7th Jun 2022 14:20
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 06 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 39,635,243 | 3.81% | 318,616 | 0.03% | |||
(2) | Cash-settled derivatives: | ||||||
237,745 | 0.02% | 36,899,685 | 3.54% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 39,872,988 | 3.83% | 37,218,301 | 3.57% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 196 | 4.8230 GBP | ||||
10p ordinary | Purchase | 222 | 4.8564 GBP | ||||
10p ordinary | Purchase | 427 | 4.8400 GBP | ||||
10p ordinary | Purchase | 471 | 4.8530 GBP | ||||
10p ordinary | Purchase | 478 | 4.8540 GBP | ||||
10p ordinary | Purchase | 552 | 147.9000 CZK | ||||
10p ordinary | Purchase | 809 | 4.8510 GBP | ||||
10p ordinary | Purchase | 2,257 | 4.8547 GBP | ||||
10p ordinary | Purchase | 2,266 | 4.8470 GBP | ||||
10p ordinary | Purchase | 2,676 | 4.8229 GBP | ||||
10p ordinary | Purchase | 7,035 | 4.8271 GBP | ||||
10p ordinary | Purchase | 7,553 | 4.8577 GBP | ||||
10p ordinary | Purchase | 17,389 | 4.8517 GBP | ||||
10p ordinary | Purchase | 23,883 | 4.8141 GBP | ||||
10p ordinary | Purchase | 27,607 | 4.8555 GBP | ||||
10p ordinary | Purchase | 156,711 | 4.8333 GBP | ||||
10p ordinary | Purchase | 219,582 | 4.8140 GBP | ||||
10p ordinary | Purchase | 277,276 | 4.8262 GBP | ||||
10p ordinary | Sale | 393 | 4.8550 GBP | ||||
10p ordinary | Sale | 427 | 4.8400 GBP | ||||
10p ordinary | Sale | 429 | 4.8510 GBP | ||||
10p ordinary | Sale | 478 | 4.8540 GBP | ||||
10p ordinary | Sale | 501 | 4.8580 GBP | ||||
10p ordinary | Sale | 506 | 4.8640 GBP | ||||
10p ordinary | Sale | 552 | 147.9000 CZK | ||||
10p ordinary | Sale | 611 | 4.8625 GBP | ||||
10p ordinary | Sale | 691 | 4.8530 GBP | ||||
10p ordinary | Sale | 1,166 | 4.8110 GBP | ||||
10p ordinary | Sale | 1,561 | 4.8495 GBP | ||||
10p ordinary | Sale | 2,142 | 4.8471 GBP | ||||
10p ordinary | Sale | 2,266 | 4.8470 GBP | ||||
10p ordinary | Sale | 2,596 | 4.8302 GBP | ||||
10p ordinary | Sale | 3,000 | 4.8496 GBP | ||||
10p ordinary | Sale | 3,856 | 4.8544 GBP | ||||
10p ordinary | Sale | 4,570 | 4.8531 GBP | ||||
10p ordinary | Sale | 5,288 | 4.8483 GBP | ||||
10p ordinary | Sale | 8,858 | 4.8508 GBP | ||||
10p ordinary | Sale | 13,384 | 4.8401 GBP | ||||
10p ordinary | Sale | 15,816 | 4.8511 GBP | ||||
10p ordinary | Sale | 57,821 | 4.8140 GBP | ||||
10p ordinary | Sale | 106,522 | 143.2976 CZK | ||||
10p ordinary | Sale | 146,847 | 4.8233 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 463 | 4.8469 GBP | |||
10p ordinary | CFD | Long | 552 | 147.9000 CZK | |||
10p ordinary | SWAP | Long | 3,000 | 4.8496 GBP | |||
10p ordinary | CFD | Long | 6,027 | 4.8140 GBP | |||
10p ordinary | SWAP | Long | 8,652 | 4.8140 GBP | |||
10p ordinary | SWAP | Long | 10,850 | 4.8513 GBP | |||
10p ordinary | SWAP | Long | 18,248 | 4.8137 GBP | |||
10p ordinary | CFD | Long | 84,000 | 4.8465 GBP | |||
10p ordinary | CFD | Long | 105,970 | 143.1733 CZK | |||
10p ordinary | SWAP | Short | 108 | 4.8230 GBP | |||
10p ordinary | SWAP | Short | 912 | 4.8569 GBP | |||
10p ordinary | SWAP | Short | 2,676 | 4.8229 GBP | |||
10p ordinary | SWAP | Short | 3,696 | 4.8477 GBP | |||
10p ordinary | SWAP | Short | 7,035 | 4.8271 GBP | |||
10p ordinary | CFD | Short | 15,964 | 4.8139 GBP | |||
10p ordinary | SWAP | Short | 30,745 | 4.8308 GBP | |||
10p ordinary | SWAP | Short | 38,199 | 4.8163 GBP | |||
10p ordinary | CFD | Short | 43,142 | 4.8140 GBP | |||
10p ordinary | CFD | Short | 84,000 | 139.6984 CZK | |||
10p ordinary | CFD | Short | 105,970 | 4.8570 GBP | |||
10p ordinary | SWAP | Short | 106,097 | 4.8184 GBP | |||
10p ordinary | SWAP | Short | 167,493 | 4.8140 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 7 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays