28th Jun 2022 12:09
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||
MORE | ||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 27 June 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 34,970,386 | 3.36% | 1,077,039 | 0.10% |
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(2) | Cash-settled derivatives: |
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589,188 | 0.06% | 33,864,559 | 3.25% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 35,559,574 | 3.41% | 34,941,598 | 3.36% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 103 | 5.2920 GBP | |||
10p ordinary | Purchase | 437 | 5.2498 GBP | |||
10p ordinary | Purchase | 446 | 5.2640 GBP | |||
10p ordinary | Purchase | 447 | 5.2220 GBP | |||
10p ordinary | Purchase | 530 | 5.2380 GBP | |||
10p ordinary | Purchase | 550 | 5.2720 GBP | |||
10p ordinary | Purchase | 560 | 5.2703 GBP | |||
10p ordinary | Purchase | 815 | 5.2480 GBP | |||
10p ordinary | Purchase | 895 | 5.2440 GBP | |||
10p ordinary | Purchase | 968 | 5.2515 GBP | |||
10p ordinary | Purchase | 1,070 | 5.2460 GBP | |||
10p ordinary | Purchase | 1,079 | 5.2500 GBP | |||
10p ordinary | Purchase | 1,294 | 5.2503 GBP | |||
10p ordinary | Purchase | 1,635 | 5.2470 GBP | |||
10p ordinary | Purchase | 1,647 | 5.2560 GBP | |||
10p ordinary | Purchase | 2,164 | 5.2748 GBP | |||
10p ordinary | Purchase | 11,544 | 5.2355 GBP | |||
10p ordinary | Purchase | 11,983 | 5.2531 GBP | |||
10p ordinary | Purchase | 16,620 | 153.0383 CZK | |||
10p ordinary | Purchase | 18,677 | 5.2410 GBP | |||
10p ordinary | Purchase | 39,906 | 5.2340 GBP | |||
10p ordinary | Sale | 308 | 5.2670 GBP | |||
10p ordinary | Sale | 360 | 5.2360 GBP | |||
10p ordinary | Sale | 418 | 5.2700 GBP | |||
10p ordinary | Sale | 446 | 5.2640 GBP | |||
10p ordinary | Sale | 447 | 5.2220 GBP | |||
10p ordinary | Sale | 530 | 5.2380 GBP | |||
10p ordinary | Sale | 815 | 5.2480 GBP | |||
10p ordinary | Sale | 895 | 5.2440 GBP | |||
10p ordinary | Sale | 1,070 | 5.2460 GBP | |||
10p ordinary | Sale | 1,085 | 5.2445 GBP | |||
10p ordinary | Sale | 1,512 | 5.2280 GBP | |||
10p ordinary | Sale | 1,525 | 5.2500 GBP | |||
10p ordinary | Sale | 1,647 | 5.2560 GBP | |||
10p ordinary | Sale | 2,411 | 5.2491 GBP | |||
10p ordinary | Sale | 2,578 | 5.2578 GBP | |||
10p ordinary | Sale | 3,146 | 154.9911 CZK | |||
10p ordinary | Sale | 6,089 | 5.2487 GBP | |||
10p ordinary | Sale | 6,238 | 5.2340 GBP | |||
10p ordinary | Sale | 7,133 | 5.2675 GBP | |||
10p ordinary | Sale | 7,807 | 5.2601 GBP | |||
10p ordinary | Sale | 9,680 | 5.2383 GBP | |||
10p ordinary | Sale | 11,803 | 5.2715 GBP | |||
10p ordinary | Sale | 11,985 | 5.2379 GBP | |||
10p ordinary | Sale | 22,754 | 5.2564 GBP | |||
10p ordinary | Sale | 22,810 | 5.2533 GBP | |||
10p ordinary | Sale | 57,494 | 5.2581 GBP | |||
10p ordinary | Sale | 150,000 | 5.2474 GBP | |||
10p ordinary | Sale | 182,869 | 5.2448 GBP | |||
10p ordinary | Sale | 4,982,000 | 5.3840 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 267 | 5.2430 GBP | |||
10p ordinary | SWAP | Long | 2,656 | 5.2433 GBP | |||
10p ordinary | CFD | Long | 3,146 | 154.8826 CZK | |||
10p ordinary | SWAP | Long | 6,268 | 5.2491 GBP | |||
10p ordinary | SWAP | Long | 7,544 | 5.2597 GBP | |||
10p ordinary | SWAP | Long | 7,967 | 5.2412 GBP | |||
10p ordinary | SWAP | Long | 9,066 | 5.2550 GBP | |||
10p ordinary | SWAP | Long | 9,423 | 5.2522 GBP | |||
10p ordinary | SWAP | Long | 11,803 | 5.2715 GBP | |||
10p ordinary | SWAP | Long | 13,387 | 5.2541 GBP | |||
10p ordinary | SWAP | Long | 14,106 | 5.2576 GBP | |||
10p ordinary | SWAP | Long | 15,892 | 5.2515 GBP | |||
10p ordinary | CFD | Long | 16,587 | 5.2540 GBP | |||
10p ordinary | SWAP | Long | 34,283 | 5.2634 GBP | |||
10p ordinary | SWAP | Long | 94,041 | 5.2444 GBP | |||
10p ordinary | SWAP | Long | 96,713 | 5.2455 GBP | |||
10p ordinary | SWAP | Long | 150,000 | 5.2473 GBP | |||
10p ordinary | SWAP | Short | 120 | 5.2342 GBP | |||
10p ordinary | SWAP | Short | 256 | 5.2360 GBP | |||
10p ordinary | SWAP | Short | 340 | 5.2847 GBP | |||
10p ordinary | SWAP | Short | 467 | 5.2513 GBP | |||
10p ordinary | SWAP | Short | 771 | 5.2502 GBP | |||
10p ordinary | SWAP | Short | 1,294 | 5.2503 GBP | |||
10p ordinary | CFD | Short | 3,145 | 5.2776 GBP | |||
10p ordinary | SWAP | Short | 3,431 | 5.2428 GBP | |||
10p ordinary | SWAP | Short | 4,608 | 5.2403 GBP | |||
10p ordinary | SWAP | Short | 6,431 | 5.2472 GBP | |||
10p ordinary | SWAP | Short | 7,530 | 5.2340 GBP | |||
10p ordinary | SWAP | Short | 11,983 | 5.2531 GBP | |||
10p ordinary | CFD | Short | 16,620 | 153.1454 CZK |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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