1st Jul 2022 16:34
FORM 8.3 | Amendment to Purchase and Sale | ||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
| |||||||||||
(a) | Full name of discloser: | Barclays PLC. |
| ||||||||||
| |||||||||||||
(b) | Owner or controller of interest and short |
| |||||||||||
positions disclosed, if different from 1(a): |
| ||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
| ||||||||||
relevant securities this form relates: |
| ||||||||||||
(d) | If an exempt fund manager connected with an |
| |||||||||||
offeror/offeree, state this and specify identity of |
| ||||||||||||
offeror/offeree: |
| ||||||||||||
(e) | Date position held/dealing undertaken: | 29 June 2022 |
| ||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||||||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
| |||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
| |||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||||||||
| to which the disclosure relates following the dealing (if any) |
|
| ||||||||||
Class of relevant security: | 10p ordinary |
| |||||||||||
Interests | Short Positions |
| |||||||||||
Number | (%) | Number | (%) |
| |||||||||
(1) | Relevant securities owned |
| |||||||||||
and/or controlled: | 32,594,368 | 3.13% | 1,140,916 | 0.11% |
| ||||||||
| |||||||||||||
(2) | Cash-settled derivatives: |
| |||||||||||
653,694 | 0.06% | 33,410,107 | 3.21% |
| |||||||||
| |||||||||||||
(3) | Stock-settled derivatives (including options) |
| |||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
| ||||||||
| |||||||||||||
| |||||||||||||
TOTAL: | 33,248,062 | 3.19% | 34,551,023 | 3.32% |
| ||||||||
| |||||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||||||||
| options) |
|
| ||||||||||
Class of relevant security in relation to |
| ||||||||||||
which subscription right exists |
| ||||||||||||
Details, including nature of the rights |
| ||||||||||||
concerned and relevant percentages: |
| ||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 1 | 5.2200 GBP | ||||
10p ordinary | Purchase | 104 | 150.0000 CZK | ||||
10p ordinary | Purchase | 294 | 5.2700 GBP | ||||
10p ordinary | Purchase | 294 | 5.1980 GBP | ||||
10p ordinary | Purchase | 294 | 5.2160 GBP | ||||
10p ordinary | Purchase | 309 | 5.2716 GBP | ||||
10p ordinary | Purchase | 358 | 5.1840 GBP | ||||
10p ordinary | Purchase | 476 | 5.1820 GBP | ||||
10p ordinary | Purchase | 490 | 5.2528 GBP | ||||
10p ordinary | Purchase | 539 | 5.1940 GBP | ||||
10p ordinary | Purchase | 558 | 5.2471 GBP | ||||
10p ordinary | Purchase | 593 | 5.2659 GBP | ||||
10p ordinary | Purchase | 648 | 5.2010 GBP | ||||
10p ordinary | Purchase | 680 | 5.2000 GBP | ||||
10p ordinary | Purchase | 840 | 5.2360 GBP | ||||
10p ordinary | Purchase | 929 | 5.2081 GBP | ||||
10p ordinary | Purchase | 954 | 5.2460 GBP | ||||
10p ordinary | Purchase | 1,123 | 5.2380 GBP | ||||
10p ordinary | Purchase | 1,134 | 5.2320 GBP | ||||
10p ordinary | Purchase | 1,250 | 5.2420 GBP | ||||
10p ordinary | Purchase | 2,934 | 5.2441 GBP | ||||
10p ordinary | Purchase | 3,323 | 5.2340 GBP | ||||
10p ordinary | Purchase | 3,401 | 5.2310 GBP | ||||
10p ordinary | Purchase | 11,333 | 5.2283 GBP | ||||
10p ordinary | Purchase | 26,801 | 5.2448 GBP | ||||
10p ordinary | Purchase | 28,240 | 5.2440 GBP | ||||
10p ordinary | Purchase | 86,500 | 5.2559 GBP | ||||
10p ordinary | Purchase | 99,378 | 5.2439 GBP | ||||
10p ordinary | Sale | 1 | 5.2200 GBP | ||||
10p ordinary | Sale | 12 | 5.2670 GBP | ||||
10p ordinary | Sale | 159 | 5.2410 GBP | ||||
10p ordinary | Sale | 272 | 5.2211 GBP | ||||
10p ordinary | Sale | 294 | 5.1980 GBP | ||||
10p ordinary | Sale | 294 | 5.2700 GBP | ||||
10p ordinary | Sale | 294 | 5.2160 GBP | ||||
10p ordinary | Sale | 358 | 5.1840 GBP | ||||
10p ordinary | Sale | 476 | 5.1820 GBP | ||||
10p ordinary | Sale | 539 | 5.1940 GBP | ||||
10p ordinary | Sale | 648 | 5.2010 GBP | ||||
10p ordinary | Sale | 680 | 5.2000 GBP | ||||
10p ordinary | Sale | 840 | 5.2360 GBP | ||||
10p ordinary | Sale | 841 | 5.2600 GBP | ||||
10p ordinary | Sale | 1,000 | 5.2226 GBP | ||||
10p ordinary | Sale | 1,123 | 5.2380 GBP | ||||
10p ordinary | Sale | 1,134 | 5.2320 GBP | ||||
10p ordinary | Sale | 1,504 | 5.2420 GBP | ||||
10p ordinary | Sale | 3,729 | 5.2340 GBP | ||||
10p ordinary | Sale | 4,033 | 5.2460 GBP | ||||
10p ordinary | Sale | 6,615 | 5.2222 GBP | ||||
10p ordinary | Sale | 9,885 | 5.2377 GBP | ||||
10p ordinary | Sale | 12,206 | 5.2452 GBP | ||||
10p ordinary | Sale | 13,367 | 5.2440 GBP | ||||
10p ordinary | Sale | 13,625 | 5.2400 GBP | ||||
10p ordinary | Sale | 13,807 | 5.2492 GBP | ||||
10p ordinary | Sale | 16,163 | 5.2345 GBP | ||||
10p ordinary | Sale | 23,117 | 5.2403 GBP | ||||
10p ordinary | Sale | 24,467 | 5.2490 GBP | ||||
10p ordinary | Sale | 39,625 | 5.2494 GBP | ||||
10p ordinary | Sale | 104,228 | 5.2425 GBP | ||||
10p ordinary | Sale | 2,000,000 | 5.2524 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 1 | 5.2200 GBP | |||
10p ordinary | CFD | Long | 104 | 5.1854 GBP | |||
10p ordinary | SWAP | Long | 272 | 5.2211 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 5.2226 GBP | |||
10p ordinary | SWAP | Long | 2,058 | 5.1995 GBP | |||
10p ordinary | SWAP | Long | 3,189 | 5.2245 GBP | |||
10p ordinary | CFD | Long | 3,717 | 5.2566 GBP | |||
10p ordinary | SWAP | Long | 5,958 | 5.2440 GBP | |||
10p ordinary | SWAP | Long | 6,502 | 5.2462 GBP | |||
10p ordinary | SWAP | Long | 6,505 | 5.2323 GBP | |||
10p ordinary | SWAP | Long | 6,848 | 5.2553 GBP | |||
10p ordinary | SWAP | Long | 6,971 | 5.2432 GBP | |||
10p ordinary | SWAP | Long | 9,885 | 5.2377 GBP | |||
10p ordinary | SWAP | Long | 11,124 | 5.2359 GBP | |||
10p ordinary | SWAP | Long | 11,998 | 5.2442 GBP | |||
10p ordinary | SWAP | Long | 12,119 | 5.2368 GBP | |||
10p ordinary | SWAP | Long | 24,467 | 5.2490 GBP | |||
10p ordinary | SWAP | Long | 39,625 | 5.2494 GBP | |||
10p ordinary | SWAP | Long | 45,460 | 5.2406 GBP | |||
10p ordinary | SWAP | Long | 52,366 | 5.2399 GBP | |||
10p ordinary | SWAP | Long | 2,000,000 | 5.2524 GBP | |||
10p ordinary | SWAP | Short | 7 | 5.2320 GBP | |||
10p ordinary | SWAP | Short | 48 | 5.2980 GBP | |||
10p ordinary | CFD | Short | 104 | 150.1050 CZK | |||
10p ordinary | SWAP | Short | 442 | 5.2480 GBP | |||
10p ordinary | SWAP | Short | 558 | 5.2471 GBP | |||
10p ordinary | SWAP | Short | 922 | 5.2080 GBP | |||
10p ordinary | SWAP | Short | 1,203 | 5.2306 GBP | |||
10p ordinary | SWAP | Short | 1,653 | 5.2673 GBP | |||
10p ordinary | SWAP | Short | 2,198 | 5.2312 GBP | |||
10p ordinary | CFD | Short | 8,423 | 5.2444 GBP | |||
10p ordinary | CFD | Short | 9,066 | 5.2440 GBP | |||
10p ordinary | SWAP | Short | 9,368 | 5.2427 GBP | |||
10p ordinary | SWAP | Short | 11,333 | 5.2283 GBP | |||
10p ordinary | SWAP | Short | 16,015 | 5.2365 GBP | |||
10p ordinary | SWAP | Short | 23,555 | 5.2478 GBP | |||
10p ordinary | SWAP | Short | 27,456 | 5.2402 GBP | |||
10p ordinary | SWAP | Short | 34,108 | 5.2437 GBP | |||
10p ordinary | SWAP | Short | 86,500 | 5.2559 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 1 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays