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Form 8.3 - AVAST PLC - AMENDMENT

27th Jan 2022 16:39

 

FORM 8.3 Amendment to Sale

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

AVAST PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

24 January 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES NORTONLIFELOCK INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:10p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

33,796,598

3.25%

11,973,731

1.15%

 

(2)

Cash-settled derivatives:

 

52,775

0.01%

13,432,836

1.29%

 

(3)

Stock-settled derivatives (including options)

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

33,849,373

3.26%

25,406,567

2.45%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
10p ordinaryPurchase

55

6.0500 GBP
10p ordinaryPurchase

384

6.0180 GBP
10p ordinaryPurchase

404

6.0360 GBP
10p ordinaryPurchase

458

6.0280 GBP
10p ordinaryPurchase

469

6.0461 GBP
10p ordinaryPurchase

470

6.0460 GBP
10p ordinaryPurchase

488

6.0540 GBP
10p ordinaryPurchase

513

6.0410 GBP
10p ordinaryPurchase

517

6.0510 GBP
10p ordinaryPurchase

524

6.0440 GBP
10p ordinaryPurchase

642

6.0321 GBP
10p ordinaryPurchase

937

6.0455 GBP
10p ordinaryPurchase

982

6.0570 GBP
10p ordinaryPurchase

1,009

6.0520 GBP
10p ordinaryPurchase

1,057

6.0220 GBP
10p ordinaryPurchase

1,212

6.0453 GBP
10p ordinaryPurchase

1,294

6.0240 GBP
10p ordinaryPurchase

1,297

6.0444 GBP
10p ordinaryPurchase

1,424

6.0286 GBP
10p ordinaryPurchase

1,495

6.0391 GBP
10p ordinaryPurchase

1,861

6.0341 GBP
10p ordinaryPurchase

2,312

6.0349 GBP
10p ordinaryPurchase

2,508

6.0435 GBP
10p ordinaryPurchase

2,662

6.0480 GBP
10p ordinaryPurchase

2,707

6.0395 GBP
10p ordinaryPurchase

2,832

6.0300 GBP
10p ordinaryPurchase

3,297

6.0385 GBP
10p ordinaryPurchase

3,434

6.0379 GBP
10p ordinaryPurchase

4,609

6.0490 GBP
10p ordinaryPurchase

5,286

6.0442 GBP
10p ordinaryPurchase

6,142

6.0522 GBP
10p ordinaryPurchase

8,135

6.0314 GBP
10p ordinaryPurchase

10,817

6.0260 GBP
10p ordinaryPurchase

12,577

6.0364 GBP
10p ordinaryPurchase

22,201

175.9305 CZK
10p ordinaryPurchase

25,775

6.0138 GBP
10p ordinaryPurchase

33,369

6.0140 GBP
10p ordinaryPurchase

42,944

6.0336 GBP
10p ordinaryPurchase

51,926

6.0338 GBP
10p ordinaryPurchase

56,490

6.0458 GBP
10p ordinaryPurchase

150,449

6.0178 GBP
10p ordinaryPurchase

6,127,000

6.0230 GBP
10p ordinarySale

146

6.0380 GBP
10p ordinarySale

384

6.0180 GBP
10p ordinarySale

404

6.0360 GBP
10p ordinarySale

446

6.0240 GBP
10p ordinarySale

458

6.0280 GBP
10p ordinarySale

488

6.0540 GBP
10p ordinarySale

499

6.0520 GBP
10p ordinarySale

513

6.0410 GBP
10p ordinarySale

658

6.0471 GBP
10p ordinarySale

677

6.0440 GBP
10p ordinarySale

1,057

6.0220 GBP
10p ordinarySale

1,830

6.0500 GBP
10p ordinarySale

2,166

6.0402 GBP
10p ordinarySale

2,557

6.0388 GBP
10p ordinarySale

2,561

6.0419 GBP
10p ordinarySale

4,162

6.0499 GBP
10p ordinarySale

5,722

6.0146 GBP
10p ordinarySale

6,332

6.0374 GBP
10p ordinarySale

11,312

6.0494 GBP
10p ordinarySale

12,929

6.0291 GBP
10p ordinarySale

13,291

6.0480 GBP
10p ordinarySale

20,997

6.0400 GBP
10p ordinarySale

28,310

6.0372 GBP
10p ordinarySale

32,374

6.0144 GBP
10p ordinarySale

44,788

6.0490 GBP
10p ordinarySale

100,000

6.0451 GBP
10p ordinarySale

138,974

6.0396 GBP
10p ordinarySale

255,453

6.0140 GBP
10p ordinarySale

284,411

6.0284 GBP
 
(b) Cash-settled derivative transactions
Class ofProductNature of dealingNumber ofPrice per

relevant

descriptionreferenceunit
securitysecurities
10p ordinarySWAPLong

996

6.0263 GBP
10p ordinarySWAPLong

2,166

6.0402 GBP
10p ordinarySWAPLong

2,355

6.0323 GBP
10p ordinaryCFDLong

22,190

6.0369 GBP
10p ordinarySWAPLong

26,506

6.0386 GBP
10p ordinaryCFDLong

31,712

6.0303 GBP
10p ordinarySWAPLong

53,314

6.0394 GBP
10p ordinarySWAPLong

65,650

6.0444 GBP
10p ordinarySWAPLong

255,453

6.0140 GBP
10p ordinarySWAPShort

2,102

6.0387 GBP
10p ordinarySWAPShort

6,496

6.0400 GBP
10p ordinarySWAPShort

8,497

6.0426 GBP
10p ordinarySWAPShort

19,157

6.0234 GBP
10p ordinaryCFDShort

20,620

6.0140 GBP
10p ordinarySWAPShort

22,076

6.0140 GBP
10p ordinaryCFDShort

22,201

176.0537 CZK
10p ordinarySWAPShort

32,595

6.0135 GBP
10p ordinarySWAPShort

51,926

6.0338 GBP
10p ordinaryCFDShort

65,667

6.0143 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

27 January 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220127005837/en/

Copyright Business Wire 2022


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