5th Aug 2022 13:32
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 04 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 23,894,254 | 2.29% | 2,771,985 | 0.27% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 2,445,586 | 0.23% | 22,693,569 | 2.18% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 26,339,840 | 2.53% | 25,465,554 | 2.44% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 48 | 6.8881 GBP | ||||
10p ordinary | Purchase | 121 | 6.8800 GBP | ||||
10p ordinary | Purchase | 128 | 6.8900 GBP | ||||
10p ordinary | Purchase | 139 | 200.0000 CZK | ||||
10p ordinary | Purchase | 264 | 6.8840 GBP | ||||
10p ordinary | Purchase | 265 | 6.8720 GBP | ||||
10p ordinary | Purchase | 461 | 6.8660 GBP | ||||
10p ordinary | Purchase | 481 | 6.8750 GBP | ||||
10p ordinary | Purchase | 491 | 6.8830 GBP | ||||
10p ordinary | Purchase | 496 | 6.8760 GBP | ||||
10p ordinary | Purchase | 497 | 6.8820 GBP | ||||
10p ordinary | Purchase | 612 | 6.8380 GBP | ||||
10p ordinary | Purchase | 617 | 6.8500 GBP | ||||
10p ordinary | Purchase | 731 | 6.8778 GBP | ||||
10p ordinary | Purchase | 731 | 6.8360 GBP | ||||
10p ordinary | Purchase | 969 | 6.8850 GBP | ||||
10p ordinary | Purchase | 1,113 | 6.8815 GBP | ||||
10p ordinary | Purchase | 1,881 | 6.8774 GBP | ||||
10p ordinary | Purchase | 1,915 | 6.8593 GBP | ||||
10p ordinary | Purchase | 1,946 | 6.8400 GBP | ||||
10p ordinary | Purchase | 1,980 | 6.8802 GBP | ||||
10p ordinary | Purchase | 2,590 | 6.8584 GBP | ||||
10p ordinary | Purchase | 2,908 | 6.8699 GBP | ||||
10p ordinary | Purchase | 3,521 | 6.8786 GBP | ||||
10p ordinary | Purchase | 5,136 | 6.8371 GBP | ||||
10p ordinary | Purchase | 8,763 | 6.8641 GBP | ||||
10p ordinary | Purchase | 15,271 | 6.8373 GBP | ||||
10p ordinary | Purchase | 19,683 | 6.8600 GBP | ||||
10p ordinary | Purchase | 21,413 | 6.8767 GBP | ||||
10p ordinary | Purchase | 26,300 | 6.8602 GBP | ||||
10p ordinary | Purchase | 32,119 | 6.8757 GBP | ||||
10p ordinary | Purchase | 33,113 | 6.8899 GBP | ||||
10p ordinary | Purchase | 36,984 | 6.8596 GBP | ||||
10p ordinary | Purchase | 70,000 | 6.8566 GBP | ||||
10p ordinary | Purchase | 70,000 | 6.8635 GBP | ||||
10p ordinary | Purchase | 86,570 | 6.8420 GBP | ||||
10p ordinary | Purchase | 212,621 | 6.8880 GBP | ||||
10p ordinary | Purchase | 215,376 | 6.8852 GBP | ||||
10p ordinary | Purchase | 219,520 | 200.9416 CZK | ||||
10p ordinary | Purchase | 243,357 | 6.8616 GBP | ||||
10p ordinary | Sale | 73 | 6.8340 GBP | ||||
10p ordinary | Sale | 114 | 6.8880 GBP | ||||
10p ordinary | Sale | 121 | 6.8800 GBP | ||||
10p ordinary | Sale | 139 | 200.0000 CZK | ||||
10p ordinary | Sale | 207 | 6.8790 GBP | ||||
10p ordinary | Sale | 264 | 6.8840 GBP | ||||
10p ordinary | Sale | 265 | 6.8720 GBP | ||||
10p ordinary | Sale | 481 | 6.8750 GBP | ||||
10p ordinary | Sale | 491 | 6.8830 GBP | ||||
10p ordinary | Sale | 496 | 6.8760 GBP | ||||
10p ordinary | Sale | 497 | 6.8820 GBP | ||||
10p ordinary | Sale | 499 | 6.8960 GBP | ||||
10p ordinary | Sale | 502 | 6.8420 GBP | ||||
10p ordinary | Sale | 612 | 6.8360 GBP | ||||
10p ordinary | Sale | 617 | 6.8502 GBP | ||||
10p ordinary | Sale | 628 | 6.8690 GBP | ||||
10p ordinary | Sale | 730 | 6.8380 GBP | ||||
