11th Jul 2022 12:59
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 08 July 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 32,998,712 | 3.17% | 1,173,330 | 0.11% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
706,781 | 0.07% | 31,362,708 | 3.01% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 33,705,493 | 3.24% | 32,536,038 | 3.12% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 88 | 149.9897 CZK | |||
10p ordinary | Purchase | 342 | 5.0327 GBP | |||
10p ordinary | Purchase | 895 | 5.0215 GBP | |||
10p ordinary | Purchase | 1,881 | 5.0407 GBP | |||
10p ordinary | Purchase | 2,947 | 5.0435 GBP | |||
10p ordinary | Purchase | 36,562 | 5.0314 GBP | |||
10p ordinary | Purchase | 73,113 | 5.0320 GBP | |||
10p ordinary | Sale | 67 | 5.0400 GBP | |||
10p ordinary | Sale | 162 | 5.0379 GBP | |||
10p ordinary | Sale | 162 | 5.0120 GBP | |||
10p ordinary | Sale | 1,014 | 5.0740 GBP | |||
10p ordinary | Sale | 1,136 | 5.0602 GBP | |||
10p ordinary | Sale | 1,616 | 5.0774 GBP | |||
10p ordinary | Sale | 2,086 | 5.0657 GBP | |||
10p ordinary | Sale | 2,294 | 149.1072 CZK | |||
10p ordinary | Sale | 34,939 | 5.0323 GBP | |||
10p ordinary | Sale | 45,342 | 5.0320 GBP | |||
10p ordinary | Sale | 64,793 | 5.0345 GBP | |||
10p ordinary | Sale | 85,169 | 5.0641 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 88 | 5.1115 GBP | |||
10p ordinary | SWAP | Long | 162 | 5.0379 GBP | |||
10p ordinary | SWAP | Long | 1,136 | 5.0602 GBP | |||
10p ordinary | SWAP | Long | 1,616 | 5.0774 GBP | |||
10p ordinary | SWAP | Long | 2,086 | 5.0657 GBP | |||
10p ordinary | CFD | Long | 2,294 | 149.0028 CZK | |||
10p ordinary | SWAP | Long | 7,347 | 5.0588 GBP | |||
10p ordinary | SWAP | Long | 8,244 | 5.0323 GBP | |||
10p ordinary | SWAP | Long | 19,320 | 5.0320 GBP | |||
10p ordinary | CFD | Long | 30,970 | 5.0320 GBP | |||
10p ordinary | CFD | Short | 88 | 150.0947 CZK | |||
10p ordinary | SWAP | Short | 342 | 5.0327 GBP | |||
10p ordinary | CFD | Short | 356 | 5.0319 GBP | |||
10p ordinary | CFD | Short | 2,214 | 5.0618 GBP | |||
10p ordinary | CFD | Short | 4,534 | 5.0320 GBP | |||
10p ordinary | SWAP | Short | 7,496 | 5.0368 GBP | |||
10p ordinary | SWAP | Short | 10,573 | 5.0283 GBP | |||
10p ordinary | SWAP | Short | 22,002 | 5.0301 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays