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Form 8.3 - AVAST PLC AMENDMENT

1st Feb 2022 13:09

 

FORM 8.3 Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

AVAST PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

25 Jan 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: NORTONLIFELOCK INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:10p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

34,287,819

3.30%

12,046,823

1.16%

 

(2)

Cash-settled derivatives:

 

18,923

0.00%

13,377,222

1.29%

 

(3)

Stock-settled derivatives (including options)

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

34,306,742

3.30%

25,424,045

2.45%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
10p ordinaryPurchase

74

6.0272 GBP
10p ordinaryPurchase

117

6.0360 GBP
10p ordinaryPurchase

427

6.0300 GBP
10p ordinaryPurchase

458

6.0260 GBP
10p ordinaryPurchase

489

6.0270 GBP
10p ordinaryPurchase

507

6.0344 GBP
10p ordinaryPurchase

693

6.0480 GBP
10p ordinaryPurchase

693

6.0520 GBP
10p ordinaryPurchase

923

6.0294 GBP
10p ordinaryPurchase

1,002

6.0261 GBP
10p ordinaryPurchase

1,045

6.0395 GBP
10p ordinaryPurchase

1,064

6.0380 GBP
10p ordinaryPurchase

1,329

6.0320 GBP
10p ordinaryPurchase

1,401

6.0096 GBP
10p ordinaryPurchase

1,475

6.0297 GBP
10p ordinaryPurchase

1,814

6.0255 GBP
10p ordinaryPurchase

2,008

6.0305 GBP
10p ordinaryPurchase

2,458

6.0340 GBP
10p ordinaryPurchase

2,751

6.0318 GBP
10p ordinaryPurchase

2,803

6.0298 GBP
10p ordinaryPurchase

4,610

6.0195 GBP
10p ordinaryPurchase

6,353

6.0335 GBP
10p ordinaryPurchase

7,382

6.0315 GBP
10p ordinaryPurchase

13,104

6.0279 GBP
10p ordinaryPurchase

13,216

6.0100 GBP
10p ordinaryPurchase

33,716

6.0212 GBP
10p ordinaryPurchase

38,839

6.0244 GBP
10p ordinaryPurchase

110,710

176.0583 CZK
10p ordinaryPurchase

212,806

6.0291 GBP
10p ordinaryPurchase

500,000

6.0070 GBP
10p ordinarySale

117

6.0360 GBP
10p ordinarySale

187

6.0280 GBP
10p ordinarySale

250

6.0400 GBP
10p ordinarySale

539

6.0380 GBP
10p ordinarySale

693

6.0480 GBP
10p ordinarySale

693

6.0520 GBP
10p ordinarySale

1,321

6.0333 GBP
10p ordinarySale

1,329

6.0320 GBP
10p ordinarySale

1,533

6.0340 GBP
10p ordinarySale

1,954

6.0346 GBP
10p ordinarySale

2,351

6.0283 GBP
10p ordinarySale

2,790

6.0363 GBP
10p ordinarySale

3,865

6.0300 GBP
10p ordinarySale

4,180

6.0301 GBP
10p ordinarySale

5,658

6.0318 GBP
10p ordinarySale

8,070

6.0334 GBP
10p ordinarySale

8,628

6.0350 GBP
10p ordinarySale

8,766

6.0273 GBP
10p ordinarySale

11,663

6.0357 GBP
10p ordinarySale

12,107

6.0100 GBP
10p ordinarySale

21,347

6.0295 GBP
10p ordinarySale

40,722

6.0323 GBP
10p ordinarySale

100,638

6.0152 GBP
10p ordinarySale

169,631

6.0284 GBP
10p ordinarySale

171,517

6.0313 GBP
10p ordinarySale

250,000

6.0130 GBP
 
(b) Cash-settled derivative transactions
Class ofProductNature of dealingNumber ofPrice per
relevantdescriptionreferenceunit
securitysecurities
10p ordinarySWAPLong

751

6.0233 GBP
10p ordinaryCFDLong

4,413

6.0100 GBP
10p ordinarySWAPLong

16,591

6.0237 GBP
10p ordinaryCFDLong

18,877

6.0269 GBP
10p ordinarySWAPLong

36,360

6.0249 GBP
10p ordinarySWAPLong

42,003

6.0300 GBP
10p ordinaryCFDLong

110,650

6.0315 GBP
10p ordinarySWAPShort

49

6.0220 GBP
10p ordinarySWAPShort

2,008

6.0340 GBP
10p ordinarySWAPShort

6,045

6.0100 GBP
10p ordinarySWAPShort

6,499

6.0315 GBP
10p ordinarySWAPShort

8,865

6.0354 GBP
10p ordinarySWAPShort

11,191

6.0285 GBP
10p ordinarySWAPShort

28,664

6.0282 GBP
10p ordinarySWAPShort

33,716

6.0212 GBP
10p ordinaryCFDShort

110,710

176.1816 CZK

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

1 FEB 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220201005785/en/

Copyright Business Wire 2022


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