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Form 8.3 - AVAST PLC - AMENDMENT

17th Feb 2022 13:12

 

FORM 8.3- Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

AVAST PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

14 FEB 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES : NORTONLIFELOCK INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:10p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

51,005,507

4.91%

336,394

0.03%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

18,754,725

1.80%

40,902,539

3.93%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

69,760,232

6.71%

41,238,933

3.97%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
10p ordinaryPurchase

100

6.2670 GBP
10p ordinaryPurchase

270

6.2460 GBP
10p ordinaryPurchase

479

6.2280 GBP
10p ordinaryPurchase

539

6.2640 GBP
10p ordinaryPurchase

604

6.2660 GBP
10p ordinaryPurchase

606

6.2474 GBP
10p ordinaryPurchase

668

6.2480 GBP
10p ordinaryPurchase

700

6.2400 GBP
10p ordinaryPurchase

720

6.2420 GBP
10p ordinaryPurchase

742

6.2585 GBP
10p ordinaryPurchase

843

6.2570 GBP
10p ordinaryPurchase

991

6.2584 GBP
10p ordinaryPurchase

1,414

6.2491 GBP
10p ordinaryPurchase

1,932

6.2620 GBP
10p ordinaryPurchase

1,932

6.2518 GBP
10p ordinaryPurchase

1,946

6.2564 GBP
10p ordinaryPurchase

2,020

6.2619 GBP
10p ordinaryPurchase

2,146

6.2482 GBP
10p ordinaryPurchase

2,193

6.2416 GBP
10p ordinaryPurchase

3,796

6.2464 GBP
10p ordinaryPurchase

5,866

6.2579 GBP
10p ordinaryPurchase

10,132

6.2538 GBP
10p ordinaryPurchase

10,465

6.2618 GBP
10p ordinaryPurchase

11,279

6.2580 GBP
10p ordinaryPurchase

14,725

6.2500 GBP
10p ordinaryPurchase

15,290

6.2304 GBP
10p ordinaryPurchase

18,270

6.2572 GBP
10p ordinaryPurchase

31,000

6.2498 GBP
10p ordinaryPurchase

41,859

6.2621 GBP
10p ordinaryPurchase

57,555

6.2623 GBP
10p ordinaryPurchase

125,472

6.2490 GBP
10p ordinaryPurchase

133,651

6.2432 GBP
10p ordinaryPurchase

219,301

6.2600 GBP
10p ordinaryPurchase

279,084

6.2573 GBP
10p ordinarySale

31

6.2650 GBP
10p ordinarySale

40

6.2530 GBP
10p ordinarySale

270

6.2460 GBP
10p ordinarySale

355

6.2510 GBP
10p ordinarySale

468

6.2620 GBP
10p ordinarySale

498

6.2640 GBP
10p ordinarySale

604

6.2660 GBP
10p ordinarySale

606

6.2474 GBP
10p ordinarySale

668

6.2480 GBP
10p ordinarySale

700

6.2400 GBP
10p ordinarySale

720

6.2420 GBP
10p ordinarySale

931

6.2280 GBP
10p ordinarySale

1,069

6.2583 GBP
10p ordinarySale

1,185

6.2600 GBP
10p ordinarySale

1,440

6.2479 GBP
10p ordinarySale

1,516

6.2483 GBP
10p ordinarySale

1,944

6.2476 GBP
10p ordinarySale

2,058

6.2481 GBP
10p ordinarySale

2,828

6.2438 GBP
10p ordinarySale

4,845

6.2376 GBP
10p ordinarySale

4,922

6.2500 GBP
10p ordinarySale

7,788

6.2521 GBP
10p ordinarySale

12,384

6.2442 GBP
10p ordinarySale

15,261

6.2493 GBP
10p ordinarySale

17,202

6.2531 GBP
10p ordinarySale

22,170

6.2464 GBP
10p ordinarySale

57,528

6.2328 GBP
10p ordinarySale

61,824

6.2455 GBP
10p ordinarySale

64,048

6.2609 GBP
10p ordinarySale

121,948

6.2484 GBP
10p ordinarySale

125,472

6.2490 GBP
10p ordinarySale

500,000

6.2489 GBP
10p ordinarySale

521,630

6.1860 GBP
 
(b) Cash-settled derivative transactions
Class ofProductNature of dealingNumber ofPrice per
relevantdescriptionreferenceunit
securitysecurities
10p ordinarySWAPLong

808

6.2496 GBP
10p ordinarySWAPLong

1,476

6.2460 GBP
10p ordinarySWAPLong

2,046

6.2531 GBP
10p ordinarySWAPLong

6,738

6.2500 GBP
10p ordinarySWAPLong

6,798

6.2526 GBP
10p ordinarySWAPLong

8,147

6.2487 GBP
10p ordinarySWAPLong

8,433

6.2495 GBP
10p ordinarySWAPLong

10,848

6.2451 GBP
10p ordinarySWAPLong

14,395

6.2403 GBP
10p ordinarySWAPLong

25,786

6.2471 GBP
10p ordinarySWAPLong

35,145

6.2476 GBP
10p ordinarySWAPLong

39,147

6.2470 GBP
10p ordinarySWAPLong

64,048

6.2609 GBP
10p ordinarySWAPLong

66,357

6.2489 GBP
10p ordinaryCFDLong

173,258

181.3750 CZK
10p ordinarySWAPLong

500,000

6.2488 GBP
10p ordinarySWAPShort

3,992

6.2494 GBP
10p ordinarySWAPShort

6,000

6.2550 GBP
10p ordinaryCFDShort

9,737

6.2580 GBP
10p ordinarySWAPShort

10,995

6.2580 GBP
10p ordinarySWAPShort

20,509

6.2573 GBP
10p ordinarySWAPShort

23,368

6.2373 GBP
10p ordinarySWAPShort

25,000

6.2486 GBP
10p ordinarySWAPShort

44,394

6.2570 GBP
10p ordinaryCFDShort

173,258

6.2343 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

17 FEB 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220217005544/en/

Copyright Business Wire 2022


Related Shares:

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