8th Aug 2022 12:54
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 05 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 19,878,559 | 1.91% | 1,722,160 | 0.17% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,270,424 | 0.12% | 21,066,650 | 2.02% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 21,148,983 | 2.03% | 22,788,810 | 2.19% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 1 | 6.8980 GBP | ||||
10p ordinary | Purchase | 137 | 6.9120 GBP | ||||
10p ordinary | Purchase | 615 | 6.8580 GBP | ||||
10p ordinary | Purchase | 617 | 6.8640 GBP | ||||
10p ordinary | Purchase | 767 | 6.8179 GBP | ||||
10p ordinary | Purchase | 1,059 | 6.8666 GBP | ||||
10p ordinary | Purchase | 1,069 | 6.7844 GBP | ||||
10p ordinary | Purchase | 1,230 | 6.8540 GBP | ||||
10p ordinary | Purchase | 1,234 | 6.8660 GBP | ||||
10p ordinary | Purchase | 3,369 | 6.8384 GBP | ||||
10p ordinary | Purchase | 4,764 | 6.8373 GBP | ||||
10p ordinary | Purchase | 13,245 | 6.8820 GBP | ||||
10p ordinary | Purchase | 17,016 | 6.8783 GBP | ||||
10p ordinary | Purchase | 192,302 | 6.8096 GBP | ||||
10p ordinary | Purchase | 358,357 | 199.4900 CZK | ||||
10p ordinary | Sale | 19 | 6.8672 GBP | ||||
10p ordinary | Sale | 137 | 6.9120 GBP | ||||
10p ordinary | Sale | 599 | 6.8639 GBP | ||||
10p ordinary | Sale | 615 | 6.8580 GBP | ||||
10p ordinary | Sale | 617 | 6.8640 GBP | ||||
10p ordinary | Sale | 1,230 | 6.8540 GBP | ||||
10p ordinary | Sale | 1,234 | 6.8660 GBP | ||||
10p ordinary | Sale | 1,845 | 6.8555 GBP | ||||
10p ordinary | Sale | 2,125 | 198.0088 CZK | ||||
10p ordinary | Sale | 2,445 | 6.8665 GBP | ||||
10p ordinary | Sale | 2,449 | 6.8072 GBP | ||||
10p ordinary | Sale | 2,551 | 6.7675 GBP | ||||
10p ordinary | Sale | 17,568 | 6.8841 GBP | ||||
10p ordinary | Sale | 22,194 | 6.8820 GBP | ||||
10p ordinary | Sale | 24,551 | 6.8814 GBP | ||||
10p ordinary | Sale | 32,086 | 6.8747 GBP | ||||
10p ordinary | Sale | 68,848 | 6.8806 GBP | ||||
10p ordinary | Sale | 400,539 | 6.8687 GBP | ||||
10p ordinary | Sale | 480,000 | 6.8265 GBP | ||||
10p ordinary | Sale | 2,500,000 | 6.8271 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 11 | 6.8600 GBP | |||
10p ordinary | SWAP | Long | 18 | 6.8690 GBP | |||
10p ordinary | SWAP | Long | 19 | 6.8672 GBP | |||
10p ordinary | SWAP | Long | 25 | 6.8740 GBP | |||
10p ordinary | SWAP | Long | 1,845 | 6.8553 GBP | |||
10p ordinary | CFD | Long | 2,125 | 197.8702 CZK | |||
10p ordinary | SWAP | Long | 2,445 | 6.8665 GBP | |||
10p ordinary | SWAP | Long | 2,449 | 6.8072 GBP | |||
10p ordinary | SWAP | Long | 2,551 | 6.7675 GBP | |||
10p ordinary | CFD | Long | 8,081 | 6.8819 GBP | |||
10p ordinary | SWAP | Long | 9,930 | 6.8816 GBP | |||
10p ordinary | SWAP | Long | 39,560 | 6.8787 GBP | |||
10p ordinary | SWAP | Long | 52,633 | 6.8819 GBP | |||
10p ordinary | SWAP | Long | 68,608 | 6.8823 GBP | |||
10p ordinary | CFD | Long | 358,240 | 6.8660 GBP | |||
10p ordinary | CFD | Long | 1,395,000 | 199.2250 CZK | |||
10p ordinary | CFD | Short | 13 | 6.8823 GBP | |||
10p ordinary | SWAP | Short | 1,059 | 6.8666 GBP | |||
10p ordinary | SWAP | Short | 1,069 | 6.7844 GBP | |||
10p ordinary | SWAP | Short | 1,851 | 6.8653 GBP | |||
10p ordinary | CFD | Short | 2,008 | 6.7738 GBP | |||
10p ordinary | CFD | Short | 4,193 | 6.8820 GBP | |||
10p ordinary | SWAP | Short | 9,039 | 6.8820 GBP | |||
10p ordinary | SWAP | Short | 10,718 | 6.8345 GBP | |||
10p ordinary | SWAP | Short | 48,375 | 6.8422 GBP | |||
10p ordinary | CFD | Short | 140,101 | 6.7992 GBP | |||
10p ordinary | CFD | Short | 358,357 | 199.6296 CZK | |||
10p ordinary | CFD | Short | 1,395,000 | 6.8357 GBP | |||
10p ordinary | SWAP | Short | 2,500,000 | 6.8800 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 08 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays