25th Apr 2022 17:22
FORM 8.3 | Amendment to Sale | |||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||||||
MORE | ||||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 20 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 43,436,569 | 4.17% | 965,164 | 0.09% |
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(2) | Cash-settled derivatives: |
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902,522 | 0.09% | 39,604,766 | 3.81% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 44,339,091 | 4.28% | 40,569,930 | 3.90% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 115 | 5.4890 GBP | |||
10p ordinary | Purchase | 123 | 5.4860 GBP | |||
10p ordinary | Purchase | 132 | 5.4870 GBP | |||
10p ordinary | Purchase | 254 | 5.4726 GBP | |||
10p ordinary | Purchase | 594 | 5.4900 GBP | |||
10p ordinary | Purchase | 916 | 5.4880 GBP | |||
10p ordinary | Purchase | 960 | 5.4770 GBP | |||
10p ordinary | Purchase | 1,138 | 5.4876 GBP | |||
10p ordinary | Purchase | 1,548 | 5.4844 GBP | |||
10p ordinary | Purchase | 2,573 | 5.4816 GBP | |||
10p ordinary | Purchase | 3,022 | 5.4831 GBP | |||
10p ordinary | Purchase | 3,341 | 5.4727 GBP | |||
10p ordinary | Purchase | 3,539 | 5.4847 GBP | |||
10p ordinary | Purchase | 8,846 | 5.4797 GBP | |||
10p ordinary | Purchase | 8,899 | 5.4807 GBP | |||
10p ordinary | Purchase | 35,742 | 5.4800 GBP | |||
10p ordinary | Purchase | 53,084 | 5.4806 GBP | |||
10p ordinary | Purchase | 79,049 | 5.4780 GBP | |||
10p ordinary | Sale | 594 | 5.4900 GBP | |||
10p ordinary | Sale | 9,147 | 5.4792 GBP | |||
10p ordinary | Sale | 19,003 | 5.4802 GBP | |||
10p ordinary | Sale | 23,705 | 5.4782 GBP | |||
10p ordinary | Sale | 28,224 | 5.4800 GBP | |||
10p ordinary | Sale | 42,051 | 5.4820 GBP | |||
10p ordinary | Sale | 200,000 | 5.4872 GBP | |||
10p ordinary | Sale | 200,000 | 5.4536 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 1,229 | 5.4848 GBP | |||
10p ordinary | SWAP | Long | 6,804 | 5.4800 GBP | |||
10p ordinary | SWAP | Long | 7,761 | 5.4797 GBP | |||
10p ordinary | SWAP | Long | 9,147 | 5.4792 GBP | |||
10p ordinary | SWAP | Long | 200,000 | 5.4872 GBP | |||
10p ordinary | SWAP | Short | 123 | 5.4860 GBP | |||
10p ordinary | SWAP | Short | 403 | 5.4810 GBP | |||
10p ordinary | SWAP | Short | 538 | 5.4780 GBP | |||
10p ordinary | SWAP | Short | 605 | 5.4880 GBP | |||
10p ordinary | CFD | Short | 740 | 5.4804 GBP | |||
10p ordinary | SWAP | Short | 3,270 | 5.4821 GBP | |||
10p ordinary | SWAP | Short | 4,227 | 5.4769 GBP | |||
10p ordinary | SWAP | Short | 5,667 | 5.4791 GBP | |||
10p ordinary | SWAP | Short | 6,044 | 5.4818 GBP | |||
10p ordinary | SWAP | Short | 7,761 | 5.4800 GBP | |||
10p ordinary | SWAP | Short | 19,734 | 5.4793 GBP | |||
10p ordinary | SWAP | Short | 34,465 | 5.4750 GBP | |||
10p ordinary | SWAP | Short | 35,836 | 5.4811 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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