28th Jul 2022 11:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 27 Jul 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 32,832,311 | 3.15% | 1,095,090 | 0.11% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 649,930 | 0.06% | 31,391,587 | 3.01% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 33,482,241 | 3.21% | 32,486,677 | 3.12% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 201 | 4.8940 GBP | ||||
10p ordinary | Purchase | 223 | 4.9365 GBP | ||||
10p ordinary | Purchase | 512 | 4.9650 GBP | ||||
10p ordinary | Purchase | 514 | 4.9440 GBP | ||||
10p ordinary | Purchase | 514 | 4.8850 GBP | ||||
10p ordinary | Purchase | 569 | 4.8697 GBP | ||||
10p ordinary | Purchase | 580 | 4.9643 GBP | ||||
10p ordinary | Purchase | 625 | 4.9132 GBP | ||||
10p ordinary | Purchase | 829 | 4.9595 GBP | ||||
10p ordinary | Purchase | 835 | 4.9250 GBP | ||||
10p ordinary | Purchase | 843 | 4.9720 GBP | ||||
10p ordinary | Purchase | 894 | 4.9620 GBP | ||||
10p ordinary | Purchase | 1,412 | 4.9591 GBP | ||||
10p ordinary | Purchase | 1,666 | 4.9622 GBP | ||||
10p ordinary | Purchase | 1,850 | 4.9640 GBP | ||||
10p ordinary | Purchase | 2,000 | 4.9672 GBP | ||||
10p ordinary | Purchase | 2,158 | 148.2820 CZK | ||||
10p ordinary | Purchase | 2,934 | 4.9600 GBP | ||||
10p ordinary | Purchase | 2,991 | 4.9612 GBP | ||||
10p ordinary | Purchase | 3,982 | 4.9596 GBP | ||||
10p ordinary | Purchase | 4,793 | 4.9463 GBP | ||||
10p ordinary | Purchase | 6,150 | 4.9241 GBP | ||||
10p ordinary | Purchase | 8,234 | 4.9253 GBP | ||||
10p ordinary | Purchase | 8,873 | 4.8700 GBP | ||||
10p ordinary | Purchase | 20,787 | 4.9404 GBP | ||||
10p ordinary | Purchase | 22,169 | 4.9688 GBP | ||||
10p ordinary | Purchase | 33,717 | 4.8969 GBP | ||||
10p ordinary | Purchase | 47,074 | 4.9109 GBP | ||||
10p ordinary | Purchase | 201,613 | 4.8856 GBP | ||||
10p ordinary | Sale | 100 | 5.0120 GBP | ||||
10p ordinary | Sale | 148 | 4.9670 GBP | ||||
10p ordinary | Sale | 201 | 4.8940 GBP | ||||
10p ordinary | Sale | 259 | 4.9150 GBP | ||||
10p ordinary | Sale | 308 | 5.0105 GBP | ||||
10p ordinary | Sale | 478 | 4.9600 GBP | ||||
10p ordinary | Sale | 514 | 4.8850 GBP | ||||
10p ordinary | Sale | 514 | 4.9440 GBP | ||||
10p ordinary | Sale | 625 | 4.9132 GBP | ||||
10p ordinary | Sale | 769 | 4.9149 GBP | ||||
10p ordinary | Sale | 835 | 4.9250 GBP | ||||
10p ordinary | Sale | 1,421 | 4.9650 GBP | ||||
10p ordinary | Sale | 2,158 | 148.0826 CZK | ||||
10p ordinary | Sale | 2,197 | 4.9328 GBP | ||||
10p ordinary | Sale | 2,585 | 4.9344 GBP | ||||
10p ordinary | Sale | 2,819 | 4.9669 GBP | ||||
10p ordinary | Sale | 3,306 | 4.9720 GBP | ||||
10p ordinary | Sale | 4,708 | 4.8946 GBP | ||||
10p ordinary | Sale | 5,000 | 4.9901 GBP | ||||
10p ordinary | Sale | 6,518 | 4.9285 GBP | ||||
10p ordinary | Sale | 11,561 | 4.9960 GBP | ||||
10p ordinary | Sale | 19,914 | 4.8700 GBP | ||||
10p ordinary | Sale | 49,876 | 4.9094 GBP | ||||
10p ordinary | Sale | 75,000 | 4.9349 GBP | ||||
10p ordinary | Sale | 180,499 | 4.9063 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 1,327 | 5.0120 GBP | |||
10p ordinary | CFD | Long | 2,157 | 5.0109 GBP | |||
10p ordinary | CFD | Long | 2,158 | 147.9789 CZK | |||
10p ordinary | SWAP | Long | 3,762 | 4.8700 GBP | |||
10p ordinary | SWAP | Long | 4,708 | 4.8946 GBP | |||
10p ordinary | SWAP | Long | 5,000 | 4.9901 GBP | |||
10p ordinary | SWAP | Long | 5,083 | 4.8697 GBP | |||
10p ordinary | SWAP | Long | 8,485 | 4.9903 GBP | |||
10p ordinary | SWAP | Long | 25,700 | 4.9491 GBP | |||
10p ordinary | CFD | Short | 28 | 4.8700 GBP | |||
10p ordinary | SWAP | Short | 223 | 4.9365 GBP | |||
10p ordinary | SWAP | Short | 1,678 | 4.9486 GBP | |||
10p ordinary | SWAP | Short | 2,000 | 4.9672 GBP | |||
10p ordinary | CFD | Short | 2,157 | 4.9642 GBP | |||
10p ordinary | CFD | Short | 2,158 | 148.3858 CZK | |||
10p ordinary | SWAP | Short | 8,845 | 4.8700 GBP | |||
10p ordinary | SWAP | Short | 49,392 | 4.8761 GBP | |||
10p ordinary | SWAP | Short | 70,456 | 4.8941 GBP | |||
10p ordinary | SWAP | Short | 115,673 | 4.8983 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays