11th Aug 2022 12:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 10 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 15,495,450 | 1.49% | 1,243,802 | 0.12% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 788,501 | 0.08% | 13,922,978 | 1.34% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 16,283,951 | 1.56% | 15,166,780 | 1.46% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 132 | 6.7668 GBP | ||||
10p ordinary | Purchase | 241 | 6.7675 GBP | ||||
10p ordinary | Purchase | 258 | 6.7681 GBP | ||||
10p ordinary | Purchase | 333 | 6.7477 GBP | ||||
10p ordinary | Purchase | 618 | 6.7580 GBP | ||||
10p ordinary | Purchase | 730 | 6.7987 GBP | ||||
10p ordinary | Purchase | 971 | 6.7740 GBP | ||||
10p ordinary | Purchase | 1,030 | 6.7749 GBP | ||||
10p ordinary | Purchase | 1,033 | 6.7418 GBP | ||||
10p ordinary | Purchase | 2,304 | 6.7770 GBP | ||||
10p ordinary | Purchase | 2,449 | 6.7644 GBP | ||||
10p ordinary | Purchase | 6,753 | 6.7609 GBP | ||||
10p ordinary | Purchase | 7,819 | 6.7762 GBP | ||||
10p ordinary | Purchase | 13,748 | 196.1971 CZK | ||||
10p ordinary | Purchase | 14,026 | 6.7643 GBP | ||||
10p ordinary | Purchase | 21,413 | 6.8300 GBP | ||||
10p ordinary | Purchase | 34,137 | 6.7600 GBP | ||||
10p ordinary | Purchase | 44,685 | 6.7715 GBP | ||||
10p ordinary | Purchase | 52,717 | 6.7730 GBP | ||||
10p ordinary | Purchase | 57,000 | 6.8184 GBP | ||||
10p ordinary | Purchase | 111,897 | 6.7630 GBP | ||||
10p ordinary | Purchase | 122,202 | 6.8200 GBP | ||||
10p ordinary | Sale | 364 | 6.8190 GBP | ||||
10p ordinary | Sale | 867 | 6.8222 GBP | ||||
10p ordinary | Sale | 1,305 | 6.8147 GBP | ||||
10p ordinary | Sale | 1,585 | 6.8107 GBP | ||||
10p ordinary | Sale | 2,910 | 6.8202 GBP | ||||
10p ordinary | Sale | 4,140 | 195.1932 CZK | ||||
10p ordinary | Sale | 4,581 | 6.8206 GBP | ||||
10p ordinary | Sale | 4,811 | 6.7971 GBP | ||||
10p ordinary | Sale | 5,208 | 6.7659 GBP | ||||
10p ordinary | Sale | 6,522 | 6.8212 GBP | ||||
10p ordinary | Sale | 10,331 | 6.8073 GBP | ||||
10p ordinary | Sale | 22,390 | 6.8179 GBP | ||||
10p ordinary | Sale | 25,236 | 6.8009 GBP | ||||
10p ordinary | Sale | 27,014 | 6.7658 GBP | ||||
10p ordinary | Sale | 29,093 | 6.8173 GBP | ||||
10p ordinary | Sale | 30,138 | 6.8200 GBP | ||||
10p ordinary | Sale | 32,119 | 6.8269 GBP | ||||
10p ordinary | Sale | 64,192 | 6.7600 GBP | ||||
10p ordinary | Sale | 80,628 | 6.7976 GBP | ||||
10p ordinary | Sale | 94,814 | 6.8133 GBP | ||||
10p ordinary | Sale | 270,000 | 6.8660 GBP | ||||
10p ordinary | Sale | 360,000 | 6.8692 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 4,140 | 195.0566 CZK | |||
10p ordinary | SWAP | Long | 10,000 | 6.8173 GBP | |||
10p ordinary | SWAP | Long | 10,520 | 6.7596 GBP | |||
10p ordinary | CFD | Long | 13,739 | 6.8074 GBP | |||
10p ordinary | SWAP | Long | 14,722 | 6.7793 GBP | |||
10p ordinary | SWAP | Long | 23,222 | 6.7600 GBP | |||
10p ordinary | SWAP | Long | 32,119 | 6.8269 GBP | |||
10p ordinary | SWAP | Long | 33,749 | 6.8058 GBP | |||
10p ordinary | SWAP | Long | 60,101 | 6.7985 GBP | |||
10p ordinary | SWAP | Short | 241 | 6.7674 GBP | |||
10p ordinary | SWAP | Short | 258 | 6.7681 GBP | |||
10p ordinary | CFD | Short | 4,135 | 6.7496 GBP | |||
10p ordinary | SWAP | Short | 5,371 | 6.8200 GBP | |||
10p ordinary | SWAP | Short | 6,107 | 6.7724 GBP | |||
10p ordinary | CFD | Short | 13,748 | 196.3344 CZK | |||
10p ordinary | SWAP | Short | 33,100 | 6.7619 GBP | |||
10p ordinary | SWAP | Short | 34,668 | 6.7667 GBP | |||
10p ordinary | SWAP | Short | 69,529 | 6.7600 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays