5th Sep 2022 14:17
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 02 Sep 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 14,589,216 | 1.40% | 2,690,502 | 0.26% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,723,244 | 0.16% | 12,453,906 | 1.19% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 16,312,460 | 1.56% | 15,144,408 | 1.45% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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10p ordinary | Purchase | 322 | 7.1500 GBP | ||||
10p ordinary | Purchase | 344 | 7.1540 GBP | ||||
10p ordinary | Purchase | 488 | 7.1680 GBP | ||||
10p ordinary | Purchase | 491 | 7.1460 GBP | ||||
10p ordinary | Purchase | 598 | 7.1573 GBP | ||||
10p ordinary | Purchase | 633 | 7.1760 GBP | ||||
10p ordinary | Purchase | 770 | 7.1550 GBP | ||||
10p ordinary | Purchase | 1,118 | 7.1740 GBP | ||||
10p ordinary | Purchase | 1,236 | 7.1555 GBP | ||||
10p ordinary | Purchase | 1,299 | 7.1747 GBP | ||||
10p ordinary | Purchase | 1,546 | 7.1564 GBP | ||||
10p ordinary | Purchase | 1,721 | 7.1567 GBP | ||||
10p ordinary | Purchase | 1,849 | 7.1519 GBP | ||||
10p ordinary | Purchase | 2,738 | 7.1578 GBP | ||||
10p ordinary | Purchase | 5,515 | 7.1576 GBP | ||||
10p ordinary | Purchase | 5,523 | 7.1527 GBP | ||||
10p ordinary | Purchase | 5,622 | 7.1535 GBP | ||||
10p ordinary | Purchase | 7,410 | 7.1549 GBP | ||||
10p ordinary | Purchase | 14,235 | 7.1554 GBP | ||||
10p ordinary | Purchase | 17,188 | 7.1520 GBP | ||||
10p ordinary | Purchase | 20,511 | 202.1305 CZK | ||||
10p ordinary | Purchase | 21,438 | 7.1594 GBP | ||||
10p ordinary | Purchase | 36,571 | 7.1522 GBP | ||||
10p ordinary | Purchase | 66,847 | 7.1546 GBP | ||||
10p ordinary | Sale | 253 | 7.1540 GBP | ||||
10p ordinary | Sale | 389 | 7.1580 GBP | ||||
10p ordinary | Sale | 488 | 7.1680 GBP | ||||
10p ordinary | Sale | 633 | 7.1760 GBP | ||||
10p ordinary | Sale | 825 | 7.1535 GBP | ||||
10p ordinary | Sale | 847 | 7.1500 GBP | ||||
10p ordinary | Sale | 1,118 | 7.1740 GBP | ||||
10p ordinary | Sale | 1,258 | 7.1575 GBP | ||||
10p ordinary | Sale | 1,841 | 7.1572 GBP | ||||
10p ordinary | Sale | 3,640 | 7.1660 GBP | ||||
10p ordinary | Sale | 4,175 | 7.1564 GBP | ||||
10p ordinary | Sale | 4,684 | 7.1596 GBP | ||||
10p ordinary | Sale | 4,870 | 7.1523 GBP | ||||
10p ordinary | Sale | 5,443 | 7.1568 GBP | ||||
10p ordinary | Sale | 9,312 | 7.1520 GBP | ||||
10p ordinary | Sale | 16,125 | 7.1530 GBP | ||||
10p ordinary | Sale | 29,160 | 7.1510 GBP | ||||
10p ordinary | Sale | 44,989 | 7.1522 GBP | ||||
10p ordinary | Sale | 62,667 | 7.1534 GBP | ||||
10p ordinary | Sale | 236,632 | 7.1533 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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10p ordinary | SWAP | Long | 389 | 7.1580 GBP | |||
10p ordinary | SWAP | Long | 473 | 7.1645 GBP | |||
10p ordinary | SWAP | Long | 825 | 7.1535 GBP | |||
10p ordinary | SWAP | Long | 839 | 7.1611 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 7.1594 GBP | |||
10p ordinary | SWAP | Long | 1,002 | 7.1540 GBP | |||
10p ordinary | SWAP | Long | 1,258 | 7.1575 GBP | |||
10p ordinary | SWAP | Long | 2,928 | 7.1558 GBP | |||
10p ordinary | SWAP | Long | 3,175 | 7.1554 GBP | |||
10p ordinary | SWAP | Long | 6,430 | 7.1559 GBP | |||
10p ordinary | SWAP | Long | 7,876 | 7.1516 GBP | |||
10p ordinary | SWAP | Long | 9,312 | 7.1520 GBP | |||
10p ordinary | SWAP | Long | 17,064 | 7.1522 GBP | |||
10p ordinary | CFD | Long | 20,511 | 7.1501 GBP | |||
10p ordinary | CFD | Long | 44,434 | 7.1522 GBP | |||
10p ordinary | SWAP | Long | 52,659 | 7.1532 GBP | |||
10p ordinary | SWAP | Long | 92,434 | 7.1525 GBP | |||
10p ordinary | SWAP | Long | 102,370 | 7.1546 GBP | |||
10p ordinary | CFD | Long | 205,000 | 202.3000 CZK | |||
10p ordinary | SWAP | Short | 2,814 | 7.1688 GBP | |||
10p ordinary | SWAP | Short | 12,477 | 7.1559 GBP | |||
10p ordinary | SWAP | Short | 17,188 | 7.1520 GBP | |||
10p ordinary | CFD | Short | 20,511 | 202.2720 CZK | |||
10p ordinary | SWAP | Short | 21,438 | 7.1594 GBP | |||
10p ordinary | CFD | Short | 82,480 | 7.1553 GBP | |||
10p ordinary | CFD | Short | 205,000 | 7.1220 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 05 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
AVST.LBarclays