4th Mar 2022 12:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 03 March 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 46,580,323 | 4.48% | 8,491,723 | 0.82% | ||
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(2) | Cash-settled derivatives: |
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17,442 | 0.00% | 39,485,888 | 3.80% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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| TOTAL: | 46,597,765 | 4.48% | 47,977,611 | 4.61% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 25 | 6.3160 GBP | ||||
| 10p ordinary | Purchase | 46 | 6.3280 GBP | ||||
| 10p ordinary | Purchase | 74 | 196.0000 CZK | ||||
| 10p ordinary | Purchase | 147 | 6.2900 GBP | ||||
| 10p ordinary | Purchase | 406 | 6.3299 GBP | ||||
| 10p ordinary | Purchase | 774 | 6.3100 GBP | ||||
| 10p ordinary | Purchase | 1,460 | 6.3184 GBP | ||||
| 10p ordinary | Purchase | 1,880 | 6.3233 GBP | ||||
| 10p ordinary | Purchase | 1,981 | 6.3133 GBP | ||||
| 10p ordinary | Purchase | 2,532 | 6.3141 GBP | ||||
| 10p ordinary | Purchase | 5,206 | 6.3222 GBP | ||||
| 10p ordinary | Purchase | 7,098 | 6.3033 GBP | ||||
| 10p ordinary | Purchase | 8,178 | 6.3187 GBP | ||||
| 10p ordinary | Purchase | 15,739 | 6.3060 GBP | ||||
| 10p ordinary | Purchase | 20,929 | 6.3087 GBP | ||||
| 10p ordinary | Purchase | 23,936 | 6.2820 GBP | ||||
| 10p ordinary | Purchase | 26,612 | 195.6434 CZK | ||||
| 10p ordinary | Purchase | 35,423 | 6.3075 GBP | ||||
| 10p ordinary | Purchase | 41,859 | 6.2996 GBP | ||||
| 10p ordinary | Purchase | 80,577 | 6.2946 GBP | ||||
| 10p ordinary | Purchase | 100,865 | 6.3073 GBP | ||||
| 10p ordinary | Sale | 25 | 6.3160 GBP | ||||
| 10p ordinary | Sale | 74 | 196.0000 CZK | ||||
| 10p ordinary | Sale | 138 | 6.3142 GBP | ||||
| 10p ordinary | Sale | 300 | 6.3280 GBP | ||||
| 10p ordinary | Sale | 505 | 6.3340 GBP | ||||
| 10p ordinary | Sale | 511 | 6.2960 GBP | ||||
| 10p ordinary | Sale | 663 | 6.3052 GBP | ||||
| 10p ordinary | Sale | 677 | 6.3266 GBP | ||||
| 10p ordinary | Sale | 997 | 6.3033 GBP | ||||
| 10p ordinary | Sale | 1,815 | 6.3015 GBP | ||||
| 10p ordinary | Sale | 1,823 | 6.3274 GBP | ||||
| 10p ordinary | Sale | 1,937 | 6.3240 GBP | ||||
| 10p ordinary | Sale | 2,042 | 6.3258 GBP | ||||
| 10p ordinary | Sale | 2,275 | 194.8553 CZK | ||||
| 10p ordinary | Sale | 2,399 | 6.3017 GBP | ||||
| 10p ordinary | Sale | 3,840 | 6.3256 GBP | ||||
| 10p ordinary | Sale | 4,719 | 6.3219 GBP | ||||
| 10p ordinary | Sale | 5,126 | 6.2930 GBP | ||||
| 10p ordinary | Sale | 7,614 | 6.3069 GBP | ||||
| 10p ordinary | Sale | 14,584 | 6.3063 GBP | ||||
| 10p ordinary | Sale | 16,800 | 6.3156 GBP | ||||
| 10p ordinary | Sale | 17,790 | 6.2946 GBP | ||||
| 10p ordinary | Sale | 24,440 | 6.2833 GBP | ||||
| 10p ordinary | Sale | 27,803 | 6.3060 GBP | ||||
| 10p ordinary | Sale | 28,074 | 6.3100 GBP | ||||
| 10p ordinary | Sale | 53,709 | 6.3236 GBP | ||||
| 10p ordinary | Sale | 70,787 | 6.3102 GBP | ||||
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| 10p ordinary | CFD | Long | 74 | 196.0000 CZK | |||
| 10p ordinary | SWAP | Long | 997 | 6.3033 GBP | |||
| 10p ordinary | SWAP | Long | 1,815 | 6.3015 GBP | |||
| 10p ordinary | CFD | Long | 2,201 | 194.6805 CZK | |||
| 10p ordinary | SWAP | Long | 2,399 | 6.3017 GBP | |||
| 10p ordinary | SWAP | Long | 5,696 | 6.3278 GBP | |||
| 10p ordinary | SWAP | Long | 7,614 | 6.3069 GBP | |||
| 10p ordinary | SWAP | Long | 17,790 | 6.2946 GBP | |||
| 10p ordinary | CFD | Long | 26,489 | 6.3197 GBP | |||
| 10p ordinary | SWAP | Long | 28,074 | 6.3100 GBP | |||
| 10p ordinary | SWAP | Long | 30,446 | 6.3255 GBP | |||
| 10p ordinary | CFD | Long | 97,000 | 195.4750 CZK | |||
| 10p ordinary | SWAP | Short | 10 | 6.2960 GBP | |||
| 10p ordinary | SWAP | Short | 14 | 6.3180 GBP | |||
| 10p ordinary | SWAP | Short | 19 | 6.3006 GBP | |||
| 10p ordinary | SWAP | Short | 147 | 6.2900 GBP | |||
| 10p ordinary | CFD | Short | 2,078 | 6.2915 GBP | |||
| 10p ordinary | CFD | Short | 26,612 | 195.7803 CZK | |||
| 10p ordinary | SWAP | Short | 27,217 | 6.3060 GBP | |||
| 10p ordinary | SWAP | Short | 30,320 | 6.3111 GBP | |||
| 10p ordinary | SWAP | Short | 40,411 | 6.3092 GBP | |||
| 10p ordinary | CFD | Short | 97,000 | 6.3370 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 4 Mar 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220304005234/en/
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