1st Aug 2022 11:04
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 29 Jul 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 33,340,183 | 3.20% | 1,425,392 | 0.14% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 962,512 | 0.09% | 31,906,250 | 3.06% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 34,302,695 | 3.29% | 33,331,642 | 3.20% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 6 | 147.6000 CZK | ||||
10p ordinary | Purchase | 10 | 4.6380 GBP | ||||
10p ordinary | Purchase | 64 | 4.6530 GBP | ||||
10p ordinary | Purchase | 224 | 4.6500 GBP | ||||
10p ordinary | Purchase | 425 | 4.8435 GBP | ||||
10p ordinary | Purchase | 442 | 4.6230 GBP | ||||
10p ordinary | Purchase | 697 | 4.6860 GBP | ||||
10p ordinary | Purchase | 773 | 4.6541 GBP | ||||
10p ordinary | Purchase | 1,489 | 4.7242 GBP | ||||
10p ordinary | Purchase | 2,095 | 4.7276 GBP | ||||
10p ordinary | Purchase | 3,163 | 4.6870 GBP | ||||
10p ordinary | Purchase | 3,267 | 4.6869 GBP | ||||
10p ordinary | Purchase | 3,331 | 4.7078 GBP | ||||
10p ordinary | Purchase | 3,446 | 4.7295 GBP | ||||
10p ordinary | Purchase | 4,576 | 4.6556 GBP | ||||
10p ordinary | Purchase | 6,446 | 4.7070 GBP | ||||
10p ordinary | Purchase | 9,967 | 4.6835 GBP | ||||
10p ordinary | Purchase | 12,500 | 4.6258 GBP | ||||
10p ordinary | Purchase | 12,879 | 4.7894 GBP | ||||
10p ordinary | Purchase | 14,079 | 4.6769 GBP | ||||
10p ordinary | Purchase | 16,000 | 4.6396 GBP | ||||
10p ordinary | Purchase | 17,841 | 4.6682 GBP | ||||
10p ordinary | Purchase | 18,096 | 4.7062 GBP | ||||
10p ordinary | Purchase | 26,210 | 4.6905 GBP | ||||
10p ordinary | Purchase | 31,177 | 4.6741 GBP | ||||
10p ordinary | Purchase | 32,865 | 4.7135 GBP | ||||
10p ordinary | Purchase | 37,006 | 4.6720 GBP | ||||
10p ordinary | Purchase | 56,969 | 4.6549 GBP | ||||
10p ordinary | Purchase | 435,485 | 4.6721 GBP | ||||
10p ordinary | Sale | 9 | 4.6830 GBP | ||||
10p ordinary | Sale | 20 | 4.6380 GBP | ||||
10p ordinary | Sale | 22 | 4.6447 GBP | ||||
10p ordinary | Sale | 180 | 4.8370 GBP | ||||
10p ordinary | Sale | 200 | 4.6060 GBP | ||||
10p ordinary | Sale | 221 | 4.6512 GBP | ||||
10p ordinary | Sale | 820 | 4.6976 GBP | ||||
10p ordinary | Sale | 822 | 4.7003 GBP | ||||
10p ordinary | Sale | 1,214 | 4.6880 GBP | ||||
10p ordinary | Sale | 1,706 | 4.7186 GBP | ||||
10p ordinary | Sale | 1,804 | 4.6870 GBP | ||||
10p ordinary | Sale | 2,474 | 4.7128 GBP | ||||
10p ordinary | Sale | 3,435 | 4.6269 GBP | ||||
10p ordinary | Sale | 24,353 | 4.6500 GBP | ||||
10p ordinary | Sale | 25,000 | 4.8455 GBP | ||||
10p ordinary | Sale | 25,000 | 4.6155 GBP | ||||
10p ordinary | Sale | 25,000 | 4.6877 GBP | ||||
10p ordinary | Sale | 25,201 | 4.7151 GBP | ||||
10p ordinary | Sale | 33,187 | 4.6522 GBP | ||||
10p ordinary | Sale | 64,522 | 4.6660 GBP | ||||
10p ordinary | Sale | 165,971 | 140.2287 CZK | ||||
10p ordinary | Sale | 172,460 | 4.6418 GBP | ||||
10p ordinary | Sale | 172,460 | 4.5726 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 9 | 4.6830 GBP | |||
10p ordinary | SWAP | Long | 9 | 4.6820 GBP | |||
10p ordinary | SWAP | Long | 13 | 4.6190 GBP | |||
10p ordinary | SWAP | Long | 15 | 4.6500 GBP | |||
10p ordinary | SWAP | Long | 27 | 4.6455 GBP | |||
10p ordinary | SWAP | Long | 820 | 4.6976 GBP | |||
10p ordinary | SWAP | Long | 1,706 | 4.7186 GBP | |||
10p ordinary | SWAP | Long | 1,804 | 4.6870 GBP | |||
10p ordinary | SWAP | Long | 2,383 | 4.7482 GBP | |||
10p ordinary | SWAP | Long | 2,474 | 4.7128 GBP | |||
10p ordinary | SWAP | Long | 3,435 | 4.6269 GBP | |||
10p ordinary | SWAP | Long | 63,341 | 4.6637 GBP | |||
10p ordinary | CFD | Long | 165,971 | 140.1306 CZK | |||
10p ordinary | CFD | Long | 166,000 | 4.6310 GBP | |||
10p ordinary | CFD | Long | 172,460 | 4.5726 GBP | |||
10p ordinary | CFD | Long | 172,460 | 4.6417 GBP | |||
10p ordinary | CFD | Short | 6 | 147.7033 CZK | |||
10p ordinary | CFD | Short | 135 | 4.6500 GBP | |||
10p ordinary | SWAP | Short | 1,489 | 4.7242 GBP | |||
10p ordinary | SWAP | Short | 10,000 | 4.6555 GBP | |||
10p ordinary | SWAP | Short | 12,500 | 4.6259 GBP | |||
10p ordinary | SWAP | Short | 16,000 | 4.6396 GBP | |||
10p ordinary | CFD | Short | 28,845 | 4.7047 GBP | |||
10p ordinary | SWAP | Short | 98,366 | 4.6646 GBP | |||
10p ordinary | SWAP | Short | 116,222 | 4.6775 GBP | |||
10p ordinary | SWAP | Short | 155,035 | 4.6691 GBP | |||
10p ordinary | CFD | Short | 165,965 | 4.6763 GBP | |||
10p ordinary | CFD | Short | 166,000 | 135.7399 CZK | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 01 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays