25th Aug 2022 13:02
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 24 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 14,520,550 | 1.39% | 2,213,188 | 0.21% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,689,094 | 0.16% | 12,835,720 | 1.23% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 16,209,644 | 1.55% | 15,048,908 | 1.44% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 4 | 6.9660 GBP | ||||
10p ordinary | Purchase | 18 | 6.9620 GBP | ||||
10p ordinary | Purchase | 24 | 6.9790 GBP | ||||
10p ordinary | Purchase | 44 | 6.9560 GBP | ||||
10p ordinary | Purchase | 49 | 6.9420 GBP | ||||
10p ordinary | Purchase | 132 | 6.9700 GBP | ||||
10p ordinary | Purchase | 149 | 6.9909 GBP | ||||
10p ordinary | Purchase | 154 | 6.9929 GBP | ||||
10p ordinary | Purchase | 277 | 6.9740 GBP | ||||
10p ordinary | Purchase | 290 | 7.0020 GBP | ||||
10p ordinary | Purchase | 389 | 6.9680 GBP | ||||
10p ordinary | Purchase | 413 | 6.9948 GBP | ||||
10p ordinary | Purchase | 419 | 6.9800 GBP | ||||
10p ordinary | Purchase | 421 | 6.9720 GBP | ||||
10p ordinary | Purchase | 456 | 6.9580 GBP | ||||
10p ordinary | Purchase | 501 | 6.9957 GBP | ||||
10p ordinary | Purchase | 529 | 6.9980 GBP | ||||
10p ordinary | Purchase | 543 | 6.9860 GBP | ||||
10p ordinary | Purchase | 626 | 6.9500 GBP | ||||
10p ordinary | Purchase | 1,100 | 6.9485 GBP | ||||
10p ordinary | Purchase | 1,429 | 6.9914 GBP | ||||
10p ordinary | Purchase | 1,512 | 6.9941 GBP | ||||
10p ordinary | Purchase | 1,550 | 6.9712 GBP | ||||
10p ordinary | Purchase | 1,738 | 6.9693 GBP | ||||
10p ordinary | Purchase | 1,768 | 6.9709 GBP | ||||
10p ordinary | Purchase | 2,107 | 6.9940 GBP | ||||
10p ordinary | Purchase | 2,617 | 6.9813 GBP | ||||
10p ordinary | Purchase | 2,656 | 6.9920 GBP | ||||
10p ordinary | Purchase | 8,383 | 6.9771 GBP | ||||
10p ordinary | Purchase | 8,436 | 6.9836 GBP | ||||
10p ordinary | Purchase | 10,901 | 6.9459 GBP | ||||
10p ordinary | Purchase | 28,463 | 6.9960 GBP | ||||
10p ordinary | Purchase | 58,192 | 6.9889 GBP | ||||
10p ordinary | Purchase | 116,387 | 6.9900 GBP | ||||
10p ordinary | Purchase | 207,461 | 202.5991 CZK | ||||
10p ordinary | Purchase | 345,841 | 7.0000 GBP | ||||
10p ordinary | Sale | 1 | 6.9720 GBP | ||||
10p ordinary | Sale | 4 | 6.9660 GBP | ||||
10p ordinary | Sale | 18 | 6.9620 GBP | ||||
10p ordinary | Sale | 44 | 6.9560 GBP | ||||
10p ordinary | Sale | 60 | 6.9930 GBP | ||||
10p ordinary | Sale | 272 | 6.9670 GBP | ||||
10p ordinary | Sale | 277 | 6.9740 GBP | ||||
10p ordinary | Sale | 290 | 7.0020 GBP | ||||
10p ordinary | Sale | 389 | 6.9680 GBP | ||||
10p ordinary | Sale | 529 | 6.9980 GBP | ||||
10p ordinary | Sale | 543 | 6.9860 GBP | ||||
10p ordinary | Sale | 626 | 6.9500 GBP | ||||
10p ordinary | Sale | 627 | 6.9900 GBP | ||||
10p ordinary | Sale | 679 | 6.9580 GBP | ||||
10p ordinary | Sale | 928 | 7.0000 GBP | ||||
10p ordinary | Sale | 1,056 | 6.9983 GBP | ||||
10p ordinary | Sale | 1,212 | 6.9455 GBP | ||||
10p ordinary | Sale | 1,512 | 6.9941 GBP | ||||
10p ordinary | Sale | 1,537 | 6.9996 GBP | ||||
10p ordinary | Sale | 1,648 | 6.9952 GBP | ||||
10p ordinary | Sale | 1,809 | 6.9842 GBP | ||||
10p ordinary | Sale | 2,107 | 6.9940 GBP | ||||
10p ordinary | Sale | 2,466 | 6.9850 GBP | ||||
10p ordinary | Sale | 2,655 | 6.9948 GBP | ||||
10p ordinary | Sale | 2,656 | 6.9920 GBP | ||||
10p ordinary | Sale | 2,771 | 6.9691 GBP | ||||
10p ordinary | Sale | 4,559 | 6.9923 GBP | ||||
10p ordinary | Sale | 6,638 | 6.9864 GBP | ||||
10p ordinary | Sale | 6,794 | 6.9874 GBP | ||||
10p ordinary | Sale | 8,788 | 6.9501 GBP | ||||
10p ordinary | Sale | 8,936 | 6.9767 GBP | ||||
10p ordinary | Sale | 9,032 | 6.9958 GBP | ||||
10p ordinary | Sale | 11,353 | 6.9623 GBP | ||||
10p ordinary | Sale | 12,120 | 6.9587 GBP | ||||
10p ordinary | Sale | 13,651 | 6.9956 GBP | ||||
10p ordinary | Sale | 13,902 | 6.9615 GBP | ||||
10p ordinary | Sale | 14,211 | 6.9746 GBP | ||||
10p ordinary | Sale | 33,684 | 6.9706 GBP | ||||
10p ordinary | Sale | 48,062 | 6.9603 GBP | ||||
10p ordinary | Sale | 81,162 | 6.9937 GBP | ||||
10p ordinary | Sale | 293,542 | 6.9596 GBP | ||||
10p ordinary | Sale | 312,590 | 6.9960 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 1,000 | 6.9714 GBP | |||
10p ordinary | SWAP | Long | 1,212 | 6.9455 GBP | |||
10p ordinary | CFD | Long | 1,512 | 6.9941 GBP | |||
10p ordinary | SWAP | Long | 3,107 | 6.9770 GBP | |||
10p ordinary | SWAP | Long | 5,457 | 6.9960 GBP | |||
10p ordinary | SWAP | Long | 7,788 | 6.9473 GBP | |||
10p ordinary | CFD | Long | 8,936 | 6.9767 GBP | |||
10p ordinary | SWAP | Long | 9,163 | 6.9956 GBP | |||
10p ordinary | SWAP | Long | 29,466 | 6.9724 GBP | |||
10p ordinary | SWAP | Long | 29,682 | 6.9671 GBP | |||
10p ordinary | SWAP | Long | 34,734 | 6.9929 GBP | |||
10p ordinary | SWAP | Long | 49,417 | 6.9690 GBP | |||
10p ordinary | SWAP | Long | 72,287 | 6.9653 GBP | |||
10p ordinary | CFD | Long | 207,461 | 6.9530 GBP | |||
10p ordinary | CFD | Long | 292,353 | 6.9960 GBP | |||
10p ordinary | SWAP | Short | 149 | 6.9909 GBP | |||
10p ordinary | SWAP | Short | 154 | 6.9929 GBP | |||
10p ordinary | SWAP | Short | 1,050 | 6.9787 GBP | |||
10p ordinary | SWAP | Short | 1,101 | 6.9699 GBP | |||
10p ordinary | SWAP | Short | 1,125 | 6.9693 GBP | |||
10p ordinary | SWAP | Short | 1,136 | 6.9969 GBP | |||
10p ordinary | SWAP | Short | 1,389 | 6.9737 GBP | |||
10p ordinary | SWAP | Short | 1,415 | 6.9661 GBP | |||
10p ordinary | SWAP | Short | 1,900 | 6.9717 GBP | |||
10p ordinary | SWAP | Short | 1,903 | 6.9747 GBP | |||
10p ordinary | SWAP | Short | 5,081 | 6.9770 GBP | |||
10p ordinary | SWAP | Short | 5,933 | 6.9919 GBP | |||
10p ordinary | CFD | Short | 13,342 | 6.9959 GBP | |||
10p ordinary | SWAP | Short | 15,121 | 6.9960 GBP | |||
10p ordinary | SWAP | Short | 50,067 | 6.9858 GBP | |||
10p ordinary | CFD | Short | 207,461 | 202.7409 CZK | |||
10p ordinary | CFD | Short | 341,986 | 7.0000 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays