4th Apr 2022 11:07
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 01 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 51,064,684 | 4.91% | 7,777,334 | 0.75% | |||
(2) | Cash-settled derivatives: | ||||||
7,705,424 | 0.74% | 47,040,929 | 4.52% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 58,770,108 | 5.65% | 54,818,263 | 5.27% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 25 | 166.8500 CZK | ||||
10p ordinary | Purchase | 352 | 5.6480 GBP | ||||
10p ordinary | Purchase | 577 | 5.6460 GBP | ||||
10p ordinary | Purchase | 585 | 5.6500 GBP | ||||
10p ordinary | Purchase | 660 | 5.6540 GBP | ||||
10p ordinary | Purchase | 746 | 5.6820 GBP | ||||
10p ordinary | Purchase | 1,062 | 5.6420 GBP | ||||
10p ordinary | Purchase | 1,263 | 5.6300 GBP | ||||
10p ordinary | Purchase | 1,364 | 5.6376 GBP | ||||
10p ordinary | Purchase | 1,535 | 5.6496 GBP | ||||
10p ordinary | Purchase | 1,946 | 5.6388 GBP | ||||
10p ordinary | Purchase | 2,186 | 5.6454 GBP | ||||
10p ordinary | Purchase | 3,025 | 166.5524 CZK | ||||
10p ordinary | Purchase | 3,635 | 5.6415 GBP | ||||
10p ordinary | Purchase | 26,209 | 5.6270 GBP | ||||
10p ordinary | Purchase | 69,732 | 5.6299 GBP | ||||
10p ordinary | Sale | 25 | 166.8500 CZK | ||||
10p ordinary | Sale | 121 | 5.6380 GBP | ||||
10p ordinary | Sale | 194 | 5.6480 GBP | ||||
10p ordinary | Sale | 200 | 5.6940 GBP | ||||
10p ordinary | Sale | 263 | 5.6340 GBP | ||||
10p ordinary | Sale | 577 | 5.6460 GBP | ||||
10p ordinary | Sale | 746 | 5.6820 GBP | ||||
10p ordinary | Sale | 753 | 5.6995 GBP | ||||
10p ordinary | Sale | 1,163 | 5.6646 GBP | ||||
10p ordinary | Sale | 1,403 | 5.6642 GBP | ||||
10p ordinary | Sale | 1,453 | 5.6612 GBP | ||||
10p ordinary | Sale | 3,534 | 5.6381 GBP | ||||
10p ordinary | Sale | 3,649 | 5.6599 GBP | ||||
10p ordinary | Sale | 8,354 | 5.6500 GBP | ||||
10p ordinary | Sale | 11,174 | 5.6367 GBP | ||||
10p ordinary | Sale | 12,844 | 5.6471 GBP | ||||
10p ordinary | Sale | 15,064 | 5.6542 GBP | ||||
10p ordinary | Sale | 18,804 | 5.6262 GBP | ||||
10p ordinary | Sale | 19,971 | 166.6325 CZK | ||||
10p ordinary | Sale | 31,806 | 5.6492 GBP | ||||
10p ordinary | Sale | 31,878 | 5.6870 GBP | ||||
10p ordinary | Sale | 35,852 | 5.6479 GBP | ||||
10p ordinary | Sale | 142,782 | 5.6495 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 753 | 5.6995 GBP | |||
10p ordinary | SWAP | Long | 1,548 | 5.6820 GBP | |||
10p ordinary | CFD | Long | 2,946 | 5.6929 GBP | |||
10p ordinary | SWAP | Long | 5,472 | 5.6531 GBP | |||
10p ordinary | CFD | Long | 19,971 | 166.5158 CZK | |||
10p ordinary | SWAP | Long | 25,416 | 5.6414 GBP | |||
10p ordinary | SWAP | Long | 31,878 | 5.6870 GBP | |||
10p ordinary | CFD | Short | 25 | 166.8500 CZK | |||
10p ordinary | SWAP | Short | 1,331 | 5.6679 GBP | |||
10p ordinary | CFD | Short | 3,000 | 166.6665 CZK | |||
10p ordinary | SWAP | Short | 7,306 | 5.6280 GBP | |||
10p ordinary | SWAP | Short | 13,753 | 5.6260 GBP | |||
10p ordinary | CFD | Short | 20,444 | 5.6426 GBP | |||
10p ordinary | SWAP | Short | 35,685 | 5.6272 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 4 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays