5th Apr 2022 14:05
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 04 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 51,125,817 | 4.91% | 7,940,034 | 0.76% | |||
(2) | Cash-settled derivatives: | ||||||
7,759,288 | 0.75% | 47,134,444 | 4.53% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 58,885,105 | 5.66% | 55,074,478 | 5.29% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 525 | 5.6180 GBP | ||||
10p ordinary | Purchase | 583 | 5.6280 GBP | ||||
10p ordinary | Purchase | 744 | 5.6420 GBP | ||||
10p ordinary | Purchase | 916 | 5.6240 GBP | ||||
10p ordinary | Purchase | 1,633 | 5.6264 GBP | ||||
10p ordinary | Purchase | 1,700 | 5.6273 GBP | ||||
10p ordinary | Purchase | 1,827 | 5.6320 GBP | ||||
10p ordinary | Purchase | 2,410 | 5.6260 GBP | ||||
10p ordinary | Purchase | 3,915 | 5.6249 GBP | ||||
10p ordinary | Purchase | 5,503 | 5.6243 GBP | ||||
10p ordinary | Purchase | 5,660 | 5.6293 GBP | ||||
10p ordinary | Purchase | 8,433 | 5.6277 GBP | ||||
10p ordinary | Purchase | 9,787 | 5.6272 GBP | ||||
10p ordinary | Purchase | 71,367 | 5.6290 GBP | ||||
10p ordinary | Sale | 744 | 5.6420 GBP | ||||
10p ordinary | Sale | 916 | 5.6240 GBP | ||||
10p ordinary | Sale | 950 | 5.6412 GBP | ||||
10p ordinary | Sale | 1,191 | 5.6260 GBP | ||||
10p ordinary | Sale | 1,217 | 5.6322 GBP | ||||
10p ordinary | Sale | 8,130 | 5.6280 GBP | ||||
10p ordinary | Sale | 12,935 | 166.0001 CZK | ||||
10p ordinary | Sale | 15,411 | 5.6275 GBP | ||||
10p ordinary | Sale | 31,417 | 5.6395 GBP | ||||
10p ordinary | Sale | 50,000 | 5.6352 GBP | ||||
10p ordinary | Sale | 93,659 | 5.6307 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 149 | 5.6040 GBP | |||
10p ordinary | CFD | Long | 214 | 5.6314 GBP | |||
10p ordinary | SWAP | Long | 1,576 | 5.6260 GBP | |||
10p ordinary | SWAP | Long | 9,545 | 5.6296 GBP | |||
10p ordinary | CFD | Long | 12,935 | 165.8839 CZK | |||
10p ordinary | CFD | Long | 27,000 | 5.6290 GBP | |||
10p ordinary | SWAP | Short | 525 | 5.6180 GBP | |||
10p ordinary | SWAP | Short | 744 | 5.6420 GBP | |||
10p ordinary | SWAP | Short | 11,822 | 5.6292 GBP | |||
10p ordinary | CFD | Short | 12,935 | 5.6272 GBP | |||
10p ordinary | SWAP | Short | 14,214 | 5.6284 GBP | |||
10p ordinary | CFD | Short | 27,000 | 162.9280 CZK | |||
10p ordinary | SWAP | Short | 28,582 | 5.6283 GBP | |||
10p ordinary | SWAP | Short | 31,299 | 5.6296 GBP | |||
10p ordinary | SWAP | Short | 75,730 | 5.6260 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 5 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays