2nd Sep 2022 13:07
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 01 Sep 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 14,742,160 | 1.41% | 2,630,110 | 0.25% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,704,538 | 0.16% | 12,643,271 | 1.21% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 16,446,698 | 1.57% | 15,273,381 | 1.46% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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10p ordinary | Purchase | 174 | 7.1360 GBP | ||||
10p ordinary | Purchase | 594 | 7.1297 GBP | ||||
10p ordinary | Purchase | 1,281 | 7.1060 GBP | ||||
10p ordinary | Purchase | 1,409 | 7.1002 GBP | ||||
10p ordinary | Purchase | 2,060 | 7.1100 GBP | ||||
10p ordinary | Purchase | 5,213 | 7.0935 GBP | ||||
10p ordinary | Purchase | 8,482 | 7.1293 GBP | ||||
10p ordinary | Purchase | 10,719 | 7.1031 GBP | ||||
10p ordinary | Purchase | 20,173 | 7.1320 GBP | ||||
10p ordinary | Purchase | 22,886 | 7.1310 GBP | ||||
10p ordinary | Purchase | 25,325 | 201.2420 CZK | ||||
10p ordinary | Purchase | 50,997 | 7.1333 GBP | ||||
10p ordinary | Purchase | 53,307 | 7.1289 GBP | ||||
10p ordinary | Sale | 174 | 7.1360 GBP | ||||
10p ordinary | Sale | 594 | 7.1297 GBP | ||||
10p ordinary | Sale | 1,000 | 7.1115 GBP | ||||
10p ordinary | Sale | 1,281 | 7.1060 GBP | ||||
10p ordinary | Sale | 1,412 | 7.1173 GBP | ||||
10p ordinary | Sale | 1,910 | 7.1100 GBP | ||||
10p ordinary | Sale | 2,573 | 7.1082 GBP | ||||
10p ordinary | Sale | 2,725 | 7.1178 GBP | ||||
10p ordinary | Sale | 5,000 | 7.0935 GBP | ||||
10p ordinary | Sale | 5,349 | 7.1385 GBP | ||||
10p ordinary | Sale | 6,772 | 7.0952 GBP | ||||
10p ordinary | Sale | 12,356 | 7.1121 GBP | ||||
10p ordinary | Sale | 21,965 | 7.1181 GBP | ||||
10p ordinary | Sale | 35,690 | 7.0900 GBP | ||||
10p ordinary | Sale | 38,683 | 7.1320 GBP | ||||
10p ordinary | Sale | 44,880 | 7.1327 GBP | ||||
10p ordinary | Sale | 181,303 | 7.1222 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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10p ordinary | SWAP | Long | 559 | 7.1149 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 7.1115 GBP | |||
10p ordinary | SWAP | Long | 2,573 | 7.1080 GBP | |||
10p ordinary | SWAP | Long | 5,000 | 7.0935 GBP | |||
10p ordinary | CFD | Long | 6,772 | 7.0952 GBP | |||
10p ordinary | SWAP | Long | 7,504 | 7.1316 GBP | |||
10p ordinary | SWAP | Long | 8,911 | 7.1320 GBP | |||
10p ordinary | CFD | Long | 25,418 | 7.1178 GBP | |||
10p ordinary | SWAP | Long | 32,769 | 7.1069 GBP | |||
10p ordinary | SWAP | Long | 42,769 | 7.1266 GBP | |||
10p ordinary | SWAP | Long | 43,459 | 7.1277 GBP | |||
10p ordinary | SWAP | Long | 68,015 | 7.1240 GBP | |||
10p ordinary | CFD | Long | 114,000 | 200.1750 CZK | |||
10p ordinary | CFD | Short | 93 | 7.1046 GBP | |||
10p ordinary | SWAP | Short | 618 | 7.1100 GBP | |||
10p ordinary | SWAP | Short | 10,719 | 7.1031 GBP | |||
10p ordinary | SWAP | Short | 11,467 | 7.1103 GBP | |||
10p ordinary | SWAP | Short | 16,415 | 7.1320 GBP | |||
10p ordinary | CFD | Short | 25,325 | 201.3828 CZK | |||
10p ordinary | CFD | Short | 50,997 | 7.1333 GBP | |||
10p ordinary | CFD | Short | 114,000 | 7.0503 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
AVST.LBarclays