3rd Aug 2022 11:11
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 02 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 33,804,059 | 3.25% | 1,564,060 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,103,908 | 0.11% | 32,224,864 | 3.09% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 34,907,967 | 3.35% | 33,788,924 | 3.24% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 258 | 4.7762 GBP | ||||
10p ordinary | Purchase | 291 | 4.7910 GBP | ||||
10p ordinary | Purchase | 308 | 4.8150 GBP | ||||
10p ordinary | Purchase | 308 | 4.7350 GBP | ||||
10p ordinary | Purchase | 415 | 4.7530 GBP | ||||
10p ordinary | Purchase | 479 | 4.8200 GBP | ||||
10p ordinary | Purchase | 502 | 4.7410 GBP | ||||
10p ordinary | Purchase | 515 | 4.8070 GBP | ||||
10p ordinary | Purchase | 557 | 4.8053 GBP | ||||
10p ordinary | Purchase | 557 | 4.7890 GBP | ||||
10p ordinary | Purchase | 557 | 4.7390 GBP | ||||
10p ordinary | Purchase | 618 | 4.7277 GBP | ||||
10p ordinary | Purchase | 696 | 4.7360 GBP | ||||
10p ordinary | Purchase | 753 | 4.8014 GBP | ||||
10p ordinary | Purchase | 1,944 | 4.8270 GBP | ||||
10p ordinary | Purchase | 3,000 | 4.8112 GBP | ||||
10p ordinary | Purchase | 3,050 | 4.7740 GBP | ||||
10p ordinary | Purchase | 3,960 | 4.7792 GBP | ||||
10p ordinary | Purchase | 4,249 | 4.7785 GBP | ||||
10p ordinary | Purchase | 4,299 | 4.7790 GBP | ||||
10p ordinary | Purchase | 5,915 | 4.7679 GBP | ||||
10p ordinary | Purchase | 6,257 | 143.4376 CZK | ||||
10p ordinary | Purchase | 6,369 | 4.7869 GBP | ||||
10p ordinary | Purchase | 6,677 | 4.7806 GBP | ||||
10p ordinary | Purchase | 10,729 | 4.7930 GBP | ||||
10p ordinary | Purchase | 16,685 | 4.7917 GBP | ||||
10p ordinary | Purchase | 25,100 | 4.7831 GBP | ||||
10p ordinary | Purchase | 27,517 | 4.7782 GBP | ||||
10p ordinary | Purchase | 42,826 | 4.7649 GBP | ||||
10p ordinary | Purchase | 127,747 | 4.7827 GBP | ||||
10p ordinary | Sale | 291 | 4.7910 GBP | ||||
10p ordinary | Sale | 308 | 4.7350 GBP | ||||
10p ordinary | Sale | 415 | 4.7530 GBP | ||||
10p ordinary | Sale | 502 | 4.7410 GBP | ||||
10p ordinary | Sale | 502 | 4.7411 GBP | ||||
10p ordinary | Sale | 515 | 4.8070 GBP | ||||
10p ordinary | Sale | 516 | 4.8150 GBP | ||||
10p ordinary | Sale | 523 | 4.8241 GBP | ||||
10p ordinary | Sale | 557 | 4.7390 GBP | ||||
10p ordinary | Sale | 607 | 4.8029 GBP | ||||
10p ordinary | Sale | 696 | 4.7360 GBP | ||||
10p ordinary | Sale | 705 | 4.8197 GBP | ||||
10p ordinary | Sale | 1,106 | 4.8200 GBP | ||||
10p ordinary | Sale | 1,612 | 4.8105 GBP | ||||
10p ordinary | Sale | 2,487 | 4.7768 GBP | ||||
10p ordinary | Sale | 3,050 | 4.7740 GBP | ||||
10p ordinary | Sale | 3,201 | 4.8169 GBP | ||||
10p ordinary | Sale | 3,237 | 4.8151 GBP | ||||
