30th Aug 2022 10:05
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 26 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 14,822,291 | 1.42% | 2,605,907 | 0.25% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 1,860,780 | 0.18% | 12,718,990 | 1.22% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 16,683,071 | 1.60% | 15,324,897 | 1.47% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
10p ordinary | Purchase | 44 | 6.9910 GBP | ||||
10p ordinary | Purchase | 63 | 6.9400 GBP | ||||
10p ordinary | Purchase | 148 | 6.9840 GBP | ||||
10p ordinary | Purchase | 256 | 7.0020 GBP | ||||
10p ordinary | Purchase | 363 | 6.9880 GBP | ||||
10p ordinary | Purchase | 395 | 6.9590 GBP | ||||
10p ordinary | Purchase | 460 | 6.9860 GBP | ||||
10p ordinary | Purchase | 472 | 6.9700 GBP | ||||
10p ordinary | Purchase | 541 | 6.9740 GBP | ||||
10p ordinary | Purchase | 561 | 6.9680 GBP | ||||
10p ordinary | Purchase | 614 | 6.9440 GBP | ||||
10p ordinary | Purchase | 934 | 6.9900 GBP | ||||
10p ordinary | Purchase | 1,134 | 6.9660 GBP | ||||
10p ordinary | Purchase | 1,231 | 6.9599 GBP | ||||
10p ordinary | Purchase | 1,983 | 6.9743 GBP | ||||
10p ordinary | Purchase | 3,136 | 6.9603 GBP | ||||
10p ordinary | Purchase | 3,242 | 6.9579 GBP | ||||
10p ordinary | Purchase | 3,434 | 6.9659 GBP | ||||
10p ordinary | Purchase | 4,681 | 6.9612 GBP | ||||
10p ordinary | Purchase | 10,981 | 6.9795 GBP | ||||
10p ordinary | Purchase | 14,961 | 6.9980 GBP | ||||
10p ordinary | Purchase | 15,270 | 6.9817 GBP | ||||
10p ordinary | Purchase | 163,580 | 202.0141 CZK | ||||
10p ordinary | Sale | 7 | 6.9460 GBP | ||||
10p ordinary | Sale | 32 | 6.9492 GBP | ||||
10p ordinary | Sale | 49 | 203.1000 CZK | ||||
10p ordinary | Sale | 59 | 6.9579 GBP | ||||
10p ordinary | Sale | 122 | 6.9451 GBP | ||||
10p ordinary | Sale | 148 | 6.9840 GBP | ||||
10p ordinary | Sale | 256 | 7.0020 GBP | ||||
10p ordinary | Sale | 363 | 6.9880 GBP | ||||
10p ordinary | Sale | 395 | 6.9590 GBP | ||||
10p ordinary | Sale | 460 | 6.9860 GBP | ||||
10p ordinary | Sale | 472 | 6.9700 GBP | ||||
10p ordinary | Sale | 541 | 6.9740 GBP | ||||
10p ordinary | Sale | 561 | 6.9680 GBP | ||||
10p ordinary | Sale | 934 | 6.9900 GBP | ||||
10p ordinary | Sale | 1,013 | 6.9800 GBP | ||||
10p ordinary | Sale | 1,134 | 6.9660 GBP | ||||
10p ordinary | Sale | 1,336 | 6.9688 GBP | ||||
10p ordinary | Sale | 2,046 | 6.9872 GBP | ||||
10p ordinary | Sale | 2,847 | 6.9673 GBP | ||||
10p ordinary | Sale | 5,483 | 6.9876 GBP | ||||
10p ordinary | Sale | 6,982 | 6.9983 GBP | ||||
10p ordinary | Sale | 8,000 | 6.9674 GBP | ||||
10p ordinary | Sale | 9,154 | 6.9598 GBP | ||||
10p ordinary | Sale | 13,179 | 6.9573 GBP | ||||
10p ordinary | Sale | 15,454 | 6.9980 GBP | ||||
10p ordinary | Sale | 18,674 | 6.9588 GBP | ||||
10p ordinary | Sale | 37,216 | 6.9627 GBP | ||||
10p ordinary | Sale | 44,235 | 6.9584 GBP | ||||
10p ordinary | Sale | 145,953 | 6.9626 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
10p ordinary | SWAP | Long | 32 | 6.9492 GBP | |||
10p ordinary | CFD | Long | 49 | 202.9577 CZK | |||
10p ordinary | SWAP | Long | 59 | 6.9580 GBP | |||
10p ordinary | SWAP | Long | 122 | 6.9451 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 6.9550 GBP | |||
10p ordinary | SWAP | Long | 3,796 | 6.9777 GBP | |||
10p ordinary | SWAP | Long | 7,000 | 6.9692 GBP | |||
10p ordinary | SWAP | Long | 7,336 | 6.9976 GBP | |||
10p ordinary | SWAP | Long | 7,625 | 6.9980 GBP | |||
10p ordinary | SWAP | Long | 7,895 | 6.9813 GBP | |||
10p ordinary | CFD | Long | 9,154 | 6.9598 GBP | |||
10p ordinary | SWAP | Long | 12,974 | 6.9767 GBP | |||
10p ordinary | SWAP | Long | 20,882 | 6.9672 GBP | |||
10p ordinary | SWAP | Long | 25,402 | 6.9720 GBP | |||
10p ordinary | SWAP | Long | 32,393 | 6.9618 GBP | |||
10p ordinary | CFD | Long | 163,531 | 6.9574 GBP | |||
10p ordinary | CFD | Long | 207,000 | 203.6000 CZK | |||
10p ordinary | SWAP | Short | 63 | 6.9400 GBP | |||
10p ordinary | SWAP | Short | 395 | 6.9590 GBP | |||
10p ordinary | SWAP | Short | 396 | 6.9580 GBP | |||
10p ordinary | SWAP | Short | 461 | 6.9520 GBP | |||
10p ordinary | SWAP | Short | 614 | 6.9440 GBP | |||
10p ordinary | SWAP | Short | 819 | 6.9552 GBP | |||
10p ordinary | SWAP | Short | 982 | 6.9803 GBP | |||
10p ordinary | SWAP | Short | 1,587 | 6.9783 GBP | |||
10p ordinary | SWAP | Short | 2,615 | 6.9693 GBP | |||
10p ordinary | SWAP | Short | 2,675 | 6.9618 GBP | |||
10p ordinary | SWAP | Short | 5,151 | 6.9748 GBP | |||
10p ordinary | SWAP | Short | 5,331 | 6.9717 GBP | |||
10p ordinary | SWAP | Short | 5,830 | 6.9836 GBP | |||
10p ordinary | SWAP | Short | 6,797 | 6.9706 GBP | |||
10p ordinary | SWAP | Short | 14,961 | 6.9980 GBP | |||
10p ordinary | CFD | Short | 163,580 | 202.1555 CZK | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
AVST.LBarclays