31st Aug 2022 11:28
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 30 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 14,499,373 | 1.39% | 2,308,982 | 0.22% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,755,748 | 0.17% | 12,742,628 | 1.22% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 16,255,121 | 1.56% | 15,051,610 | 1.44% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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10p ordinary | Purchase | 34 | 196.0000 CZK | ||||
10p ordinary | Purchase | 151 | 7.0660 GBP | ||||
10p ordinary | Purchase | 267 | 7.0580 GBP | ||||
10p ordinary | Purchase | 300 | 7.0260 GBP | ||||
10p ordinary | Purchase | 414 | 7.0400 GBP | ||||
10p ordinary | Purchase | 498 | 7.0450 GBP | ||||
10p ordinary | Purchase | 518 | 7.0160 GBP | ||||
10p ordinary | Purchase | 611 | 7.0120 GBP | ||||
10p ordinary | Purchase | 691 | 7.0281 GBP | ||||
10p ordinary | Purchase | 839 | 7.0377 GBP | ||||
10p ordinary | Purchase | 1,431 | 7.0453 GBP | ||||
10p ordinary | Purchase | 1,800 | 7.0362 GBP | ||||
10p ordinary | Purchase | 2,538 | 7.0493 GBP | ||||
10p ordinary | Purchase | 2,813 | 7.0318 GBP | ||||
10p ordinary | Purchase | 3,346 | 7.0337 GBP | ||||
10p ordinary | Purchase | 5,278 | 7.0312 GBP | ||||
10p ordinary | Purchase | 10,712 | 7.0375 GBP | ||||
10p ordinary | Purchase | 10,712 | 7.0508 GBP | ||||
10p ordinary | Purchase | 16,767 | 7.0380 GBP | ||||
10p ordinary | Purchase | 32,135 | 7.0490 GBP | ||||
10p ordinary | Purchase | 53,139 | 7.0448 GBP | ||||
10p ordinary | Purchase | 55,473 | 7.0500 GBP | ||||
10p ordinary | Purchase | 113,900 | 200.8780 CZK | ||||
10p ordinary | Sale | 1 | 7.0180 GBP | ||||
10p ordinary | Sale | 34 | 196.0000 CZK | ||||
10p ordinary | Sale | 258 | 7.0380 GBP | ||||
10p ordinary | Sale | 267 | 7.0580 GBP | ||||
10p ordinary | Sale | 300 | 7.0260 GBP | ||||
10p ordinary | Sale | 414 | 7.0400 GBP | ||||
10p ordinary | Sale | 518 | 7.0160 GBP | ||||
10p ordinary | Sale | 611 | 7.0120 GBP | ||||
10p ordinary | Sale | 1,199 | 7.0075 GBP | ||||
10p ordinary | Sale | 1,724 | 7.0080 GBP | ||||
10p ordinary | Sale | 1,938 | 7.0339 GBP | ||||
10p ordinary | Sale | 4,077 | 7.0135 GBP | ||||
10p ordinary | Sale | 4,195 | 7.0189 GBP | ||||
10p ordinary | Sale | 4,565 | 7.0081 GBP | ||||
10p ordinary | Sale | 4,931 | 7.0156 GBP | ||||
10p ordinary | Sale | 5,180 | 7.0432 GBP | ||||
10p ordinary | Sale | 10,206 | 7.0345 GBP | ||||
10p ordinary | Sale | 20,090 | 7.0146 GBP | ||||
10p ordinary | Sale | 40,701 | 7.0199 GBP | ||||
10p ordinary | Sale | 56,695 | 7.0500 GBP | ||||
10p ordinary | Sale | 186,932 | 7.0139 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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10p ordinary | SWAP | Long | 773 | 7.0368 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 7.0356 GBP | |||
10p ordinary | SWAP | Long | 1,199 | 7.0075 GBP | |||
10p ordinary | SWAP | Long | 1,724 | 7.0080 GBP | |||
10p ordinary | SWAP | Long | 1,938 | 7.0340 GBP | |||
10p ordinary | SWAP | Long | 2,368 | 7.0275 GBP | |||
10p ordinary | SWAP | Long | 3,077 | 7.0063 GBP | |||
10p ordinary | SWAP | Long | 7,565 | 7.0500 GBP | |||
10p ordinary | SWAP | Long | 7,566 | 7.0496 GBP | |||
10p ordinary | CFD | Long | 10,206 | 7.0345 GBP | |||
10p ordinary | SWAP | Long | 21,488 | 7.0212 GBP | |||
10p ordinary | SWAP | Long | 23,350 | 7.0100 GBP | |||
10p ordinary | SWAP | Long | 42,863 | 7.0294 GBP | |||
10p ordinary | SWAP | Long | 44,673 | 7.0149 GBP | |||
10p ordinary | CFD | Long | 54,000 | 197.5750 CZK | |||
10p ordinary | CFD | Long | 113,866 | 7.0065 GBP | |||
10p ordinary | CFD | Short | 34 | 196.0000 CZK | |||
10p ordinary | SWAP | Short | 406 | 7.0140 GBP | |||
10p ordinary | SWAP | Short | 433 | 7.0600 GBP | |||
10p ordinary | SWAP | Short | 498 | 7.0450 GBP | |||
10p ordinary | SWAP | Short | 834 | 7.0581 GBP | |||
10p ordinary | SWAP | Short | 1,363 | 7.0309 GBP | |||
10p ordinary | SWAP | Short | 1,450 | 7.0326 GBP | |||
10p ordinary | SWAP | Short | 2,395 | 7.0401 GBP | |||
10p ordinary | SWAP | Short | 6,739 | 7.0340 GBP | |||
10p ordinary | SWAP | Short | 6,958 | 7.0347 GBP | |||
10p ordinary | SWAP | Short | 15,696 | 7.0500 GBP | |||
10p ordinary | SWAP | Short | 17,050 | 7.0324 GBP | |||
10p ordinary | CFD | Short | 37,324 | 7.0500 GBP | |||
10p ordinary | CFD | Short | 54,000 | 6.8572 GBP | |||
10p ordinary | CFD | Short | 113,866 | 201.0200 CZK | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 31 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
AVST.LBarclays