10p ordinary | Sale | 3,371 | 142.4372 CZK | ||||
10p ordinary | Sale | 3,488 | 4.7790 GBP | ||||
10p ordinary | Sale | 5,000 | 4.8000 GBP | ||||
10p ordinary | Sale | 5,000 | 4.7612 GBP | ||||
10p ordinary | Sale | 5,296 | 4.8058 GBP | ||||
10p ordinary | Sale | 24,786 | 4.7859 GBP | ||||
10p ordinary | Sale | 26,747 | 4.7838 GBP | ||||
10p ordinary | Sale | 35,599 | 4.7875 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 10 | 4.8300 GBP | |||
10p ordinary | SWAP | Long | 12 | 4.8100 GBP | |||
10p ordinary | SWAP | Long | 25 | 4.7746 GBP | |||
10p ordinary | SWAP | Long | 26 | 4.7748 GBP | |||
10p ordinary | SWAP | Long | 28 | 4.7961 GBP | |||
10p ordinary | SWAP | Long | 231 | 4.7695 GBP | |||
10p ordinary | SWAP | Long | 1,064 | 4.7090 GBP | |||
10p ordinary | SWAP | Long | 2,478 | 4.7404 GBP | |||
10p ordinary | CFD | Long | 3,371 | 142.3375 CZK | |||
10p ordinary | SWAP | Long | 5,000 | 4.8000 GBP | |||
10p ordinary | SWAP | Long | 5,000 | 4.7612 GBP | |||
10p ordinary | SWAP | Long | 5,065 | 4.8074 GBP | |||
10p ordinary | CFD | Long | 6,141 | 4.8082 GBP | |||
10p ordinary | SWAP | Long | 8,380 | 4.7995 GBP | |||
10p ordinary | SWAP | Long | 16,378 | 4.7789 GBP | |||
10p ordinary | SWAP | Long | 21,000 | 4.8077 GBP | |||
10p ordinary | SWAP | Long | 23,572 | 4.7858 GBP | |||
10p ordinary | CFD | Short | 1 | 4.7800 GBP | |||
10p ordinary | SWAP | Short | 382 | 4.7792 GBP | |||
10p ordinary | SWAP | Short | 491 | 4.8116 GBP | |||
10p ordinary | SWAP | Short | 492 | 4.8201 GBP | |||
10p ordinary | SWAP | Short | 557 | 4.8053 GBP | |||
10p ordinary | SWAP | Short | 740 | 4.8010 GBP | |||
10p ordinary | SWAP | Short | 1,499 | 4.8309 GBP | |||
10p ordinary | SWAP | Short | 1,677 | 4.7910 GBP | |||
10p ordinary | SWAP | Short | 1,914 | 4.7663 GBP | |||
10p ordinary | SWAP | Short | 2,479 | 4.7999 GBP | |||
10p ordinary | SWAP | Short | 2,593 | 4.7675 GBP | |||
10p ordinary | SWAP | Short | 2,846 | 4.7886 GBP | |||
10p ordinary | SWAP | Short | 3,000 | 4.8112 GBP | |||
10p ordinary | CFD | Short | 3,255 | 4.7431 GBP | |||
10p ordinary | SWAP | Short | 3,436 | 4.7447 GBP | |||
10p ordinary | SWAP | Short | 3,589 | 4.7550 GBP | |||
10p ordinary | SWAP | Short | 4,084 | 4.7890 GBP | |||
10p ordinary | CFD | Short | 6,257 | 143.5380 CZK | |||
10p ordinary | SWAP | Short | 7,140 | 4.8121 GBP | |||
10p ordinary | SWAP | Short | 11,321 | 4.7720 GBP | |||
10p ordinary | SWAP | Short | 12,886 | 4.7779 GBP | |||
10p ordinary | SWAP | Short | 14,066 | 4.7817 GBP | |||
10p ordinary | SWAP | Short | 50,135 | 4.7839 GBP | |||
10p ordinary | SWAP | Short | 90,668 | 4.7863 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
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