18th Jul 2022 11:51
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||
(b) | Owner or controller of interest and short | ||||||||||
positions disclosed, if different from 1(a): | |||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||
relevant securities this form relates: | |||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||
offeror/offeree, state this and specify identity of | |||||||||||
offeror/offeree: | |||||||||||
(e) | Date position held/dealing undertaken: | 15 July 2022 | |||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 32,798,705 | 3.15% | 1,089,831 | 0.10% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
650,378 | 0.06% | 31,450,782 | 3.02% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 33,449,083 | 3.21% | 32,540,613 | 3.12% | |||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||
which subscription right exists | |||||||||||
Details, including nature of the rights | |||||||||||
concerned and relevant percentages: | |||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 302 | 5.2200 GBP | ||||
10p ordinary | Purchase | 396 | 5.2764 GBP | ||||
10p ordinary | Purchase | 494 | 5.2820 GBP | ||||
10p ordinary | Purchase | 572 | 5.3097 GBP | ||||
10p ordinary | Purchase | 804 | 5.2780 GBP | ||||
10p ordinary | Purchase | 806 | 5.2720 GBP | ||||
10p ordinary | Purchase | 1,276 | 5.2890 GBP | ||||
10p ordinary | Purchase | 1,298 | 5.2766 GBP | ||||
10p ordinary | Purchase | 3,167 | 5.2537 GBP | ||||
10p ordinary | Purchase | 3,585 | 5.2665 GBP | ||||
10p ordinary | Purchase | 9,028 | 152.7467 CZK | ||||
10p ordinary | Purchase | 9,232 | 5.2736 GBP | ||||
10p ordinary | Purchase | 15,669 | 5.2951 GBP | ||||
10p ordinary | Purchase | 53,475 | 5.2900 GBP | ||||
10p ordinary | Purchase | 82,279 | 5.3100 GBP | ||||
10p ordinary | Sale | 65 | 5.2740 GBP | ||||
10p ordinary | Sale | 285 | 5.2796 GBP | ||||
10p ordinary | Sale | 302 | 5.2200 GBP | ||||
10p ordinary | Sale | 302 | 5.2780 GBP | ||||
10p ordinary | Sale | 872 | 5.1500 GBP | ||||
10p ordinary | Sale | 972 | 5.2720 GBP | ||||
10p ordinary | Sale | 1,209 | 5.2700 GBP | ||||
10p ordinary | Sale | 1,226 | 5.2712 GBP | ||||
10p ordinary | Sale | 2,028 | 5.2496 GBP | ||||
10p ordinary | Sale | 3,786 | 5.2549 GBP | ||||
10p ordinary | Sale | 4,328 | 5.2960 GBP | ||||
10p ordinary | Sale | 4,810 | 5.2847 GBP | ||||
10p ordinary | Sale | 5,043 | 154.6716 CZK | ||||
10p ordinary | Sale | 14,166 | 5.2762 GBP | ||||
10p ordinary | Sale | 16,359 | 5.2702 GBP | ||||
10p ordinary | Sale | 19,192 | 5.3100 GBP | ||||
10p ordinary | Sale | 47,819 | 5.2810 GBP | ||||
10p ordinary | Sale | 53,491 | 5.2900 GBP | ||||
10p ordinary | Sale | 153,646 | 5.2892 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 3 | 5.3100 GBP | |||
10p ordinary | SWAP | Long | 16 | 5.2900 GBP | |||
10p ordinary | SWAP | Long | 65 | 5.2740 GBP | |||
10p ordinary | SWAP | Long | 285 | 5.2796 GBP | |||
10p ordinary | SWAP | Long | 629 | 5.2514 GBP | |||
10p ordinary | SWAP | Long | 2,028 | 5.2496 GBP | |||
10p ordinary | SWAP | Long | 4,328 | 5.2960 GBP | |||
10p ordinary | SWAP | Long | 4,359 | 5.3100 GBP | |||
10p ordinary | CFD | Long | 5,043 | 154.5633 CZK | |||
10p ordinary | CFD | Long | 8,955 | 5.2258 GBP | |||
10p ordinary | SWAP | Long | 10,965 | 5.3097 GBP | |||
10p ordinary | SWAP | Long | 16,359 | 5.2702 GBP | |||
10p ordinary | SWAP | Long | 30,947 | 5.3033 GBP | |||
10p ordinary | SWAP | Long | 66,220 | 5.3000 GBP | |||
10p ordinary | SWAP | Long | 67,574 | 5.2737 GBP | |||
10p ordinary | SWAP | Short | 15 | 5.0240 GBP | |||
10p ordinary | SWAP | Short | 502 | 5.2780 GBP | |||
10p ordinary | SWAP | Short | 606 | 5.2880 GBP | |||
10p ordinary | SWAP | Short | 896 | 5.2343 GBP | |||
10p ordinary | SWAP | Short | 963 | 5.2393 GBP | |||
10p ordinary | SWAP | Short | 988 | 5.2310 GBP | |||
10p ordinary | SWAP | Short | 2,161 | 5.2771 GBP | |||
10p ordinary | SWAP | Short | 4,205 | 5.2616 GBP | |||
10p ordinary | SWAP | Short | 4,535 | 5.2759 GBP | |||
10p ordinary | CFD | Short | 4,926 | 5.2772 GBP | |||
10p ordinary | CFD | Short | 9,028 | 152.8537 CZK | |||
10p ordinary | SWAP | Short | 12,422 | 5.3002 GBP | |||
10p ordinary | SWAP | Short | 27,320 | 5.3100 GBP | |||
10p ordinary | CFD | Short | 49,839 | 5.3100 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays