12th Apr 2022 16:27
FORM 8.3 | Amendment to Sale | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 08 April 2022 | |||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||||||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
| |||||||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||||||||||||||||
to which the disclosure relates following the dealing (if any) |
| ||||||||||||||||||||
Class of relevant security: | 10p ordinary |
| |||||||||||||||||||
Interests | Short Positions |
| |||||||||||||||||||
Number | (%) | Number | (%) |
| |||||||||||||||||
(1) | Relevant securities owned |
| |||||||||||||||||||
and/or controlled: | 43,670,238 | 4.20% | 696,045 | 0.07% |
| ||||||||||||||||
| |||||||||||||||||||||
(2) | Cash-settled derivatives: |
| |||||||||||||||||||
619,551 | 0.06% | 39,776,832 | 3.82% |
| |||||||||||||||||
| |||||||||||||||||||||
(3) | Stock-settled derivatives (including options) |
| |||||||||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
| ||||||||||||||||
| |||||||||||||||||||||
| |||||||||||||||||||||
TOTAL: | 44,289,789 | 4.26% | 40,472,877 | 3.89% |
| ||||||||||||||||
| |||||||||||||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||||||||||||||||
options) |
| ||||||||||||||||||||
Class of relevant security in relation to |
| ||||||||||||||||||||
which subscription right exists |
| ||||||||||||||||||||
Details, including nature of the rights |
| ||||||||||||||||||||
concerned and relevant percentages: |
| ||||||||||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 418 | 5.6289 GBP | |||
10p ordinary | Purchase | 1,286 | 5.6225 GBP | |||
10p ordinary | Purchase | 2,175 | 5.6233 GBP | |||
10p ordinary | Purchase | 8,209 | 5.6145 GBP | |||
10p ordinary | Purchase | 20,890 | 5.6267 GBP | |||
10p ordinary | Purchase | 101,295 | 5.6280 GBP | |||
10p ordinary | Purchase | 136,841 | 5.5839 GBP | |||
10p ordinary | Sale | 62 | 5.6120 GBP | |||
10p ordinary | Sale | 203 | 5.6260 GBP | |||
10p ordinary | Sale | 585 | 5.6188 GBP | |||
10p ordinary | Sale | 1,151 | 5.6282 GBP | |||
10p ordinary | Sale | 1,735 | 168.5400 CZK | |||
10p ordinary | Sale | 3,071 | 5.6127 GBP | |||
10p ordinary | Sale | 6,865 | 5.6280 GBP | |||
10p ordinary | Sale | 7,870 | 5.6108 GBP | |||
10p ordinary | Sale | 24,251 | 5.6142 GBP | |||
10p ordinary | Sale | 62,939 | 5.6135 GBP | |||
10p ordinary | Sale | 118,958 | 5.6200 GBP |
| (b) | Cash-settled derivative transactions |
| |||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per |
| ||||||||||
| relevant | description | reference | unit |
| |||||||||||
| security | securities |
| |||||||||||||
| 10p ordinary | SWAP | Long | 203 | 5.6260 GBP |
| ||||||||||
| 10p ordinary | SWAP | Long | 647 | 5.6178 GBP |
| ||||||||||
| 10p ordinary | CFD | Long | 995 | 5.6274 GBP |
| ||||||||||
| 10p ordinary | CFD | Long | 1,735 | 168.4220 CZK |
| ||||||||||
| 10p ordinary | SWAP | Long | 2,152 | 5.6280 GBP |
| ||||||||||
| 10p ordinary | SWAP | Long | 28,302 | 5.6192 GBP |
| ||||||||||
| 10p ordinary | SWAP | Long | 50,259 | 5.6165 GBP |
| ||||||||||
| 10p ordinary | SWAP | Long | 62,058 | 5.6196 GBP |
| ||||||||||
| 10p ordinary | SWAP | Short | 12 | 5.5400 GBP |
| ||||||||||
| 10p ordinary | CFD | Short | 1,692 | 5.6252 GBP |
| ||||||||||
| 10p ordinary | SWAP | Short | 20,890 | 5.6267 GBP |
| ||||||||||
| 10p ordinary | SWAP | Short | 95,377 | 5.6280 GBP |
| ||||||||||
(c) | Stock-settled derivative transactions (including options) | |||||||||||||||
(i) | Writing, selling, purchasing or varying | |||||||||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | |||||||||
of | description | purchasing, | of | price | date | money | ||||||||||
relevant | selling, | securities | per unit | paid/ | ||||||||||||
security | varying etc | to which | received | |||||||||||||
option | per unit | |||||||||||||||
relates | ||||||||||||||||
(ii) | Exercising | |||||||||||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | ||||||||||||
security | securities | unit | ||||||||||||||
(d) | Other dealings (including subscribing for new securities) | |||||||||||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | |||||||||||||
security | applicable) | |||||||||||||||
4. | OTHER INFORMATION | |||||||||||||||
(a) | Indemnity and other dealings arrangements | |||||||||||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | ||||||||||||||||
formal or informal, relating to relevant securities which may be an inducement to deal | ||||||||||||||||
or refrain from dealing entered into by the person making the disclosure and any party | ||||||||||||||||
to the offer or any person acting in concert with a party to the offer: | ||||||||||||||||
NONE | ||||||||||||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | |||||||||||||||
Details of any agreement, arrangement or understanding, formal or informal, between | ||||||||||||||||
the person making the disclosure and any other person relating to: | ||||||||||||||||
(i) the voting rights of any relevant securities under any option; or | ||||||||||||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | ||||||||||||||||
any derivative is referenced: | ||||||||||||||||
NONE | ||||||||||||||||
(c) | Attachments | |||||||||||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | |||||||||||||||
Date of disclosure: | 12 Apr 2022 | |||||||||||||||
Contact name: | Large Holdings Regulatory Operations | |||||||||||||||
Telephone number: | 020 3134 7213 | |||||||||||||||
Related Shares:
AVST.LBarclays