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Form 8.3 - Avast PLC

15th Jul 2022 11:43

RNS Number : 6746S
BNP Paribas London
15 July 2022
 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 

1.

KEY INFORMATION

 

 (a) Full name of discloser:

 

BNP Paribas SA

 (b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 (c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Avast plc

 (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 (e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

14/07/2022

 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes: NortonLifeLock Inc.

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

10p ordinary (GB00BDD85M81)

 

 

 

Interests

 

Short Positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

48,237,386

4.63

-10,141,139

-.98

(2) Cash-settled derivatives:

 

-2,500,000

-0.24

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

TOTAL:

48,237,386

4.63

-12,641,139

-1.21

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)

Rights to subscribe for new securities (including directors'' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

 

Class of relevant

security

Purchase/sale

Number of

securities

Price per unit

GB00BDD85M81

Purchase

214

GBP 5.1060

GB00BDD85M81

Purchase

1220

GBP 5.1080

GB00BDD85M81

Purchase

2204

GBP 5.1620

GB00BDD85M81

Purchase

7

GBP 5.1800

GB00BDD85M81

Purchase

55735

GBP 5.1800

GB00BDD85M81

Sell

-4

GBP 5.0480

GB00BDD85M81

Sell

-288

GBP 5.0600

GB00BDD85M81

Sell

-309

GBP 5.0620

GB00BDD85M81

Sell

-521

GBP 5.0640

GB00BDD85M81

Sell

-585

GBP 5.0660

GB00BDD85M81

Sell

-293

GBP 5.0700

GB00BDD85M81

Sell

-352

GBP 5.0720

GB00BDD85M81

Sell

-394

GBP 5.0740

GB00BDD85M81

Sell

-406

GBP 5.0920

GB00BDD85M81

Sell

-1045

GBP 5.0940

GB00BDD85M81

Sell

-522

GBP 5.0960

GB00BDD85M81

Sell

-908

GBP 5.0980

GB00BDD85M81

Sell

-173

GBP 5.1000

GB00BDD85M81

Sell

-2898

GBP 5.1020

GB00BDD85M81

Sell

-3013

GBP 5.1040

GB00BDD85M81

Sell

-9389

GBP 5.1060

GB00BDD85M81

Sell

-15950

GBP 5.1080

GB00BDD85M81

Sell

-9710

GBP 5.1100

GB00BDD85M81

Sell

-4597

GBP 5.1120

GB00BDD85M81

Sell

-922

GBP 5.1140

GB00BDD85M81

Sell

-334

GBP 5.1180

GB00BDD85M81

Sell

-867

GBP 5.1181

GB00BDD85M81

Sell

-579

GBP 5.1200

GB00BDD85M81

Sell

-756

GBP 5.1260

GB00BDD85M81

Sell

-722

GBP 5.1280

GB00BDD85M81

Sell

-535

GBP 5.1300

GB00BDD85M81

Sell

-1740

GBP 5.1320

GB00BDD85M81

Sell

-655

GBP 5.1340

GB00BDD85M81

Sell

-655

GBP 5.1520

GB00BDD85M81

Sell

-2599

GBP 5.1560

GB00BDD85M81

Sell

-3856

GBP 5.1580

GB00BDD85M81

Sell

-1410

GBP 5.1600

GB00BDD85M81

Sell

-2023

GBP 5.1620

GB00BDD85M81

Sell

-2766

GBP 5.1640

GB00BDD85M81

Sell

-4852

GBP 5.1660

GB00BDD85M81

Sell

-2743

GBP 5.1680

GB00BDD85M81

Sell

-1896

GBP 5.1700

GB00BDD85M81

Sell

-3115

GBP 5.1720

GB00BDD85M81

Sell

-14225

GBP 5.1800

GB00BDD85M81

Sell

-7

GBP 5.1800

GB00BDD85M81

Sell

-776

GBP 5.1920

 

(b)

Cash-settled derivative transactions

 

Class of

relevant

security

Product

description

e.g. CFD

Nature of dealing

e.g. opening/closing a

long/short position

increasing/reducing a

long/short position

Number of

references

securities

Price per

unit

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

of

relevant

security

Product

description

e.g. call

option

Writing,

purchasing,

selling,

varying etc.

Number

of

securities

to which

option

relates

Exercise

price

per unit

Type

e.g.

American

European

etc.

Expiry

date

Option

money

paid/

received

per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercise

 

Class of

relevant

security

Product

description

e.g. call option

Exercising/

exercised

against

Number of

securities

Exercise price

per unit

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if

applicable)

 

 

 

 

 

 

 

 

 

 4.

Other Information

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)

Indemnity and other dealing arrangements

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)

Attachments

 

Is a supplemental Form 8 (Open Positions) attached?

 

No

6

Date of Disclosure:

 

15/07/2022

Contact Name

 

Compliance Control Room

Telephone Number:

 

0207 595 9695

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

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END
 
 
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