23rd Mar 2022 12:49
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 22 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 48,037,874 | 4.62% | 10,504,125 | 1.01% | |||
(2) | Cash-settled derivatives: | ||||||
22,645,773 | 2.18% | 62,427,747 | 6.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 70,683,647 | 6.80% | 72,931,872 | 7.01% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 574 | 5.7140 GBP | ||||
10p ordinary | Purchase | 733 | 5.7200 GBP | ||||
10p ordinary | Purchase | 794 | 5.6939 GBP | ||||
10p ordinary | Purchase | 1,567 | 5.6941 GBP | ||||
10p ordinary | Purchase | 4,121 | 5.6917 GBP | ||||
10p ordinary | Purchase | 4,536 | 5.6900 GBP | ||||
10p ordinary | Purchase | 7,694 | 5.7028 GBP | ||||
10p ordinary | Purchase | 8,000 | 5.6789 GBP | ||||
10p ordinary | Purchase | 20,890 | 5.6916 GBP | ||||
10p ordinary | Purchase | 23,700 | 5.7035 GBP | ||||
10p ordinary | Purchase | 39,908 | 5.7040 GBP | ||||
10p ordinary | Purchase | 52,348 | 5.6808 GBP | ||||
10p ordinary | Purchase | 94,568 | 5.6997 GBP | ||||
10p ordinary | Sale | 519 | 5.7280 GBP | ||||
10p ordinary | Sale | 574 | 5.7140 GBP | ||||
10p ordinary | Sale | 576 | 5.6867 GBP | ||||
10p ordinary | Sale | 733 | 5.7200 GBP | ||||
10p ordinary | Sale | 948 | 5.6924 GBP | ||||
10p ordinary | Sale | 1,742 | 5.7129 GBP | ||||
10p ordinary | Sale | 1,888 | 5.7300 GBP | ||||
10p ordinary | Sale | 2,177 | 5.7238 GBP | ||||
10p ordinary | Sale | 4,388 | 5.7243 GBP | ||||
10p ordinary | Sale | 4,572 | 5.7196 GBP | ||||
10p ordinary | Sale | 7,228 | 5.6913 GBP | ||||
10p ordinary | Sale | 9,374 | 5.6845 GBP | ||||
10p ordinary | Sale | 10,445 | 5.6820 GBP | ||||
10p ordinary | Sale | 12,707 | 5.7260 GBP | ||||
10p ordinary | Sale | 13,615 | 5.6849 GBP | ||||
10p ordinary | Sale | 21,125 | 5.7254 GBP | ||||
10p ordinary | Sale | 30,594 | 5.7126 GBP | ||||
10p ordinary | Sale | 45,233 | 5.7268 GBP | ||||
10p ordinary | Sale | 64,478 | 5.7031 GBP | ||||
10p ordinary | Sale | 83,590 | 5.7040 GBP | ||||
10p ordinary | Sale | 105,874 | 5.7026 GBP | ||||
10p ordinary | Sale | 516,907 | 5.6900 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 2,177 | 5.7238 GBP | |||
10p ordinary | SWAP | Long | 17,128 | 5.7089 GBP | |||
10p ordinary | SWAP | Long | 30,030 | 5.6996 GBP | |||
10p ordinary | SWAP | Long | 59,279 | 5.7004 GBP | |||
10p ordinary | SWAP | Long | 91,779 | 5.7040 GBP | |||
10p ordinary | SWAP | Short | 417 | 5.6780 GBP | |||
10p ordinary | SWAP | Short | 498 | 5.7040 GBP | |||
10p ordinary | SWAP | Short | 794 | 5.6939 GBP | |||
10p ordinary | SWAP | Short | 837 | 5.6936 GBP | |||
10p ordinary | SWAP | Short | 1,150 | 5.7000 GBP | |||
10p ordinary | SWAP | Short | 4,121 | 5.6917 GBP | |||
10p ordinary | SWAP | Short | 5,810 | 5.6950 GBP | |||
10p ordinary | SWAP | Short | 6,316 | 5.7042 GBP | |||
10p ordinary | SWAP | Short | 8,000 | 5.6789 GBP | |||
10p ordinary | SWAP | Short | 20,890 | 5.6916 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays