23rd Dec 2021 11:35
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AVAST PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 22 DEC 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: NORTONLIFELOCK INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 26,699,856 | 2.57% | 11,917,227 | 1.15% | |
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(2) | Cash-settled derivatives: | |||||
| 258,035 | 0.02% | 13,141,016 | 1.27% | ||
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(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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(4) | ||||||
| TOTAL: | 26,957,891 | 2.60% | 25,058,243 | 2.42% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| 10p ordinary | SWAP | Long | 11 | 6.1316 GBP | |||
| 10p ordinary | SWAP | Long | 241 | 6.1346 GBP | |||
| 10p ordinary | CFD | Long | 515 | 181.6802 CZK | |||
| 10p ordinary | SWAP | Long | 1,157 | 6.1429 GBP | |||
| 10p ordinary | CFD | Long | 1,598 | 6.1353 GBP | |||
| 10p ordinary | SWAP | Long | 19,850 | 6.1550 GBP | |||
| 10p ordinary | SWAP | Long | 25,759 | 6.1336 GBP | |||
| 10p ordinary | CFD | Short | 515 | 6.1227 GBP | |||
| 10p ordinary | SWAP | Short | 688 | 6.1344 GBP | |||
| 10p ordinary | SWAP | Short | 1,184 | 6.1446 GBP | |||
| 10p ordinary | CFD | Short | 1,598 | 181.8149 CZK | |||
| 10p ordinary | SWAP | Short | 2,884 | 6.1331 GBP | |||
| 10p ordinary | SWAP | Short | 10,715 | 6.1437 GBP | |||
| 10p ordinary | CFD | Short | 20,842 | 6.1508 GBP | |||
| 10p ordinary | SWAP | Short | 21,644 | 6.1448 GBP | |||
| 10p ordinary | SWAP | Short | 24,960 | 6.1398 GBP | |||
| 10p ordinary | SWAP | Short | 92,796 | 6.1436 GBP | |||
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
| 10p ordinary | Purchase | 231 | 6.1354 GBP | ||||
| 10p ordinary | Purchase | 1,011 | 6.1413 GBP | ||||
| 10p ordinary | Purchase | 1,184 | 6.1446 GBP | ||||
| 10p ordinary | Purchase | 1,598 | 181.6877 CZK | ||||
| 10p ordinary | Purchase | 4,066 | 6.1478 GBP | ||||
| 10p ordinary | Purchase | 6,088 | 6.1505 GBP | ||||
| 10p ordinary | Purchase | 6,875 | 6.1479 GBP | ||||
| 10p ordinary | Purchase | 8,004 | 6.1457 GBP | ||||
| 10p ordinary | Purchase | 19,602 | 6.1619 GBP | ||||
| 10p ordinary | Purchase | 57,215 | 6.1420 GBP | ||||
| 10p ordinary | Purchase | 92,796 | 6.1436 GBP | ||||
| 10p ordinary | Sale | 11 | 6.1318 GBP | ||||
| 10p ordinary | Sale | 24 | 6.1350 GBP | ||||
| 10p ordinary | Sale | 248 | 6.1352 GBP | ||||
| 10p ordinary | Sale | 353 | 6.1440 GBP | ||||
| 10p ordinary | Sale | 515 | 181.8074 CZK | ||||
| 10p ordinary | Sale | 525 | 6.1360 GBP | ||||
| 10p ordinary | Sale | 591 | 6.1557 GBP | ||||
| 10p ordinary | Sale | 658 | 6.1400 GBP | ||||
| 10p ordinary | Sale | 773 | 6.1333 GBP | ||||
| 10p ordinary | Sale | 8,158 | 6.1620 GBP | ||||
| 10p ordinary | Sale | 11,444 | 6.1622 GBP | ||||
| 10p ordinary | Sale | 20,675 | 6.1542 GBP | ||||
| 10p ordinary | Sale | 26,000 | 6.1337 GBP | ||||
| 10p ordinary | Sale | 45,436 | 6.1533 GBP | ||||
| 10p ordinary | Sale | 86,337 | 6.1510 GBP | ||||
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| 10p ordinary | SWAP | Long | 11 | 6.1316 GBP | |||
| 10p ordinary | SWAP | Long | 241 | 6.1346 GBP | |||
| 10p ordinary | CFD | Long | 515 | 181.6802 CZK | |||
| 10p ordinary | SWAP | Long | 1,157 | 6.1429 GBP | |||
| 10p ordinary | CFD | Long | 1,598 | 6.1353 GBP | |||
| 10p ordinary | SWAP | Long | 19,850 | 6.1550 GBP | |||
| 10p ordinary | SWAP | Long | 25,759 | 6.1336 GBP | |||
| 10p ordinary | CFD | Short | 515 | 6.1227 GBP | |||
| 10p ordinary | SWAP | Short | 688 | 6.1344 GBP | |||
| 10p ordinary | SWAP | Short | 1,184 | 6.1446 GBP | |||
| 10p ordinary | CFD | Short | 1,598 | 181.8149 CZK | |||
| 10p ordinary | SWAP | Short | 2,884 | 6.1331 GBP | |||
| 10p ordinary | SWAP | Short | 10,715 | 6.1437 GBP | |||
| 10p ordinary | CFD | Short | 20,842 | 6.1508 GBP | |||
| 10p ordinary | SWAP | Short | 21,644 | 6.1448 GBP | |||
| 10p ordinary | SWAP | Short | 24,960 | 6.1398 GBP | |||
| 10p ordinary | SWAP | Short | 92,796 | 6.1436 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 23 Dec 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211223005195/en/
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