15th Jul 2022 12:38
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||
MORE | ||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 14 July 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 33,031,686 | 3.17% | 1,175,294 | 0.11% |
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(2) | Cash-settled derivatives: |
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726,132 | 0.07% | 31,625,906 | 3.04% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 33,757,818 | 3.24% | 32,801,200 | 3.15% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 103 | 5.1653 GBP | |||
10p ordinary | Purchase | 185 | 5.0960 GBP | |||
10p ordinary | Purchase | 297 | 5.1060 GBP | |||
10p ordinary | Purchase | 297 | 5.0720 GBP | |||
10p ordinary | Purchase | 377 | 5.0220 GBP | |||
10p ordinary | Purchase | 398 | 5.0580 GBP | |||
10p ordinary | Purchase | 470 | 5.0300 GBP | |||
10p ordinary | Purchase | 480 | 5.0740 GBP | |||
10p ordinary | Purchase | 500 | 148.9000 CZK | |||
10p ordinary | Purchase | 507 | 5.0680 GBP | |||
10p ordinary | Purchase | 586 | 5.1160 GBP | |||
10p ordinary | Purchase | 898 | 5.1225 GBP | |||
10p ordinary | Purchase | 1,226 | 5.1065 GBP | |||
10p ordinary | Purchase | 1,773 | 5.1350 GBP | |||
10p ordinary | Purchase | 1,850 | 5.1100 GBP | |||
10p ordinary | Purchase | 1,886 | 5.1522 GBP | |||
10p ordinary | Purchase | 3,001 | 5.0620 GBP | |||
10p ordinary | Purchase | 23,105 | 5.1800 GBP | |||
10p ordinary | Purchase | 23,195 | 5.1726 GBP | |||
10p ordinary | Purchase | 31,767 | 5.1450 GBP | |||
10p ordinary | Purchase | 209,462 | 5.0584 GBP | |||
10p ordinary | Purchase | 500,000 | 5.1091 GBP | |||
10p ordinary | Sale | 25 | 5.1008 GBP | |||
10p ordinary | Sale | 297 | 5.1060 GBP | |||
10p ordinary | Sale | 297 | 5.0720 GBP | |||
10p ordinary | Sale | 377 | 5.0220 GBP | |||
10p ordinary | Sale | 398 | 5.0580 GBP | |||
10p ordinary | Sale | 408 | 5.0485 GBP | |||
10p ordinary | Sale | 470 | 5.0300 GBP | |||
10p ordinary | Sale | 488 | 5.0740 GBP | |||
10p ordinary | Sale | 507 | 5.0680 GBP | |||
10p ordinary | Sale | 1,335 | 149.5770 CZK | |||
10p ordinary | Sale | 1,555 | 5.0536 GBP | |||
10p ordinary | Sale | 1,613 | 5.0611 GBP | |||
10p ordinary | Sale | 1,720 | 5.0603 GBP | |||
10p ordinary | Sale | 1,850 | 5.1100 GBP | |||
10p ordinary | Sale | 2,631 | 5.0635 GBP | |||
10p ordinary | Sale | 2,773 | 5.0657 GBP | |||
10p ordinary | Sale | 3,001 | 5.0620 GBP | |||
10p ordinary | Sale | 3,077 | 5.1255 GBP | |||
10p ordinary | Sale | 4,851 | 5.0805 GBP | |||
10p ordinary | Sale | 5,950 | 5.1138 GBP | |||
10p ordinary | Sale | 8,565 | 5.1800 GBP | |||
10p ordinary | Sale | 12,000 | 5.0858 GBP | |||
10p ordinary | Sale | 20,955 | 5.1076 GBP | |||
10p ordinary | Sale | 26,424 | 5.0532 GBP | |||
10p ordinary | Sale | 26,548 | 5.0605 GBP | |||
10p ordinary | Sale | 39,126 | 5.0553 GBP | |||
10p ordinary | Sale | 41,361 | 5.1777 GBP | |||
10p ordinary | Sale | 103,560 | 5.0621 GBP | |||
10p ordinary | Sale | 143,089 | 5.1493 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 8 | 5.0740 GBP | |||
10p ordinary | SWAP | Long | 9 | 5.1040 GBP | |||
10p ordinary | SWAP | Long | 15 | 5.1800 GBP | |||
10p ordinary | SWAP | Long | 16 | 5.0990 GBP | |||
10p ordinary | CFD | Long | 500 | 5.0886 GBP | |||
10p ordinary | CFD | Long | 1,335 | 149.4722 CZK | |||
10p ordinary | SWAP | Long | 3,018 | 5.0626 GBP | |||
10p ordinary | CFD | Long | 8,565 | 5.1800 GBP | |||
10p ordinary | SWAP | Long | 12,000 | 5.0858 GBP | |||
10p ordinary | SWAP | Long | 13,509 | 5.1423 GBP | |||
10p ordinary | SWAP | Long | 19,603 | 5.1797 GBP | |||
10p ordinary | SWAP | Long | 43,114 | 5.1607 GBP | |||
10p ordinary | SWAP | Long | 107,383 | 5.1326 GBP | |||
10p ordinary | SWAP | Short | 29 | 5.1660 GBP | |||
10p ordinary | CFD | Short | 500 | 149.0042 CZK | |||
10p ordinary | SWAP | Short | 586 | 5.1160 GBP | |||
10p ordinary | SWAP | Short | 980 | 5.1209 GBP | |||
10p ordinary | SWAP | Short | 1,197 | 5.1051 GBP | |||
10p ordinary | CFD | Short | 1,260 | 5.0860 GBP | |||
10p ordinary | SWAP | Short | 2,744 | 5.0582 GBP | |||
10p ordinary | CFD | Short | 5,400 | 5.1800 GBP | |||
10p ordinary | SWAP | Short | 7,583 | 5.1800 GBP | |||
10p ordinary | SWAP | Short | 34,351 | 5.1468 GBP | |||
10p ordinary | SWAP | Short | 500,000 | 5.1091 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays