22nd Mar 2022 14:41
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 21 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 47,713,369 | 4.59% | 9,499,582 | 0.91% | |||
(2) | Cash-settled derivatives: | ||||||
39,129 | 0.00% | 40,057,729 | 3.85% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 47,752,498 | 4.59% | 49,557,311 | 4.76% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | |||||
options) | ||||||
Class of relevant security in relation to | ||||||
which subscription right exists | ||||||
Details, including nature of the rights | ||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
(a) | Purchases and sales | ||||||||||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
security | securities | ||||||||||||||
10p ordinary | Purchase | 184 | 169.9948 CZK | ||||||||||||
10p ordinary | Purchase | 254 | 5.7580 GBP | ||||||||||||
10p ordinary | Purchase | 327 | 5.7095 GBP | ||||||||||||
10p ordinary | Purchase | 474 | 5.7480 GBP | ||||||||||||
10p ordinary | Purchase | 484 | 5.7380 GBP | ||||||||||||
10p ordinary | Purchase | 621 | 5.7180 GBP | ||||||||||||
10p ordinary | Purchase | 652 | 5.7031 GBP | ||||||||||||
10p ordinary | Purchase | 689 | 5.7080 GBP | ||||||||||||
10p ordinary | Purchase | 738 | 5.7147 GBP | ||||||||||||
10p ordinary | Purchase | 1,853 | 5.6880 GBP | ||||||||||||
10p ordinary | Purchase | 1,946 | 5.7152 GBP | ||||||||||||
10p ordinary | Purchase | 3,008 | 5.7579 GBP | ||||||||||||
10p ordinary | Purchase | 3,173 | 5.7040 GBP | ||||||||||||
10p ordinary | Purchase | 3,174 | 5.7140 GBP | ||||||||||||
10p ordinary | Purchase | 3,704 | 5.7148 GBP | ||||||||||||
10p ordinary | Purchase | 4,031 | 5.6933 GBP | ||||||||||||
10p ordinary | Purchase | 7,000 | 5.6965 GBP | ||||||||||||
10p ordinary | Purchase | 7,000 | 171.0000 CZK | ||||||||||||
10p ordinary | Purchase | 9,796 | 5.7050 GBP | ||||||||||||
10p ordinary | Purchase | 18,046 | 5.7020 GBP | ||||||||||||
10p ordinary | Purchase | 20,953 | 5.6972 GBP | ||||||||||||
10p ordinary | Purchase | 65,856 | 5.6897 GBP | ||||||||||||
10p ordinary | Purchase | 70,231 | 5.7053 GBP | ||||||||||||
10p ordinary | Purchase | 276,273 | 5.6900 GBP | ||||||||||||
10p ordinary | Sale | 7 | 5.6991 GBP | ||||||||||||
10p ordinary | Sale | 254 | 5.7580 GBP | ||||||||||||
10p ordinary | Sale | 484 | 5.7380 GBP | ||||||||||||
10p ordinary | Sale | 621 | 5.7180 GBP | ||||||||||||
10p ordinary | Sale | 689 | 5.7080 GBP | ||||||||||||
10p ordinary | Sale | 739 | 5.6890 GBP | ||||||||||||
10p ordinary | Sale | 1,000 | 5.7420 GBP | ||||||||||||
10p ordinary | Sale | 1,211 | 5.6880 GBP | ||||||||||||
10p ordinary | Sale | 1,254 | 5.7012 GBP | ||||||||||||
10p ordinary | Sale | 1,519 | 5.7166 GBP | ||||||||||||
10p ordinary | Sale | 2,039 | 5.7139 GBP | ||||||||||||
10p ordinary | Sale | 3,063 | 5.7284 GBP | ||||||||||||
10p ordinary | Sale | 3,173 | 5.7040 GBP | ||||||||||||
10p ordinary | Sale | 3,174 | 5.7140 GBP | ||||||||||||
10p ordinary | Sale | 3,319 | 5.7332 GBP | ||||||||||||
10p ordinary | Sale | 3,392 | 5.7182 GBP | ||||||||||||
10p ordinary | Sale | 5,004 | 5.7408 GBP | ||||||||||||
10p ordinary | Sale | 5,407 | 5.7126 GBP | ||||||||||||
10p ordinary | Sale | 5,812 | 5.7299 GBP | ||||||||||||
10p ordinary | Sale | 7,337 | 171.1818 CZK | ||||||||||||
10p ordinary | Sale | 8,335 | 5.7292 GBP | ||||||||||||
10p ordinary | Sale | 8,938 | 5.7184 GBP | ||||||||||||
10p ordinary | Sale | 14,591 | 5.6955 GBP | ||||||||||||
10p ordinary | Sale | 25,370 | 5.7046 GBP | ||||||||||||
10p ordinary | Sale | 44,707 | 5.7020 GBP | ||||||||||||
10p ordinary | Sale | 56,927 | 5.7005 GBP | ||||||||||||
10p ordinary | Sale | 60,827 | 5.6900 GBP | ||||||||||||
10p ordinary | Sale | 76,624 | 5.6945 GBP | ||||||||||||
10p ordinary | Sale | 95,697 | 5.7118 GBP | ||||||||||||
10p ordinary | Sale | 110,645 | 5.6932 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions |
| ||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per |
| |||||||||
| relevant | description | reference | unit |
| ||||||||||
| security | securities |
| ||||||||||||
| 10p ordinary | SWAP | Long | 1,244 | 5.7323 GBP |
| |||||||||
| 10p ordinary | SWAP | Long | 3,063 | 5.7285 GBP |
| |||||||||
| 10p ordinary | CFD | Long | 6,920 | 5.7415 GBP |
| |||||||||
| 10p ordinary | CFD | Long | 7,153 | 171.0924 CZK |
| |||||||||
| 10p ordinary | SWAP | Long | 14,345 | 5.7116 GBP |
| |||||||||
| 10p ordinary | SWAP | Long | 24,483 | 5.7283 GBP |
| |||||||||
| 10p ordinary | SWAP | Long | 69,476 | 5.7063 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 5 | 5.7280 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 1,877 | 5.7060 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 4,752 | 5.6985 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 6,718 | 5.6901 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 7,000 | 5.6965 GBP |
| |||||||||
| 10p ordinary | CFD | Short | 7,000 | 171.1197 CZK |
| |||||||||
| 10p ordinary | CFD | Short | 7,115 | 5.7133 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 23,600 | 5.7047 GBP |
| |||||||||
| 10p ordinary | SWAP | Short | 206,777 | 5.6900 GBP |
| |||||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays