31st May 2022 12:07
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 30 May 2022 | |||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 38,971,098 | 3.74% | 403,505 | 0.04% |
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(2) | Cash-settled derivatives: |
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218,722 | 0.02% | 36,082,054 | 3.46% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 39,189,820 | 3.76% | 36,485,559 | 3.50% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 112 | 4.8430 GBP | |||
10p ordinary | Purchase | 372 | 4.8320 GBP | |||
10p ordinary | Purchase | 383 | 4.8297 GBP | |||
10p ordinary | Purchase | 431 | 4.8330 GBP | |||
10p ordinary | Purchase | 437 | 4.8290 GBP | |||
10p ordinary | Purchase | 543 | 4.8210 GBP | |||
10p ordinary | Purchase | 827 | 4.8375 GBP | |||
10p ordinary | Purchase | 848 | 4.8220 GBP | |||
10p ordinary | Purchase | 917 | 4.8300 GBP | |||
10p ordinary | Purchase | 1,003 | 4.8280 GBP | |||
10p ordinary | Purchase | 1,679 | 4.8315 GBP | |||
10p ordinary | Purchase | 4,515 | 4.8332 GBP | |||
10p ordinary | Purchase | 4,715 | 4.8187 GBP | |||
10p ordinary | Purchase | 5,093 | 4.8299 GBP | |||
10p ordinary | Purchase | 9,146 | 4.8284 GBP | |||
10p ordinary | Purchase | 11,816 | 4.8537 GBP | |||
10p ordinary | Purchase | 12,443 | 4.8468 GBP | |||
10p ordinary | Purchase | 12,705 | 4.8200 GBP | |||
10p ordinary | Purchase | 13,339 | 4.8289 GBP | |||
10p ordinary | Purchase | 16,447 | 4.8560 GBP | |||
10p ordinary | Purchase | 18,045 | 4.8152 GBP | |||
10p ordinary | Purchase | 29,366 | 4.8483 GBP | |||
10p ordinary | Purchase | 145,072 | 4.8186 GBP | |||
10p ordinary | Sale | 372 | 4.8320 GBP | |||
10p ordinary | Sale | 431 | 4.8330 GBP | |||
10p ordinary | Sale | 437 | 4.8290 GBP | |||
10p ordinary | Sale | 543 | 4.8210 GBP | |||
10p ordinary | Sale | 696 | 4.8300 GBP | |||
10p ordinary | Sale | 827 | 4.8375 GBP | |||
10p ordinary | Sale | 848 | 4.8220 GBP | |||
10p ordinary | Sale | 948 | 4.8280 GBP | |||
10p ordinary | Sale | 1,679 | 4.8315 GBP | |||
10p ordinary | Sale | 3,391 | 4.8533 GBP | |||
10p ordinary | Sale | 9,000 | 4.8282 GBP | |||
10p ordinary | Sale | 11,816 | 4.8537 GBP | |||
10p ordinary | Sale | 20,658 | 4.8560 GBP | |||
10p ordinary | Sale | 58,976 | 142.7503 CZK | |||
10p ordinary | Sale | 68,129 | 4.8514 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 1 | 4.8560 GBP | |||
10p ordinary | SWAP | Long | 26 | 4.8210 GBP | |||
10p ordinary | CFD | Long | 26 | 4.8561 GBP | |||
10p ordinary | SWAP | Long | 2,479 | 4.8286 GBP | |||
10p ordinary | SWAP | Long | 3,391 | 4.8533 GBP | |||
10p ordinary | SWAP | Long | 9,000 | 4.8282 GBP | |||
10p ordinary | CFD | Long | 11,816 | 4.8537 GBP | |||
10p ordinary | SWAP | Long | 12,491 | 4.8557 GBP | |||
10p ordinary | SWAP | Long | 17,826 | 4.8502 GBP | |||
10p ordinary | SWAP | Long | 38,460 | 4.8512 GBP | |||
10p ordinary | CFD | Long | 58,976 | 142.6504 CZK | |||
10p ordinary | CFD | Long | 180,000 | 4.8295 GBP | |||
10p ordinary | SWAP | Short | 221 | 4.8300 GBP | |||
10p ordinary | SWAP | Short | 1,717 | 4.8238 GBP | |||
10p ordinary | SWAP | Short | 2,076 | 4.8315 GBP | |||
10p ordinary | CFD | Short | 2,886 | 4.8560 GBP | |||
10p ordinary | SWAP | Short | 3,072 | 4.8288 GBP | |||
10p ordinary | SWAP | Short | 3,181 | 4.8379 GBP | |||
10p ordinary | SWAP | Short | 4,467 | 4.8308 GBP | |||
10p ordinary | SWAP | Short | 4,679 | 4.8261 GBP | |||
10p ordinary | SWAP | Short | 12,267 | 4.8560 GBP | |||
10p ordinary | SWAP | Short | 13,339 | 4.8289 GBP | |||
10p ordinary | SWAP | Short | 17,456 | 4.8458 GBP | |||
10p ordinary | SWAP | Short | 18,691 | 4.8439 GBP | |||
10p ordinary | SWAP | Short | 23,908 | 4.8206 GBP | |||
10p ordinary | SWAP | Short | 47,617 | 4.8186 GBP | |||
10p ordinary | SWAP | Short | 50,148 | 4.8223 GBP | |||
10p ordinary | CFD | Short | 58,976 | 4.8144 GBP | |||
10p ordinary | CFD | Short | 180,000 | 140.3761 CZK |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 31 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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