3rd May 2022 11:36
FORM 8.3 | ||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||
MORE | ||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 29 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 43,093,650 | 4.14% | 1,126,734 | 0.11% |
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(2) | Cash-settled derivatives: |
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1,004,117 | 0.10% | 38,810,771 | 3.73% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 44,097,767 | 4.24% | 39,937,505 | 3.84% |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 14 | 5.6392 GBP | |||
10p ordinary | Purchase | 221 | 5.6350 GBP | |||
10p ordinary | Purchase | 586 | 5.6260 GBP | |||
10p ordinary | Purchase | 994 | 5.6450 GBP | |||
10p ordinary | Purchase | 995 | 5.6420 GBP | |||
10p ordinary | Purchase | 1,186 | 5.6329 GBP | |||
10p ordinary | Purchase | 3,471 | 5.6268 GBP | |||
10p ordinary | Purchase | 6,079 | 5.6323 GBP | |||
10p ordinary | Purchase | 7,762 | 5.6333 GBP | |||
10p ordinary | Purchase | 11,603 | 5.6312 GBP | |||
10p ordinary | Purchase | 25,308 | 163.7425 CZK | |||
10p ordinary | Purchase | 29,263 | 5.6400 GBP | |||
10p ordinary | Purchase | 34,980 | 5.6383 GBP | |||
10p ordinary | Purchase | 74,722 | 5.6325 GBP | |||
10p ordinary | Sale | 14 | 5.6392 GBP | |||
10p ordinary | Sale | 281 | 165.0000 CZK | |||
10p ordinary | Sale | 554 | 5.6420 GBP | |||
10p ordinary | Sale | 603 | 5.6377 GBP | |||
10p ordinary | Sale | 2,121 | 5.6320 GBP | |||
10p ordinary | Sale | 3,408 | 5.6325 GBP | |||
10p ordinary | Sale | 5,361 | 5.6261 GBP | |||
10p ordinary | Sale | 9,680 | 5.6264 GBP | |||
10p ordinary | Sale | 15,360 | 5.6402 GBP | |||
10p ordinary | Sale | 29,263 | 5.6400 GBP | |||
10p ordinary | Sale | 64,602 | 5.6369 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 281 | 164.8844 CZK | |||
10p ordinary | SWAP | Long | 554 | 5.6420 GBP | |||
10p ordinary | SWAP | Long | 2,521 | 5.6393 GBP | |||
10p ordinary | SWAP | Long | 2,846 | 5.6264 GBP | |||
10p ordinary | CFD | Long | 25,814 | 5.6255 GBP | |||
10p ordinary | SWAP | Long | 77,725 | 5.6400 GBP | |||
10p ordinary | CFD | Short | 281 | 5.6032 GBP | |||
10p ordinary | SWAP | Short | 495 | 5.6304 GBP | |||
10p ordinary | SWAP | Short | 586 | 5.6260 GBP | |||
10p ordinary | SWAP | Short | 691 | 5.6347 GBP | |||
10p ordinary | SWAP | Short | 1,544 | 5.6405 GBP | |||
10p ordinary | SWAP | Short | 1,968 | 5.6339 GBP | |||
10p ordinary | SWAP | Short | 2,079 | 5.6317 GBP | |||
10p ordinary | SWAP | Short | 9,873 | 5.6371 GBP | |||
10p ordinary | SWAP | Short | 10,289 | 5.6373 GBP | |||
10p ordinary | SWAP | Short | 11,966 | 5.6327 GBP | |||
10p ordinary | SWAP | Short | 21,365 | 5.6323 GBP | |||
10p ordinary | CFD | Short | 25,308 | 163.8571 CZK | |||
10p ordinary | SWAP | Short | 29,263 | 5.6400 GBP | |||
10p ordinary | SWAP | Short | 59,970 | 5.6322 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 3 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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