16th May 2022 13:38
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 13 May 2022 | |||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 40,858,594 | 3.92% | 273,776 | 0.03% |
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(2) | Cash-settled derivatives: |
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202,698 | 0.02% | 37,253,451 | 3.58% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 41,061,292 | 3.94% | 37,527,227 | 3.60% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 9 | 5.0081 GBP | |||
10p ordinary | Purchase | 209 | 4.9930 GBP | |||
10p ordinary | Purchase | 239 | 4.9960 GBP | |||
10p ordinary | Purchase | 311 | 149.5500 CZK | |||
10p ordinary | Purchase | 366 | 4.9880 GBP | |||
10p ordinary | Purchase | 482 | 4.9900 GBP | |||
10p ordinary | Purchase | 516 | 4.9931 GBP | |||
10p ordinary | Purchase | 524 | 4.9740 GBP | |||
10p ordinary | Purchase | 526 | 4.9885 GBP | |||
10p ordinary | Purchase | 570 | 5.0020 GBP | |||
10p ordinary | Purchase | 579 | 5.0028 GBP | |||
10p ordinary | Purchase | 582 | 4.9810 GBP | |||
10p ordinary | Purchase | 723 | 4.9920 GBP | |||
10p ordinary | Purchase | 824 | 4.9910 GBP | |||
10p ordinary | Purchase | 851 | 5.0260 GBP | |||
10p ordinary | Purchase | 987 | 4.9884 GBP | |||
10p ordinary | Purchase | 1,349 | 4.9892 GBP | |||
10p ordinary | Purchase | 1,466 | 4.9883 GBP | |||
10p ordinary | Purchase | 1,474 | 4.9870 GBP | |||
10p ordinary | Purchase | 2,016 | 4.9647 GBP | |||
10p ordinary | Purchase | 3,041 | 4.9889 GBP | |||
10p ordinary | Purchase | 7,492 | 5.0165 GBP | |||
10p ordinary | Purchase | 7,525 | 4.9756 GBP | |||
10p ordinary | Purchase | 7,983 | 4.9978 GBP | |||
10p ordinary | Purchase | 8,801 | 4.9911 GBP | |||
10p ordinary | Purchase | 12,448 | 4.9968 GBP | |||
10p ordinary | Purchase | 17,900 | 4.9587 GBP | |||
10p ordinary | Purchase | 55,405 | 4.9907 GBP | |||
10p ordinary | Purchase | 86,445 | 4.9590 GBP | |||
10p ordinary | Purchase | 184,546 | 4.9758 GBP | |||
10p ordinary | Sale | 58 | 4.9590 GBP | |||
10p ordinary | Sale | 73 | 4.9910 GBP | |||
10p ordinary | Sale | 183 | 4.9890 GBP | |||
10p ordinary | Sale | 239 | 4.9960 GBP | |||
10p ordinary | Sale | 269 | 5.0396 GBP | |||
10p ordinary | Sale | 322 | 4.9881 GBP | |||
10p ordinary | Sale | 419 | 4.9880 GBP | |||
10p ordinary | Sale | 482 | 4.9925 GBP | |||
10p ordinary | Sale | 518 | 4.9812 GBP | |||
10p ordinary | Sale | 524 | 4.9740 GBP | |||
10p ordinary | Sale | 633 | 5.0005 GBP | |||
10p ordinary | Sale | 723 | 4.9920 GBP | |||
10p ordinary | Sale | 731 | 5.0386 GBP | |||
10p ordinary | Sale | 772 | 4.9900 GBP | |||
10p ordinary | Sale | 851 | 5.0260 GBP | |||
10p ordinary | Sale | 1,024 | 4.9734 GBP | |||
10p ordinary | Sale | 1,122 | 4.9789 GBP | |||
10p ordinary | Sale | 1,441 | 4.9870 GBP | |||
10p ordinary | Sale | 1,559 | 4.9857 GBP | |||
10p ordinary | Sale | 1,574 | 4.9976 GBP | |||
10p ordinary | Sale | 2,021 | 4.9632 GBP | |||
10p ordinary | Sale | 2,507 | 4.9878 GBP | |||
10p ordinary | Sale | 2,953 | 4.9838 GBP | |||
10p ordinary | Sale | 3,268 | 4.9594 GBP | |||
10p ordinary | Sale | 4,030 | 4.9756 GBP | |||
10p ordinary | Sale | 4,089 | 5.0367 GBP | |||
10p ordinary | Sale | 4,130 | 4.9747 GBP | |||
10p ordinary | Sale | 4,938 | 4.9843 GBP | |||
10p ordinary | Sale | 5,284 | 5.0071 GBP | |||
10p ordinary | Sale | 6,051 | 4.9735 GBP | |||
10p ordinary | Sale | 7,016 | 5.0020 GBP | |||
10p ordinary | Sale | 7,072 | 4.9862 GBP | |||
10p ordinary | Sale | 10,531 | 4.9835 GBP | |||
10p ordinary | Sale | 10,979 | 4.9888 GBP | |||
10p ordinary | Sale | 13,926 | 148.8502 CZK | |||
10p ordinary | Sale | 38,037 | 4.9750 GBP | |||
10p ordinary | Sale | 59,852 | 4.9685 GBP | |||
10p ordinary | Sale | 75,000 | 4.9919 GBP | |||
10p ordinary | Sale | 104,972 | 4.9683 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 269 | 5.0396 GBP | |||
10p ordinary | CFD | Long | 311 | 5.0455 GBP | |||
10p ordinary | SWAP | Long | 731 | 5.0386 GBP | |||
10p ordinary | SWAP | Long | 1,436 | 5.0009 GBP | |||
10p ordinary | SWAP | Long | 1,574 | 4.9976 GBP | |||
10p ordinary | SWAP | Long | 1,799 | 4.9871 GBP | |||
10p ordinary | SWAP | Long | 3,442 | 4.9861 GBP | |||
10p ordinary | SWAP | Long | 3,619 | 4.9896 GBP | |||
10p ordinary | SWAP | Long | 3,984 | 4.9792 GBP | |||
10p ordinary | SWAP | Long | 4,089 | 5.0367 GBP | |||
10p ordinary | SWAP | Long | 4,148 | 4.9857 GBP | |||
10p ordinary | SWAP | Long | 5,824 | 4.9691 GBP | |||
10p ordinary | CFD | Long | 13,926 | 148.7460 CZK | |||
10p ordinary | SWAP | Long | 16,419 | 4.9747 GBP | |||
10p ordinary | CFD | Long | 25,531 | 4.9749 GBP | |||
10p ordinary | SWAP | Long | 43,349 | 4.9696 GBP | |||
10p ordinary | SWAP | Long | 44,850 | 4.9719 GBP | |||
10p ordinary | CFD | Short | 311 | 149.6546 CZK | |||
10p ordinary | SWAP | Short | 2,016 | 4.9647 GBP | |||
10p ordinary | SWAP | Short | 3,136 | 4.9992 GBP | |||
10p ordinary | SWAP | Short | 7,492 | 5.0165 GBP | |||
10p ordinary | CFD | Short | 13,921 | 5.0055 GBP | |||
10p ordinary | SWAP | Short | 48,016 | 4.9731 GBP | |||
10p ordinary | SWAP | Short | 55,686 | 4.9765 GBP | |||
10p ordinary | SWAP | Short | 81,853 | 4.9590 GBP | |||
10p ordinary | SWAP | Short | 88,449 | 4.9774 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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