2nd Aug 2022 11:48
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 01 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 33,613,153 | 3.23% | 1,546,175 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,087,585 | 0.10% | 32,080,814 | 3.08% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 34,700,738 | 3.33% | 33,626,989 | 3.23% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 32 | 4.8000 GBP | ||||
10p ordinary | Purchase | 83 | 4.7690 GBP | ||||
10p ordinary | Purchase | 200 | 4.7640 GBP | ||||
10p ordinary | Purchase | 307 | 4.7250 GBP | ||||
10p ordinary | Purchase | 467 | 4.8300 GBP | ||||
10p ordinary | Purchase | 506 | 4.7740 GBP | ||||
10p ordinary | Purchase | 513 | 4.7330 GBP | ||||
10p ordinary | Purchase | 552 | 4.7750 GBP | ||||
10p ordinary | Purchase | 876 | 4.8230 GBP | ||||
10p ordinary | Purchase | 900 | 4.7086 GBP | ||||
10p ordinary | Purchase | 1,000 | 4.7310 GBP | ||||
10p ordinary | Purchase | 1,000 | 4.7000 GBP | ||||
10p ordinary | Purchase | 1,000 | 4.6770 GBP | ||||
10p ordinary | Purchase | 1,717 | 4.7082 GBP | ||||
10p ordinary | Purchase | 2,053 | 4.7949 GBP | ||||
10p ordinary | Purchase | 2,716 | 4.7236 GBP | ||||
10p ordinary | Purchase | 3,897 | 4.8290 GBP | ||||
10p ordinary | Purchase | 4,774 | 4.7325 GBP | ||||
10p ordinary | Purchase | 4,837 | 4.7800 GBP | ||||
10p ordinary | Purchase | 5,240 | 4.8279 GBP | ||||
10p ordinary | Purchase | 7,040 | 4.7642 GBP | ||||
10p ordinary | Purchase | 9,704 | 4.7809 GBP | ||||
10p ordinary | Purchase | 10,706 | 4.8031 GBP | ||||
10p ordinary | Purchase | 10,706 | 4.7650 GBP | ||||
10p ordinary | Purchase | 11,013 | 4.7950 GBP | ||||
10p ordinary | Purchase | 16,000 | 4.7365 GBP | ||||
10p ordinary | Purchase | 17,007 | 141.4921 CZK | ||||
10p ordinary | Purchase | 18,482 | 4.7748 GBP | ||||
10p ordinary | Purchase | 32,119 | 4.7593 GBP | ||||
10p ordinary | Purchase | 36,556 | 4.7688 GBP | ||||
10p ordinary | Purchase | 42,826 | 4.8064 GBP | ||||
10p ordinary | Purchase | 44,233 | 4.7647 GBP | ||||
10p ordinary | Purchase | 165,049 | 4.7645 GBP | ||||
10p ordinary | Sale | 11 | 4.7280 GBP | ||||
10p ordinary | Sale | 83 | 4.7690 GBP | ||||
10p ordinary | Sale | 251 | 4.7755 GBP | ||||
10p ordinary | Sale | 307 | 4.7950 GBP | ||||
10p ordinary | Sale | 307 | 4.7250 GBP | ||||
10p ordinary | Sale | 464 | 4.7620 GBP | ||||
10p ordinary | Sale | 1,708 | 4.8300 GBP | ||||
10p ordinary | Sale | 513 | 4.7330 GBP | ||||
10p ordinary | Sale | 552 | 4.7750 GBP | ||||
10p ordinary | Sale | 619 | 4.7817 GBP | ||||
10p ordinary | Sale | 876 | 4.8230 GBP | ||||
10p ordinary | Sale | 1,000 | 4.7310 GBP | ||||
10p ordinary | Sale | 1,044 | 4.7777 GBP | ||||
10p ordinary | Sale | 1,326 | 4.6630 GBP | ||||
10p ordinary | Sale | 2,000 | 4.6885 GBP | ||||
10p ordinary | Sale | 2,554 | 4.7760 GBP | ||||
10p ordinary | Sale | 2,695 | 4.8282 GBP | ||||
10p ordinary | Sale | 3,897 | 4.8290 GBP | ||||
10p ordinary | Sale | 4,126 | 4.7223 GBP | ||||
10p ordinary | Sale | 4,172 | 4.7779 GBP | ||||
10p ordinary | Sale | 5,406 | 4.7665 GBP | ||||
10p ordinary | Sale | 6,655 | 4.7438 GBP | ||||
10p ordinary | Sale | 7,600 | 4.8002 GBP | ||||
10p ordinary | Sale | 9,506 | 4.7902 GBP | ||||
10p ordinary | Sale | 11,286 | 4.8000 GBP | ||||
10p ordinary | Sale | 14,117 | 141.1388 CZK | ||||
10p ordinary | Sale | 26,434 | 4.7978 GBP | ||||
10p ordinary | Sale | 32,119 | 4.7593 GBP | ||||
10p ordinary | Sale | 70,913 | 4.7466 GBP | ||||
10p ordinary | Sale | 90,624 | 4.8037 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 11 | 4.7280 GBP | |||
10p ordinary | SWAP | Long | 13 | 4.7130 GBP | |||
10p ordinary | SWAP | Long | 23 | 4.7577 GBP | |||
10p ordinary | SWAP | Long | 26 | 4.7626 GBP | |||
10p ordinary | CFD | Long | 575 | 4.8000 GBP | |||
10p ordinary | SWAP | Long | 1,762 | 4.7572 GBP | |||
10p ordinary | SWAP | Long | 5,000 | 4.7665 GBP | |||
10p ordinary | SWAP | Long | 5,295 | 4.7624 GBP | |||
10p ordinary | SWAP | Long | 6,655 | 4.7438 GBP | |||
10p ordinary | SWAP | Long | 7,500 | 4.8003 GBP | |||
10p ordinary | SWAP | Long | 9,506 | 4.7902 GBP | |||
10p ordinary | CFD | Long | 14,117 | 141.0400 CZK | |||
10p ordinary | CFD | Long | 17,007 | 4.7670 GBP | |||
10p ordinary | SWAP | Long | 26,434 | 4.7978 GBP | |||
10p ordinary | SWAP | Long | 32,119 | 4.7593 GBP | |||
10p ordinary | SWAP | Long | 57,000 | 4.7435 GBP | |||
10p ordinary | SWAP | Long | 88,386 | 4.8037 GBP | |||
10p ordinary | CFD | Short | 32 | 4.8000 GBP | |||
10p ordinary | SWAP | Short | 441 | 4.7830 GBP | |||
10p ordinary | SWAP | Short | 467 | 4.8300 GBP | |||
10p ordinary | SWAP | Short | 648 | 4.7970 GBP | |||
10p ordinary | SWAP | Short | 949 | 4.7806 GBP | |||
10p ordinary | SWAP | Short | 1,717 | 4.7082 GBP | |||
10p ordinary | SWAP | Short | 1,938 | 4.7878 GBP | |||
10p ordinary | SWAP | Short | 2,053 | 4.7949 GBP | |||
10p ordinary | SWAP | Short | 2,078 | 4.8280 GBP | |||
10p ordinary | SWAP | Short | 2,429 | 4.7544 GBP | |||
10p ordinary | SWAP | Short | 2,899 | 4.7748 GBP | |||
10p ordinary | SWAP | Short | 4,007 | 4.7629 GBP | |||
10p ordinary | CFD | Short | 14,086 | 4.7203 GBP | |||
10p ordinary | SWAP | Short | 16,000 | 4.7365 GBP | |||
10p ordinary | CFD | Short | 17,007 | 141.5911 CZK | |||
10p ordinary | SWAP | Short | 18,605 | 4.7556 GBP | |||
10p ordinary | SWAP | Short | 19,612 | 4.7585 GBP | |||
10p ordinary | SWAP | Short | 43,481 | 4.7484 GBP | |||
10p ordinary | SWAP | Short | 57,223 | 4.7720 GBP | |||
10p ordinary | SWAP | Short | 115,901 | 4.7763 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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