10p ordinary | Sale | 730 | 6.8920 GBP | ||||
10p ordinary | Sale | 927 | 6.8430 GBP | ||||
10p ordinary | Sale | 969 | 6.8850 GBP | ||||
10p ordinary | Sale | 1,024 | 6.8667 GBP | ||||
10p ordinary | Sale | 1,759 | 6.8755 GBP | ||||
10p ordinary | Sale | 1,946 | 6.8400 GBP | ||||
10p ordinary | Sale | 2,000 | 6.8900 GBP | ||||
10p ordinary | Sale | 2,098 | 6.8646 GBP | ||||
10p ordinary | Sale | 3,000 | 6.8350 GBP | ||||
10p ordinary | Sale | 3,035 | 6.8395 GBP | ||||
10p ordinary | Sale | 3,202 | 6.8500 GBP | ||||
10p ordinary | Sale | 3,594 | 6.8370 GBP | ||||
10p ordinary | Sale | 5,553 | 6.8645 GBP | ||||
10p ordinary | Sale | 7,298 | 6.8905 GBP | ||||
10p ordinary | Sale | 7,828 | 6.8387 GBP | ||||
10p ordinary | Sale | 10,601 | 6.8668 GBP | ||||
10p ordinary | Sale | 10,714 | 6.8422 GBP | ||||
10p ordinary | Sale | 13,271 | 6.8406 GBP | ||||
10p ordinary | Sale | 15,873 | 6.8634 GBP | ||||
10p ordinary | Sale | 20,567 | 6.8576 GBP | ||||
10p ordinary | Sale | 22,977 | 6.8571 GBP | ||||
10p ordinary | Sale | 26,321 | 6.8435 GBP | ||||
10p ordinary | Sale | 32,628 | 6.8466 GBP | ||||
10p ordinary | Sale | 33,093 | 6.8388 GBP | ||||
10p ordinary | Sale | 38,650 | 6.8411 GBP | ||||
10p ordinary | Sale | 40,336 | 6.8661 GBP | ||||
10p ordinary | Sale | 42,826 | 6.8759 GBP | ||||
10p ordinary | Sale | 56,143 | 6.8600 GBP | ||||
10p ordinary | Sale | 80,335 | 6.8549 GBP | ||||
10p ordinary | Sale | 191,725 | 6.8462 GBP | ||||
10p ordinary | Sale | 200,151 | 6.8867 GBP | ||||
10p ordinary | Sale | 220,666 | 6.8651 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 955 | 6.8799 GBP | |||
10p ordinary | SWAP | Long | 1,603 | 6.8709 GBP | |||
10p ordinary | SWAP | Long | 3,000 | 6.8350 GBP | |||
10p ordinary | SWAP | Long | 3,917 | 6.8477 GBP | |||
10p ordinary | SWAP | Long | 6,540 | 6.8617 GBP | |||
10p ordinary | SWAP | Long | 7,668 | 6.8615 GBP | |||
10p ordinary | SWAP | Long | 9,179 | 6.8516 GBP | |||
10p ordinary | SWAP | Long | 9,466 | 6.8466 GBP | |||
10p ordinary | SWAP | Long | 10,420 | 6.8574 GBP | |||
10p ordinary | SWAP | Long | 12,235 | 6.8672 GBP | |||
10p ordinary | SWAP | Long | 20,842 | 6.8661 GBP | |||
10p ordinary | SWAP | Long | 29,426 | 6.8444 GBP | |||
10p ordinary | SWAP | Long | 31,874 | 6.8634 GBP | |||
10p ordinary | SWAP | Long | 42,826 | 6.8759 GBP | |||
10p ordinary | SWAP | Long | 59,894 | 6.8684 GBP | |||
10p ordinary | SWAP | Long | 68,689 | 6.8687 GBP | |||
10p ordinary | CFD | Long | 219,381 | 6.8416 GBP | |||
10p ordinary | CFD | Short | 32 | 6.8600 GBP | |||
10p ordinary | SWAP | Short | 48 | 6.8881 GBP | |||
10p ordinary | SWAP | Short | 128 | 6.8900 GBP | |||
10p ordinary | CFD | Short | 139 | 200.0000 CZK | |||
10p ordinary | SWAP | Short | 3,699 | 6.8444 GBP | |||
10p ordinary | SWAP | Short | 12,507 | 6.8880 GBP | |||
10p ordinary | SWAP | Short | 33,113 | 6.8899 GBP | |||
10p ordinary | CFD | Short | 33,359 | 6.8383 GBP | |||
10p ordinary | SWAP | Short | 36,213 | 6.8588 GBP | |||
10p ordinary | SWAP | Short | 181,198 | 6.8667 GBP | |||
10p ordinary | SWAP | Short | 215,376 | 6.8852 GBP | |||
10p ordinary | CFD | Short | 219,381 | 201.0829 CZK | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 05 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays