25th Apr 2022 11:43
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||
(b) | Owner or controller of interest and short | |||||||||||
positions disclosed, if different from 1(a): | ||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | ||||||||||
relevant securities this form relates: | ||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||
offeror/offeree: | ||||||||||||
(e) | Date position held/dealing undertaken: | 22 April 2022 | ||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||||||||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | |||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 43,160,579 | 4.15% | 914,159 | 0.09% | |||
(2) | Cash-settled derivatives: | ||||||
21,655,295 | 2.08% | 59,573,358 | 5.72% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 64,815,874 | 6.23% | 60,487,517 | 5.81% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 464 | 5.5740 GBP | |||
10p ordinary | Purchase | 464 | 5.5260 GBP | |||
10p ordinary | Purchase | 587 | 5.5080 GBP | |||
10p ordinary | Purchase | 624 | 5.5020 GBP | |||
10p ordinary | Purchase | 633 | 5.5060 GBP | |||
10p ordinary | Purchase | 769 | 5.4840 GBP | |||
10p ordinary | Purchase | 876 | 5.5117 GBP | |||
10p ordinary | Purchase | 1,018 | 5.5215 GBP | |||
10p ordinary | Purchase | 1,147 | 5.4919 GBP | |||
10p ordinary | Purchase | 1,195 | 5.5172 GBP | |||
10p ordinary | Purchase | 4,603 | 5.5282 GBP | |||
10p ordinary | Purchase | 5,355 | 5.5371 GBP | |||
10p ordinary | Purchase | 10,913 | 5.5039 GBP | |||
10p ordinary | Purchase | 36,550 | 5.5577 GBP | |||
10p ordinary | Purchase | 47,114 | 5.5095 GBP | |||
10p ordinary | Purchase | 79,221 | 5.5680 GBP | |||
10p ordinary | Purchase | 140,276 | 5.4528 GBP | |||
10p ordinary | Purchase | 200,000 | 5.4630 GBP | |||
10p ordinary | Sale | 464 | 5.5740 GBP | |||
10p ordinary | Sale | 464 | 5.5260 GBP | |||
10p ordinary | Sale | 587 | 5.5080 GBP | |||
10p ordinary | Sale | 633 | 5.5060 GBP | |||
10p ordinary | Sale | 2,229 | 5.5329 GBP | |||
10p ordinary | Sale | 2,552 | 5.5351 GBP | |||
10p ordinary | Sale | 2,554 | 5.5304 GBP | |||
10p ordinary | Sale | 10,465 | 5.5367 GBP | |||
10p ordinary | Sale | 10,552 | 5.5020 GBP | |||
10p ordinary | Sale | 22,604 | 5.5682 GBP | |||
10p ordinary | Sale | 59,506 | 5.5680 GBP | |||
10p ordinary | Sale | 100,000 | 5.4635 GBP | |||
10p ordinary | Sale | 121,001 | 5.5434 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 439 | 5.5674 GBP | |||
10p ordinary | SWAP | Long | 2,229 | 5.5329 GBP | |||
10p ordinary | SWAP | Long | 7,583 | 5.5677 GBP | |||
10p ordinary | SWAP | Long | 23,518 | 5.5255 GBP | |||
10p ordinary | SWAP | Long | 66,582 | 5.5680 GBP | |||
10p ordinary | SWAP | Long | 99,010 | 5.5420 GBP | |||
10p ordinary | SWAP | Short | 412 | 5.5340 GBP | |||
10p ordinary | SWAP | Short | 1,012 | 5.5252 GBP | |||
10p ordinary | SWAP | Short | 1,221 | 5.4996 GBP | |||
10p ordinary | SWAP | Short | 1,611 | 5.4920 GBP | |||
10p ordinary | SWAP | Short | 2,109 | 5.5458 GBP | |||
10p ordinary | SWAP | Short | 2,855 | 5.5195 GBP | |||
10p ordinary | SWAP | Short | 4,343 | 5.5399 GBP | |||
10p ordinary | SWAP | Short | 6,465 | 5.5412 GBP | |||
10p ordinary | SWAP | Short | 10,253 | 5.5354 GBP | |||
10p ordinary | SWAP | Short | 48,875 | 5.5098 GBP | |||
10p ordinary | SWAP | Short | 79,221 | 5.5680 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays