21st Mar 2022 15:18
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 18 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 46,693,574 | 4.49% | 8,428,095 | 0.81% | |||
(2) | Cash-settled derivatives: | ||||||
46,129 | 0.00% | 39,676,569 | 3.81% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 46,739,703 | 4.49% | 48,104,664 | 4.62% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 1 | 5.6930 GBP | ||||
10p ordinary | Purchase | 107 | 169.9500 CZK | ||||
10p ordinary | Purchase | 116 | 5.7374 GBP | ||||
10p ordinary | Purchase | 287 | 5.6920 GBP | ||||
10p ordinary | Purchase | 530 | 5.6910 GBP | ||||
10p ordinary | Purchase | 544 | 5.6940 GBP | ||||
10p ordinary | Purchase | 571 | 5.7020 GBP | ||||
10p ordinary | Purchase | 601 | 5.7040 GBP | ||||
10p ordinary | Purchase | 735 | 5.7440 GBP | ||||
10p ordinary | Purchase | 739 | 5.7400 GBP | ||||
10p ordinary | Purchase | 745 | 5.6960 GBP | ||||
10p ordinary | Purchase | 891 | 5.7030 GBP | ||||
10p ordinary | Purchase | 901 | 5.7010 GBP | ||||
10p ordinary | Purchase | 1,083 | 5.6879 GBP | ||||
10p ordinary | Purchase | 1,228 | 5.7360 GBP | ||||
10p ordinary | Purchase | 1,290 | 5.6908 GBP | ||||
10p ordinary | Purchase | 1,360 | 5.7420 GBP | ||||
10p ordinary | Purchase | 1,396 | 5.6904 GBP | ||||
10p ordinary | Purchase | 1,457 | 5.6915 GBP | ||||
10p ordinary | Purchase | 1,511 | 5.7236 GBP | ||||
10p ordinary | Purchase | 1,525 | 5.7016 GBP | ||||
10p ordinary | Purchase | 1,580 | 5.6891 GBP | ||||
10p ordinary | Purchase | 1,604 | 5.6924 GBP | ||||
10p ordinary | Purchase | 2,998 | 5.7147 GBP | ||||
10p ordinary | Purchase | 3,000 | 171.0000 CZK | ||||
10p ordinary | Purchase | 4,106 | 5.6938 GBP | ||||
10p ordinary | Purchase | 4,862 | 5.6969 GBP | ||||
10p ordinary | Purchase | 5,548 | 5.6966 GBP | ||||
10p ordinary | Purchase | 6,383 | 5.6993 GBP | ||||
10p ordinary | Purchase | 6,763 | 5.6926 GBP | ||||
10p ordinary | Purchase | 7,373 | 5.6800 GBP | ||||
10p ordinary | Purchase | 7,966 | 5.6925 GBP | ||||
10p ordinary | Purchase | 11,328 | 5.6968 GBP | ||||
10p ordinary | Purchase | 11,437 | 5.6928 GBP | ||||
10p ordinary | Purchase | 11,532 | 5.6931 GBP | ||||
10p ordinary | Purchase | 40,694 | 5.6877 GBP | ||||
10p ordinary | Purchase | 51,865 | 5.6860 GBP | ||||
10p ordinary | Purchase | 72,165 | 5.7299 GBP | ||||
10p ordinary | Purchase | 83,166 | 5.7356 GBP | ||||
10p ordinary | Purchase | 100,578 | 5.7100 GBP | ||||
10p ordinary | Purchase | 703,117 | 5.6847 GBP | ||||
10p ordinary | Sale | 2 | 5.6920 GBP | ||||
10p ordinary | Sale | 9 | 5.6950 GBP | ||||
10p ordinary | Sale | 107 | 169.9500 CZK | ||||
10p ordinary | Sale | 601 | 5.7040 GBP | ||||
10p ordinary | Sale | 735 | 5.7440 GBP | ||||
10p ordinary | Sale | 739 | 5.7401 GBP | ||||
10p ordinary | Sale | 739 | 5.7400 GBP | ||||
10p ordinary | Sale | 745 | 5.6960 GBP | ||||
10p ordinary | Sale | 834 | 5.7457 GBP | ||||
10p ordinary | Sale | 881 | 5.6805 GBP | ||||
10p ordinary | Sale | 1,228 | 5.7360 GBP | ||||
10p ordinary | Sale | 1,918 | 5.7147 GBP | ||||
10p ordinary | Sale | 3,669 | 5.7002 GBP | ||||
10p ordinary | Sale | 4,914 | 5.7031 GBP | ||||
10p ordinary | Sale | 8,262 | 5.7420 GBP | ||||
10p ordinary | Sale | 11,571 | 171.9777 CZK | ||||
10p ordinary | Sale | 15,000 | 5.6878 GBP | ||||
10p ordinary | Sale | 17,435 | 5.7421 GBP | ||||
10p ordinary | Sale | 21,417 | 5.7061 GBP | ||||
10p ordinary | Sale | 27,331 | 5.6869 GBP | ||||
10p ordinary | Sale | 37,719 | 5.6826 GBP | ||||
10p ordinary | Sale | 39,250 | 5.6800 GBP | ||||
10p ordinary | Sale | 241,442 | 5.7116 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 107 | 169.9500 CZK | |||
10p ordinary | SWAP | Long | 1,918 | 5.7147 GBP | |||
10p ordinary | SWAP | Long | 2,085 | 5.7139 GBP | |||
10p ordinary | CFD | Long | 2,947 | 5.6963 GBP | |||
10p ordinary | CFD | Long | 11,464 | 171.8762 CZK | |||
10p ordinary | SWAP | Long | 12,388 | 5.6800 GBP | |||
10p ordinary | CFD | Long | 40,000 | 5.6910 GBP | |||
10p ordinary | SWAP | Long | 52,393 | 5.7009 GBP | |||
10p ordinary | SWAP | Long | 65,206 | 5.7088 GBP | |||
10p ordinary | SWAP | Long | 138,508 | 5.7186 GBP | |||
10p ordinary | SWAP | Short | 1,083 | 5.6880 GBP | |||
10p ordinary | SWAP | Short | 1,396 | 5.6904 GBP | |||
10p ordinary | SWAP | Short | 1,604 | 5.6924 GBP | |||
10p ordinary | CFD | Short | 3,000 | 171.1197 CZK | |||
10p ordinary | SWAP | Short | 3,323 | 5.7402 GBP | |||
10p ordinary | SWAP | Short | 5,838 | 5.7300 GBP | |||
10p ordinary | CFD | Short | 11,413 | 5.7168 GBP | |||
10p ordinary | CFD | Short | 40,000 | 166.7594 CZK | |||
10p ordinary | CFD | Short | 60,000 | 5.7016 GBP | |||
10p ordinary | SWAP | Short | 111,721 | 5.6916 GBP | |||
10p ordinary | SWAP | Short | 140,247 | 5.6800 GBP | |||
10p ordinary | SWAP | Short | 412,836 | 5.6819 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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