Long | 20,397 | 6.3551 GBP | |||
10p ordinary | SWAP | Long | 22,642 | 6.3837 GBP | |||
10p ordinary | SWAP | Long | 24,287 | 6.3781 GBP | |||
10p ordinary | CFD | Long | 40,420 | 6.3677 GBP | |||
10p ordinary | CFD | Short | 94 | 190.4000 CZK | |||
10p ordinary | CFD | Short | 1,822 | 6.3746 GBP | |||
10p ordinary | SWAP | Short | 3,889 | 6.3524 GBP | |||
10p ordinary | SWAP | Short | 4,247 | 6.4040 GBP | |||
10p ordinary | SWAP | Short | 6,503 | 6.3690 GBP | |||
10p ordinary | SWAP | Short | 14,973 | 6.3763 GBP | |||
10p ordinary | CFD | Short | 38,901 | 191.8787 CZK | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Mar 2022 |
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Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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Related Shares:
AVST.LBarclays